DFX Intelligence

RIA Intelligence

ADV anomalies

What stands out against comparable advisers

Each row is a reported value or a change between two filings that a person should look at, with the peer group it was compared against (segment by RAUM band, at least thirty advisers), the peer median, the percentile, and the filing it was read from. Static outliers sit at or beyond the 2nd or 98th percentile and three robust deviations from the peer median; changes clear a base-size threshold and sit in the top or bottom decile of changes among peers, so a market year does not flag every adviser. Data quality rows (values that are likely filing errors) are kept apart and hidden unless asked for. None of this is a conclusion about a firm; it is where to look.

  • FIRETHORN WEALTH PARTNERS, LLCindependent RIARAUM $672Minstitutional asset share shiftChange between filings
    institutional share of RAUM moved from 2.0% to 28.0% between the annual amendments of 2025-03-18 and 2026-04-24
    filing Apr 24, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.85
  • CAIM LLCmixed wealthRAUM $318MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $178,880,000 to $317,970,000 (+78.0%) between the annual amendments of 2025-03-27 and 2026-04-24; the peer median change was +15.0% (4548 comparable advisers, 98.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, $100M to $500M (4,548)98% percentile6.1 robust deviationsconfidence 0.85
  • LONGBOARD ASSET MANAGEMENTasset managerRAUM $104MRAUM down advisors stableCombination
    filing Apr 24, 2026peers: asset managers, $100M to $500M (1,568)confidence 0.75
  • T••••• R••• W••••• M••••••••• L••independent RIARAUM $94.0MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $60,834,941 to $94,028,548 (+55.0%) between the annual amendments of 2025-02-27 and 2026-04-24; the peer median change was +8.0% (219 comparable advisers, 100.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, under $100M (219)100% percentile2.8 robust deviationsconfidence 0.85
  • B•••••••• A••••••• S•••••••• L••independent RIARAUM $126Maccount count collapseChange between filings
    accounts (Item 5.F.2.f) moved from 768.0 to 82.0 (-89.0%) between the annual amendments of 2025-01-29 and 2026-04-24; the peer median change was +5.0% (3685 comparable advisers, 0.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, $100M to $500M (3,685)0.1% percentile10.6 robust deviationsconfidence 0.85
  • B•••••••• A••••••• S•••••••• L••independent RIARAUM $126Mclient count collapseChange between filings
    individual and HNW clients (Item 5.D) moved from 500.0 to 21.0 (-96.0%) between the annual amendments of 2025-01-29 and 2026-04-24; the peer median change was +3.0% (3309 comparable advisers, 0.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, $100M to $500M (3,309)0.1% percentile11.6 robust deviationsconfidence 0.85
  • N••••••• W••••• M•••••••••mixed wealthRAUM $740MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $413,710,307 to $739,826,707 (+79.0%) between the annual amendments of 2025-04-16 and 2026-04-24; the peer median change was +16.0% (1385 comparable advisers, 97.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, $500M to $1B (1,385)97% percentile6.7 robust deviationsconfidence 0.85
  • I••••••••• C•••••• M••••••••• L••independent RIARAUM $366MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $188,452,825 to $365,605,247 (+94.0%) between the annual amendments of 2025-03-07 and 2026-04-24; the peer median change was +15.0% (4548 comparable advisers, 99.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, $100M to $500M (4,548)99% percentile7.7 robust deviationsconfidence 0.85
  • B•••• C•••••• M••••••••• L••independent RIARAUM $216Mclient count surgeChange between filings
