DFX Intelligence
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| BLACKSTONE STRATEGIC CAPITAL ADVISORS, L.L.C. asset manager | $16B | +8.3% | 0.0% | 2 | 18 | ||||
| WEISS ASSET MANAGEMENT asset manager | $16B | +45% | 0.0% | 4 | 2 | ||||
| ABBOTT CAPITAL MANAGEMENT LLC other | $16B | +1.9% | 0.0% | 2 | 41 | ||||
| P•••••••• A••••••• national BD | $16B | +39% | 3,986 | $3.9M | 99% | 21% | 17 | 1,829 | |
| E••••••• W••••• M••••••••• L•• independent RIA | $16B | +12% | 90% | 100% | 5 | 1 | |||
| O•••• A••••••• S•••••••• L•• BD affiliated | $15B | +24% | 351 | $44.1M | 97% | 59% | 84 | 201 | |
| I••••• other | $15B | +16% | 1 | $15B | 0.0% | 1 | 5 | ||
| A•••••• G••••• I•••••••• A••• P•••••• L•••••• asset manager | $15B | +17% | 0.0% | 1 | |||||
| A•• Q• A••••••• L•• asset manager | $15B | +3.8% | 0.0% | 6 | 31 | ||||
| T•••••• S••••• P••••••••• L••• asset manager | $15B | +7.7% | 0.0% | 27 | 78 | ||||
| I•• G••••• I••• institutional | $15B | +17% | 17 | $907M | 4.1% | 94% | 11 | 1 | |
| B••••• R•••• P••••••• asset manager | $15B | +81% | 0.0% | 1 | 16 | ||||
| B••••••••• P••••••• independent RIA | $15B | +28% | 91 | $168M | 97% | 100% | 5 | 9 | |
| P••• X• P••••••• O••••••••• L•• asset manager | $15B | 0.0% | 8 | 25 | |||||
| C• W•••••••• A•••• M••••••••• F••••••••• A•• other | $15B | -17% | 0.0% | 2 | |||||
| C•••••• H••• I••••••••• M••••••••• I••• other | $15B | +7.1% | 31 | $491M | 0.0% | 2 | |||
| C• A•••••••• L•• independent RIA | $15B | +64% | 99 | $154M | 95% | 90% | 65 | 25 | 4 |
| N••••••••• A•••• M••••••••• L•• other | $15B | +12% | 0.0% | 1 | 2 | ||||
| B••••••••• I•••••• L•••••• asset manager | $15B | +12% | 0.0% | 6 | 50 | ||||
| P••••• C•••••• asset manager | $15B | +15% | 0.0% | 1 | 38 | ||||
| O••••••• B•• W••••• P••••••• independent RIA | $15B | +50% | 121 | $125M | 95% | 87% | 70 | 24 | |
| C• A••••••• L•• independent RIA | $15B | +17% | 4 | $3.8B | 87% | 100% | 1 | 14 | |
| S•• F•••• I••••• A••••••• I•• L•• institutional | $15B | 1.7% | 100% | 1 | 18 | ||||
| G••••••• asset manager | $15B | +116% | 0.0% | 1 | 21 | ||||
| A••• P••••••• I•• L•• asset manager | $15B | -3.7% | 0.0% | 3 | 29 | ||||
| W••• M••••••••• C••••••••• asset manager | $15B | +11% | 0.0% | 2 | 20 | ||||
| T•• L••••• C•••••• O• V••••••• mixed wealth | $15B | -7.0% | 31 | $480M | 28% | 64% | 179 | 1 | |
| W•••••••• A•••• M••••••••• L•• asset manager | $15B | +32% | 0.0% | 2 | 1 | ||||
| C• G••••• I••••••••• I••• asset manager | $15B | +29% | 0.0% | 2 | |||||
| F•••••••• C••••••••• G•••• institutional | $15B | +66% | 26 | $567M | 0.0% | 4 | |||
