DFX Intelligence
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| BRIGHTON JONES LLC independent RIA | $19B | +26% | 160 | $118M | 94% | 99% | 22 | 34 | 5 |
| FIDELITY DIVERSIFYING SOLUTIONS LLC asset manager | $19B | +95% | 0.0% | 6 | 12 | ||||
| CAPRICORN INVESTMENT GROUP LLC mixed wealth | $19B | +51% | 1 | $19B | 28% | 100% | 5 | 3 | |
| L••••• B••••••• • A••••••••• I••• other | $19B | +12% | 1 | $19B | 14% | 77% | 1,597 | 3 | 7 |
| T••••••••• R••••••••• A•••••••• L•• BD affiliated | $19B | +17% | 304 | $61.9M | 93% | 174 | |||
| B••• W•••••••• A•••• M••••••••• L•• other | $19B | +3.0% | 18 | $1.0B | 2.9% | 52% | 37 | 9 | 2 |
| B••••••••• L••••• C••••• S••••••••• L•• other | $19B | -50% | 10% | 100% | 6 | 24 | |||
| A•••••••• C•••••• M••••••••• L• asset manager | $19B | +48% | 0.0% | 2 | 33 | ||||
| S•••••• W••••• P•••••••• L•• BD affiliated | $19B | +49% | 386 | $48.3M | 94% | 68% | 64 | 171 | |
| P••• L••••••••• S••• asset manager | $19B | +17% | 0.0% | 2 | 12 | ||||
| M••••• C•••••• M••••••••• A••••••• L•• asset manager | $19B | +16% | 0.0% | 7 | 49 | ||||
| R•••••• P••••• M••••••• L•• asset m•••••• | $19B | 0.0% | 1 | ||||||
| 1••• P••••••• ••• L•• institutional | $19B | +1753% | 0.0% | 2 | |||||
| C••••••••• F•••••••• M••••••••• L•• independent RIA | $19B | +3.5% | 93% | 100% | 1 | ||||
| K•••• A•••••••• A•••• M••••••• L•••••• mixed wealth | $19B | 2 | $9.3B | 37% | 100% | 4 | 5 | ||
| F••••••••• L•• asset manager | $19B | +5.6% | 0.0% | 1 | 2 | ||||
| A• C••••• I••••••••• L• asset manager | $18B | +10.0% | 0.0% | 3 | 64 | ||||
| R••• C•••• G•••• L•• other | $18B | +4.8% | 0.0% | 2 | 12 | ||||
| S••• C•••••• M••••••••• L••• asset manager | $18B | +7.6% | 0.0% | 2 | 12 | ||||
| S••••••• A•••• M••••••••• I••• asset manager | $18B | -7.0% | 4 | $4.6B | 0.0% | 100% | 4 | 1 | |
| G•••••••• asset manager | $18B | +44% | 0.0% | 3 | 57 | ||||
| A•••• C••••••• L• institutional | $18B | -4.4% | 0.0% | 5 | 11 | ||||
| S•••••• G••• A••••••• L•• asset manager | $18B | +8.2% | 0.0% | 14 | 139 | ||||
| A•• F•••• L•• asset manager | $18B | -4.1% | 7 | $2.6B | 0.0% | 2 | |||
| R•• A••••••• 2• L•• asset manager | $18B | -12% | 0.0% | 3 | 75 | ||||
| A•••••••• C•••••• P••••••• asset manager | $18B | +87% | 0.0% | 1 | 5 | ||||
| D••• B••• I••••••••• A••••••• other | $18B | +16% | 7 | $2.6B | 0.0% | 1 | |||
| A•••• H••••••• L•• asset manager | $18B | +81% | 0.0% | 2 | 17 | ||||
| R•••••••• C•••••• P••••••• asset manager | $18B | +27% | 0.0% | 2 | 47 | ||||
| T••••••••• C••••••• L•• asset manager | $18B | +21% | 21 | $861M | 0.2% | 88% | 2 | 2 | |