    individual and HNW clients (Item 5.D) moved from 200.0 to 307.0 (+54.0%) between the annual amendments of 2025-04-01 and 2026-04-24; the peer median change was +3.0% (3309 comparable advisers, 97.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, $100M to $500M (3,309)97% percentile5.9 robust deviationsconfidence 0.85
  • A•••••••• W•••••• L••independent RIARAUM $146MHNW share shiftChange between filings
    HNW share of RAUM moved from 32.0% to 60.0% between the annual amendments of 2025-02-03 and 2026-04-24
    filing Apr 24, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • B•••••••• A••••••• S•••••••• L••independent RIARAUM $126Mclients down average size upCombination
    private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $209,880,244 to $125,740,000, advisors 2 to 1, private clients 500 to 21, offices 0 to 0 (2025-01-29 to 2026-04-24)
    filing Apr 24, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.75
  • O•••••• C••••••• L••independent RIARAUM $334MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $181,307,569 to $334,170,960 (+84.0%) between the annual amendments of 2025-03-21 and 2026-04-24; the peer median change was +15.0% (4548 comparable advisers, 98.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, $100M to $500M (4,548)98% percentile6.8 robust deviationsconfidence 0.85
  • B•••• C•••••• M••••••••• L••independent RIARAUM $216Maccount count collapseChange between filings
    accounts (Item 5.F.2.f) moved from 730.0 to 320.0 (-56.0%) between the annual amendments of 2025-04-01 and 2026-04-24; the peer median change was +5.0% (3685 comparable advisers, 3.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, $100M to $500M (3,685)2.5% percentile6.9 robust deviationsconfidence 0.85
  • R•••••• F••••• W•••••• I•••independent RIARAUM $331Maccount count surgeChange between filings
    accounts (Item 5.F.2.f) moved from 292.0 to 446.0 (+53.0%) between the annual amendments of 2025-04-02 and 2026-04-24; the peer median change was +5.0% (3685 comparable advisers, 96.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, $100M to $500M (3,685)96% percentile5.4 robust deviationsconfidence 0.85
  • C•••• B••••• W•••••• L••independent RIARAUM $222MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $138,847,646 to $221,885,239 (+60.0%) between the annual amendments of 2025-03-19 and 2026-04-24; the peer median change was +15.0% (4548 comparable advisers, 97.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, $100M to $500M (4,548)97% percentile4.4 robust deviationsconfidence 0.85
  • P••• S••••• F•••••••• G•••• L••independent RIARAUM $219MHNW share shiftChange between filings
    HNW share of RAUM moved from 15.0% to 42.0% between the annual amendments of 2025-03-19 and 2026-04-24
    filing Apr 24, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • F•••••••• M••••••••• I•••mixed wealthRAUM $224Mwealth to institutional shiftCombination
    private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $181,181,011 to $224,453,742, advisors 4 to 5, private clients 164 to 140, offices 0 to 0 (2025-03-20 to 2026-04-24)
    filing Apr 24, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.75
  • W••••• C•••• W••••• M••••••••• I•••independent RIARAUM $2.3Baccount count collapseChange between filings
    accounts (Item 5.F.2.f) moved from 2,923.0 to 436.0 (-85.0%) between the annual amendments of 2025-03-03 and 2026-04-24; the peer median change was +6.0% (1205 comparable advisers, 0.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, $1B to $5B (1,205)0.4% percentile10.9 robust deviationsconfidence 0.85
  • C•••••• A••••••• W••••• M•••••••••independent RIARAUM $1.1Baccount count collapseChange between filings
    accounts (Item 5.F.2.f) moved from 2,574.0 to 1,051.0 (-59.0%) between the annual amendments of 2025-02-13 and 2026-04-24; the peer median change was +6.0% (1205 comparable advisers, 1.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, $1B to $5B (1,205)1.5% percentile7.8 robust deviationsconfidence 0.85