| Y••••• C•••••• M••••••••• L•• asset manager | $15B | +5.4% | 8 | $1.8B | 7.0% | 92% | 44 | 1 | |
| A•••••• C••••••••• G•••• A•••••••• L•• mixed wealth | $15B | +8.2% | 8 | $1.8B | 22% | 91% | 35 | 12 | |
| T••• A•••• M••••••••• L•• asset manager | $15B | -15% | 0.0% | 1 | |||||
| P•••• M••••••••• I••• asset manager | $15B | +18% | 0.0% | 1 | 6 | ||||
| D•••••• B••••• A•••••••• L•• asset manager | $15B | +14% | 0.0% | 4 | 45 | ||||
| Z•••• I••••••••• M••••••••• I••• mixed wealth | $15B | +26% | 81 | $180M | 31% | 78% | 41 | 20 | 2 |
| N••••• P••• G••••• C•••••• ••• L• asset manager | $15B | +7.0% | 0.0% | 4 | 36 | ||||
| F•••••••• C•••••• M••••••••• L•• independent RIA | $15B | +27% | 63 | $231M | 78% | 74% | 46 | 5 | 14 |
| P••••• P•••••• L•• asset manager | $14B | +177% | 0.0% | 1 | 14 | ||||
| C••• H••••••• C•••••• asset manager | $14B | 9 | $1.6B | 0.0% | 2 | 28 | |||
| C••••••••• W••••• A•••••••• L•• BD affiliated | $14B | +17% | 99 | $146M | 79% | 89% | 66 | 40 | |
| D•• A••••••• L•• asset manager | $14B | +8.6% | 0.0% | 3 | 15 | ||||
| P••• R•••• A••••••• L•• mixed wealth | $14B | +185% | 36% | 100% | 2 | 1 | |||
| P•••••••• A•••• M••••••••• ••••• asset manager | $14B | +6.0% | 0.0% | 2 | |||||
| A••••• I••••••••• M••••••••• L•••••• other | $14B | +14% | 0.0% | 1 | 4 | ||||
| M•• I••••••••• •••• I••• institutional | $14B | -8.0% | 0.0% | 3 | |||||
| K•••• • C••••••• L••• asset manager | $14B | -14% | 0.0% | 1 | 54 | ||||
| I••••••• C•••••• P••••••• L•••••• asset manager | $14B | 0.0% | 2 | 10 | |||||
| S••••••• P••••••• asset manager | $14B | +2.6% | 0.0% | 2 | 33 | ||||
| T•• C••••••• P••••••• L• asset manager | $14B | +1.1% | 0.0% | 5 | 18 | ||||
| F•••••••• E••••• M••••••••• C•••••• O• P••••••••• asset manager | $14B | +11% | 0.0% | 1 | |||||
| B•• N• L•• asset manager | $14B | +0.3% | 0.0% | 4 | 18 | ||||
| A•••• A•••• M••••••••• A••• L•••••• asset manager | $14B | +13% | 0.0% | 1 | |||||
| C••••••• A•••• M••••••••• C••••••• L•• mixed wealth | $14B | +0.1% | 16 | $887M | 48% | 65% | 501 | 2 | |
| W••••••••• M••••••••• H••• K••• L•••••• other | $14B | +20% | 0.0% | 1 | |||||
| A•••• C•••••• A•••••••• L•• independent RIA | $14B | +43% | 19 | $744M | 76% | 72% | 668 | 17 | |
| R•• I••••••••• L• asset manager | $14B | +44% | 0.0% | 1 | 3 | ||||
| G•••• M••••••• P••••••• asset manager | $14B | +25% | 0.0% | 2 | 11 | ||||
| O•••••• F••• A•••••••• L•• asset manager | $14B | +22% | 0.0% | 13 | |||||
| M••••••• G•••• L• asset manager | $14B | -3.3% | 0.0% | 9 | 9 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.