| M•••••••• I••••••••• asset manager | $18B | +103% | 0.0% | 1 | 8 | ||||
| A••••••••• L•• independent RIA | $18B | +16% | 73 | $247M | 93% | 98% | 32 | 10 | |
| S••••••• BD affiliated | $18B | +16% | 244 | $74.0M | 79% | 71% | 87 | 21 | |
| B•••••••• A••••••••• M••••••••• L•• asset manager | $18B | +3.5% | 0.0% | 2 | 82 | ||||
| B••••••• F••• M••••••••• asset manager | $18B | +24% | 0.0% | 4 | 4 | ||||
| M•••••• A•••••••• L•• other | $18B | +62% | 7 | $2.6B | 0.1% | 1 | |||
| S•••••••• P•••••• W••••• asset manager | $18B | +125% | 0.0% | 2 | 4 | ||||
| B••••••••• P•••••• I••••••••• A••••••• L••••• asset manager | $18B | +145% | 0.0% | 1 | 1 | ||||
| C••••• C•••••• I• G• L•••••• asset manager | $18B | +25% | 0.0% | 5 | 2 | ||||
| W••••••••• T•••• I••••••••• A•••••••• I••• other | $18B | +2.3% | 18 | $991M | 0.2% | 100% | 0 | 16 | |
| O•••• I••••••••• A•• O•••• I••••••••• U• other | $18B | -0.2% | 0.0% | 1 | 3 | ||||
| W• F••••• O•••••• independent RIA | $18B | +16% | 27 | $657M | 100% | 100% | 2 | ||
| W••••••••• M••••••••• J•••• P•• L•• other | $18B | -0.7% | 0.0% | 1 | |||||
| F•• I••••••••• L•• asset manager | $18B | +5.0% | 17 | $1.0B | 6.1% | 93% | 59 | 9 | |
| A•••••• E••• asset manager | $18B | +75% | 11 | $1.6B | 0.0% | 1 | |||
| I•••••• L••• M••••••• L•• asset m•••••• | $18B | +9.9% | 3 | $5.9B | 0.0% | 5 | 44 | ||
| M••••• W••••• M••••••••• L•• independent RIA | $18B | +14% | 135 | $131M | 92% | 94% | 44 | 31 | |
| M•••••••• C•••••• M••••••••• L•• other | $18B | +3.6% | 0.1% | 100% | 1 | 4 | |||
| D•••••• C•••••• P••••••• L• asset manager | $18B | -3.1% | 0.0% | 2 | 3 | ||||
| G•••••••• M••••••••• L•• independent RIA | $18B | +29% | 19 | $925M | 95% | 42% | 2,654 | 2 | |
| S••••••••• C•••••• P••••••• asset manager | $18B | -0.8% | 0.0% | 4 | 73 | ||||
| P•••••• S••••• C••••••• L• asset manager | $18B | +46% | 0.0% | 3 | 30 | ||||
| P••••••• C•••••• M••••••••• L•• asset manager | $18B | +52% | 9 | $1.9B | 0.0% | 3 | |||
| L••••••• R••• E••••• I••••••••• M••••••••• L• asset manager | $17B | +3.8% | 0.0% | 2 | |||||
| A••••••• I••••••••• P••••••• asset manager | $17B | +6.6% | 0.0% | 1 | 10 | ||||
| E•••••••• P•••••••• S••••••••• I••• independent RIA | $17B | -41% | 3 | $5.8B | 98% | 26% | 20,074 | 2 | |
| R••••••• asset manager | $17B | +31% | 0.0% | 1 | 4 | ||||
| E•••• A••••••• independent RIA | $17B | -38% | 41 | $422M | 70% | 100% | 5 | 23 | |
| F•••• C•••••• I••• mixed wealth | $17B | -12% | 6 | $2.9B | 34% | 96% | 599 | 3 | 5 |
| B••••• A•••• M••••••••• ••••••••• C••• L•••••• asset manager | $17B | +27% | 0.0% | 1 |
17,149 practices match. Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.