  • T••••• R••• W••••• M••••••••• L••independent RIARAUM $94.0Maccount count collapseChange between filings
    accounts (Item 5.F.2.f) moved from 261.0 to 89.0 (-66.0%) between the annual amendments of 2025-02-27 and 2026-04-24; the peer median change was +2.0% (135 comparable advisers, 7.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, under $100M (135)7.5% percentile3.6 robust deviationsconfidence 0.85
  • T••• P•••••• W••••• A•••••••independent RIARAUM $293Mclients down average size upCombination
    private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $288,497,342 to $293,356,007, advisors 3 to 3, private clients 224 to 128, offices 0 to 0 (2025-03-29 to 2026-04-24)
    filing Apr 24, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.75
  • C••• P•••••••independent RIARAUM $525Madvisor count surgeChange between filings
    advisory representatives (Item 5.B.3) moved from 32.0 to 61.0 (+91.0%) between the annual amendments of 2025-04-10 and 2026-04-24; the peer median change was 0.0% (795 comparable advisers, 100.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, $500M to $1B (795)100% percentile7.3 robust deviationsconfidence 0.85
  • H• W•••••independent RIARAUM $30Badvisor count surgeChange between filings
    advisory representatives (Item 5.B.3) moved from 89.0 to 139.0 (+56.0%) between the annual amendments of 2025-04-29 and 2026-04-24; the peer median change was +5.0% (64 comparable advisers, 95.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, $20B and over (64)95% percentile4.2 robust deviationsconfidence 0.85
  • N••••••• W••••• M•••••••••mixed wealthRAUM $740Mclient count surgeChange between filings
    individual and HNW clients (Item 5.D) moved from 617.0 to 1,057.0 (+71.0%) between the annual amendments of 2025-04-16 and 2026-04-24; the peer median change was +5.0% (1216 comparable advisers, 98.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, $500M to $1B (1,216)98% percentile9.0 robust deviationsconfidence 0.85
  • S•••••••• A•••••••no RAUMemployee count surgeChange between filings
    employees (Item 5.A) moved from 11.0 to 18.0 (+64.0%) between the annual amendments of 2025-04-17 and 2026-04-24; the peer median change was 0.0% (103 comparable advisers, 98.0th percentile of changes)
    filing Apr 24, 2026peers: other advisers, under $100M (103)98% percentile4.7 robust deviationsconfidence 0.85
  • H• W•••••independent RIARAUM $30Bemployee count surgeChange between filings
    employees (Item 5.A) moved from 215.0 to 325.0 (+51.0%) between the annual amendments of 2025-04-29 and 2026-04-24; the peer median change was +6.0% (79 comparable advisers, 97.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, $20B and over (79)97% percentile3.5 robust deviationsconfidence 0.85
  • R•• F••••• W••••• A•••••••• L••independent RIARAUM $701Moffice count dropChange between filings
    offices other than the principal office (Item 1.F.5) moved from 8.0 to 4.0 (-50.0%) between the annual amendments of 2025-01-27 and 2026-04-24; the peer median change was 0.0% (233 comparable advisers, 2.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, $500M to $1B (233)2.2% percentile4.2 robust deviationsconfidence 0.85
  • H•••••• T••••••• • K•••• L••independent RIARAUM $9.0Boffice count surgeChange between filings
    offices other than the principal office (Item 1.F.5) moved from 163.0 to 250.0 (+53.0%) between the annual amendments of 2025-03-28 and 2026-04-24; the peer median change was 0.0% (142 comparable advisers, 90.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, $5B to $20B (142)90% percentile3.4 robust deviationsconfidence 0.85
  • B•• A•••• M••••••••• C••••otherRAUM $6.2Bprivate fund count surgeChange between filings
    private funds (Schedule D 7.B.1) moved from 10.0 to 16.0 (+60.0%) between the annual amendments of 2025-03-31 and 2026-04-24; the peer median change was 0.0% (49 comparable advisers, 98.0th percentile of changes)
    filing Apr 24, 2026peers: other advisers, $5B to $20B (49)98% percentile8.5 robust deviationsconfidence 0.85
  • S••••• H•••• C•••••• M••••••••• L••asset managerRAUM $519Mprivate fund count surgeChange between filings
    private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-03-26 and 2026-04-24; the peer median change was 0.0% (489 comparable advisers, 93.0th percentile of changes)
    filing Apr 24, 2026peers: asset managers, $500M to $1B (489)93% percentileconfidence 0.85
  • N•••••• A•••••••BD affiliatedRAUM $43BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $27,379,149,905 to $43,214,714,138 (+58.0%) between the annual amendments of 2025-04-30 and 2026-04-24; the peer median change was +20.0% (50 comparable advisers, 96.0th percentile of changes)
    filing Apr 24, 2026peers: affiliated wealth managers, $20B and over (50)96% percentile2.8 robust deviationsconfidence 0.85
  • P•• A•••• M••••••••• C•••mixed wealthRAUM $625Mclient mix shiftChange between filings
    private-client share of RAUM moved from 76.0% to 29.0% between the annual amendments of 2025-03-20 and 2026-04-23
    filing Apr 23, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.85
  • G••••••• C••••••• I•••independent RIARAUM $450MHNW share shiftChange between filings
    HNW share of RAUM moved from 31.0% to 68.0% between the annual amendments of 2025-03-05 and 2026-04-23
    filing Apr 23, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • L••••• C•••••• M•••••••••independent RIARAUM $842Mdiscretionary share shiftChange between filings
    discretionary share of RAUM moved from 0.0% to 71.0% between the annual amendments of 2025-02-19 and 2026-04-23
    filing Apr 23, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.85
  • L••••• C•••••• M•••••••••independent RIARAUM $842MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $197,593,567 to $842,246,176 (+326.0%) between the annual amendments of 2025-02-19 and 2026-04-23; the peer median change was +16.0% (1385 comparable advisers, 100.0th percentile of changes)
    filing Apr 23, 2026peers: independent wealth managers, $500M to $1B (1,385)100% percentile33.3 robust deviationsconfidence 0.85
  • P•• A•••• M••••••••• C•••mixed wealthRAUM $625Minstitutional asset share shiftChange between filings
    institutional share of RAUM moved from 24.0% to 71.0% between the annual amendments of 2025-03-20 and 2026-04-23
    filing Apr 23, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.85
  • X••••••• A•••••• P••••••• L••independent RIARAUM $651MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $109,480,000 to $650,658,720 (+494.0%) between the annual amendments of 2025-04-24 and 2026-04-23; the peer median change was +16.0% (1385 comparable advisers, 100.0th percentile of changes)
    filing Apr 23, 2026peers: independent wealth managers, $500M to $1B (1,385)100% percentile51.3 robust deviationsconfidence 0.85
  • F•••• C••••••• I••••••• S•••••••• I•••BD affiliatedRAUM $2.6Bdiscretionary share shiftChange between filings
    discretionary share of RAUM moved from 100.0% to 0.0% between the annual amendments of 2025-03-29 and 2026-04-23
    filing Apr 23, 2026peers: affiliated wealth managers, $1B to $5B (56)confidence 0.85
  • C••••••••• I••••••••• A•••••••• L••independent RIARAUM $16Baccount count surgeChange between filings
    accounts (Item 5.F.2.f) moved from 10,278.0 to 41,105.0 (+300.0%) between the annual amendments of 2025-04-29 and 2026-04-23; the peer median change was +8.0% (253 comparable advisers, 100.0th percentile of changes)
    filing Apr 23, 2026peers: independent wealth managers, $5B to $20B (253)100% percentile22.4 robust deviationsconfidence 0.85
  • G••••••• C••••••• I•••independent RIARAUM $450Maccount count surgeChange between filings
    accounts (Item 5.F.2.f) moved from 572.0 to 2,048.0 (+258.0%) between the annual amendments of 2025-03-05 and 2026-04-23; the peer median change was +5.0% (3685 comparable advisers, 100.0th percentile of changes)
    filing Apr 23, 2026peers: independent wealth managers, $100M to $500M (3,685)100% percentile28.6 robust deviationsconfidence 0.85
  • P•••••••• W••••• P•••••••independent RIARAUM $1.4Baccount count surgeChange between filings
    accounts (Item 5.F.2.f) moved from 677.0 to 13,361.0 (+1874.0%) between the annual amendments of 2025-02-25 and 2026-04-23; the peer median change was +6.0% (1205 comparable advisers, 100.0th percentile of changes)
    filing Apr 23, 2026peers: independent wealth managers, $1B to $5B (1,205)100% percentile221.7 robust deviationsconfidence 0.85
  • C• A••••••• L••independent RIARAUM $15Bvery high RAUM per advisorStatic outlier
    RAUM per registered advisor of $3,770,917,706 against a peer median of $233,682,463 (250 comparable advisers, 100.0th percentile, 15.9 robust deviations)
    filing Apr 23, 2026peers: independent wealth managers, $5B to $20B (250)100% percentile15.9 robust deviationsconfidence 0.8
  • X••••••• A•••••• P••••••• L••independent RIARAUM $651MHNW share shiftChange between filings
    HNW share of RAUM moved from 90.0% to 16.0% between the annual amendments of 2025-04-24 and 2026-04-23
    filing Apr 23, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.85
  • N•• C•••••• L••otherRAUM $4.1Bprivate fund count surgeChange between filings
    private funds (Schedule D 7.B.1) moved from 2.0 to 4.0 (+100.0%) between the annual amendments of 2025-03-31 and 2026-04-23; the peer median change was 0.0% (73 comparable advisers, 99.0th percentile of changes)
    filing Apr 23, 2026peers: other advisers, $1B to $5B (73)99% percentileconfidence 0.85
  • J• H•••• C••••••• I•••independent RIARAUM $342Mdiscretionary share shiftChange between filings
    discretionary share of RAUM moved from 100.0% to 62.0% between the annual amendments of 2025-03-30 and 2026-04-23
    filing Apr 23, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • S••••• T•••• A•••••••• L••independent RIARAUM $20BHNW share shiftChange between filings
    HNW share of RAUM moved from 67.0% to 82.0% between the annual amendments of 2025-03-31 and 2026-04-23
    filing Apr 23, 2026peers: independent wealth managers, $5B to $20B (289)confidence 0.85
  • S•••• P•••• W••••• A•••••••• L••independent RIARAUM $120MRAUM up 25 %Change between filings
    RAUM (Item 5.F) moved from $80,305,917 to $119,670,103 (+49.0%) between the annual amendments of 2025-03-21 and 2026-04-23; the peer median change was +15.0% (4548 comparable advisers, 95.0th percentile of changes)
    filing Apr 23, 2026peers: independent wealth managers, $100M to $500M (4,548)95% percentile3.3 robust deviationsconfidence 0.85
  • C•••••• P••••••• P••••••• L••independent RIARAUM $274Maccount count collapseChange between filings
    accounts (Item 5.F.2.f) moved from 1,748.0 to 1,073.0 (-39.0%) between the annual amendments of 2025-03-31 and 2026-04-23; the peer median change was +5.0% (3685 comparable advisers, 4.0th percentile of changes)
    filing Apr 23, 2026peers: independent wealth managers, $100M to $500M (3,685)4.1% percentile4.9 robust deviationsconfidence 0.85
  • K••••• F••••••••independent RIARAUM $202MRAUM up 25 %Change between filings
    RAUM (Item 5.F) moved from $148,022,968 to $202,481,625 (+37.0%) between the annual amendments of 2025-03-19 and 2026-04-23; the peer median change was +15.0% (4548 comparable advisers, 91.0th percentile of changes)
    filing Apr 23, 2026peers: independent wealth managers, $100M to $500M (4,548)91% percentile2.1 robust deviationsconfidence 0.85
  • C•••••• P••••••• P••••••• L••independent RIARAUM $274Mclient count collapseChange between filings
    individual and HNW clients (Item 5.D) moved from 629.0 to 340.0 (-46.0%) between the annual amendments of 2025-03-31 and 2026-04-23; the peer median change was +3.0% (3309 comparable advisers, 2.0th percentile of changes)
    filing Apr 23, 2026peers: independent wealth managers, $100M to $500M (3,309)2.0% percentile5.8 robust deviationsconfidence 0.85
  • A•••• I••••••••• A•••••••• L••independent RIARAUM $356Mclient mix shiftChange between filings
    private-client share of RAUM moved from 81.0% to 100.0% between the annual amendments of 2025-03-28 and 2026-04-23
    filing Apr 23, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • S••••• T•••• A•••••••• L••independent RIARAUM $20Baccount count collapseChange between filings
    accounts (Item 5.F.2.f) moved from 19,295.0 to 9,778.0 (-49.0%) between the annual amendments of 2025-03-31 and 2026-04-23; the peer median change was +8.0% (253 comparable advisers, 3.0th percentile of changes)
    filing Apr 23, 2026peers: independent wealth managers, $5B to $20B (253)2.8% percentile4.4 robust deviationsconfidence 0.85
  • S••••• T•••• A•••••••• L••independent RIARAUM $20Bclient mix shiftChange between filings
    private-client share of RAUM moved from 67.0% to 83.0% between the annual amendments of 2025-03-31 and 2026-04-23
    filing Apr 23, 2026peers: independent wealth managers, $5B to $20B (289)confidence 0.85
  • A•••• I••••••••• A•••••••• L••independent RIARAUM $356MHNW share shiftChange between filings
    HNW share of RAUM moved from 75.0% to 93.0% between the annual amendments of 2025-03-28 and 2026-04-23
    filing Apr 23, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • A•••• I••••••••• A•••••••• L••independent RIARAUM $356Minstitutional asset share shiftChange between filings
    institutional share of RAUM moved from 19.0% to 0.0% between the annual amendments of 2025-03-28 and 2026-04-23
    filing Apr 23, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • S••••• T•••• A•••••••• L••independent RIARAUM $20Binstitutional asset share shiftChange between filings
    institutional share of RAUM moved from 33.0% to 17.0% between the annual amendments of 2025-03-31 and 2026-04-23
    filing Apr 23, 2026peers: independent wealth managers, $5B to $20B (289)confidence 0.85
  • N•• C•••••• L••otherRAUM $4.1Binstitutional asset share shiftChange between filings
    institutional share of RAUM moved from 61.0% to 44.0% between the annual amendments of 2025-03-31 and 2026-04-23
    filing Apr 23, 2026peers: other advisers, $1B to $5B (247)confidence 0.85
  • M••••••• • S••••••• W••••• A•••••••• I•••mixed wealthRAUM $1.6BRAUM up clients flatCombination
    RAUM grew 50 percent or more while private clients stayed within 5 percent: existing clients grew, a few large clients arrived, or a reporting change. RAUM $995,832,115 to $1,586,218,016, advisors 6 to 9, private clients 765 to 791, offices 1 to 1 (2025-04-07 to 2026-04-23)
    filing Apr 23, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.75
  • X••••••• A•••••• P••••••• L••independent RIARAUM $651Mwealth to institutional shiftCombination
    private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $109,480,000 to $650,658,720, advisors 4 to 9, private clients 61 to 348, offices 2 to 7 (2025-04-24 to 2026-04-23)
    filing Apr 23, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.75
  • N•• E••• W•••••BD affiliatedRAUM $20Bunusually large average HNW clientStatic outlier
    HNW RAUM per HNW client of $11,330,778 against a peer median of $2,428,746 (50 comparable advisers, 100.0th percentile, 6.0 robust deviations)
    filing Apr 23, 2026peers: affiliated wealth managers, $5B to $20B (50)100% percentile6.0 robust deviationsconfidence 0.7
Page 21 of 140PreviousNext
8,370 anomalies match.

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