RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
What stands out against comparable advisers
Each row is a reported value or a change between two filings that a person should look at, with the peer group it was compared against (segment by RAUM band, at least thirty advisers), the peer median, the percentile, and the filing it was read from. Static outliers sit at or beyond the 2nd or 98th percentile and three robust deviations from the peer median; changes clear a base-size threshold and sit in the top or bottom decile of changes among peers, so a market year does not flag every adviser. Data quality rows (values that are likely filing errors) are kept apart and hidden unless asked for. None of this is a conclusion about a firm; it is where to look.
- institutional share of RAUM of 28% against a peer median of 0% (1506 comparable advisers, 99.0th percentile, 9.4 robust deviations)filing Aug 14, 2026peers: asset managers, $1B to $5B (1,506)99% percentile9.4 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Aug 14, 2026peers: independent wealth managers, $100M to $500M (5,676)0.0% percentile33.7 robust deviationsconfidence 0.8
- institutional share of RAUM of 54% against a peer median of 2% (1483 comparable advisers, 98.0th percentile, 17.7 robust deviations)filing Aug 14, 2026peers: independent wealth managers, $500M to $1B (1,483)98% percentile17.7 robust deviationsconfidence 0.8
- RAUM per registered advisor of $288,525,064 against a peer median of $106,365,769 (1262 comparable advisers, 99.0th percentile, 3.2 robust deviations)filing Aug 14, 2026peers: independent wealth managers, $500M to $1B (1,262)99% percentile3.2 robust deviationsconfidence 0.8
- RAUM per account of $12,365,360 against a peer median of $611,284 (1444 comparable advisers, 100.0th percentile, 7.9 robust deviations)filing Aug 14, 2026peers: independent wealth managers, $500M to $1B (1,444)100% percentile7.9 robust deviationsconfidence 0.8
- S&A FINANCIAL SERVICES, INC.independent RIARAUM $392Munusually high clients per advisorStatic outlierprivate clients per advisor of 290.0 against a peer median of 57.3 (3075 comparable advisers, 99.0th percentile, 6.6 robust deviations)filing Aug 14, 2026peers: independent wealth managers, $100M to $500M (3,075)99% percentile6.6 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Aug 13, 2026peers: independent wealth managers, $100M to $500M (5,676)0.0% percentile33.7 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (247 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Aug 13, 2026peers: other advisers, $1B to $5B (247)0.0% percentile33.7 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (512 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Aug 13, 2026peers: asset managers, $20B and over (512)0.0% percentile33.7 robust deviationsconfidence 0.8
- ADAMS WEALTH ADVISORSindependent RIARAUM $566Mmany private funds relative to firm sizeStatic outlierprivate funds per $1B of RAUM of 21.2 against a peer median of 7.1 (54 comparable advisers, 98.0th percentile, 3.7 robust deviations)filing Aug 13, 2026peers: independent wealth managers, $500M to $1B (54)98% percentile3.7 robust deviationsconfidence 0.7
- GANNETT WEALTH ADVISORSindependent RIARAUM $90.2Mhigh office count relative to headcountStatic outlieroffices per registered advisor of 2.5 against a peer median of 0.6 (33 comparable advisers, 100.0th percentile, 4.8 robust deviations)filing Aug 13, 2026peers: independent wealth managers, under $100M (33)100% percentile4.8 robust deviationsconfidence 0.6
- BEAM WEALTH ADVISORS, INC.independent RIARAUM $1.6Bhigh office count relative to headcountStatic outlieroffices per registered advisor of 1.3 against a peer median of 0.3 (529 comparable advisers, 98.0th percentile, 4.3 robust deviations)filing Aug 13, 2026peers: independent wealth managers, $1B to $5B (529)98% percentile4.3 robust deviationsconfidence 0.8
- RAUM per account of $6,051,176 against a peer median of $499,046 (50 comparable advisers, 100.0th percentile, 3.7 robust deviations)filing Aug 13, 2026peers: affiliated wealth managers, $20B and over (50)100% percentile3.7 robust deviationsconfidence 0.7
- MASCAGNI WEALTH MANAGEMENT, INC.independent RIARAUM $425Munusually high clients per advisorStatic outlierprivate clients per advisor of 237.0 against a peer median of 57.3 (3075 comparable advisers, 98.0th percentile, 5.1 robust deviations)filing Aug 13, 2026peers: independent wealth managers, $100M to $500M (3,075)98% percentile5.1 robust deviationsconfidence 0.8
- BROADWAY WEALTH SOLUTIONSindependent RIARAUM $308Mhigh office count relative to headcountStatic outlieroffices per registered advisor of 2.4 against a peer median of 0.6 (577 comparable advisers, 99.0th percentile, 6.9 robust deviations)filing Aug 13, 2026peers: independent wealth managers, $100M to $500M (577)99% percentile6.9 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Aug 12, 2026peers: independent wealth managers, $100M to $500M (5,676)0.0% percentile33.7 robust deviationsconfidence 0.8
- IRONSIDES ASSET ADVISORS, LLCindependent RIARAUM $1.4Bunusually large average HNW clientStatic outlierHNW RAUM per HNW client of $53,214,576 against a peer median of $3,645,749 (1308 comparable advisers, 99.0th percentile, 24.6 robust deviations)filing Aug 11, 2026peers: independent wealth managers, $1B to $5B (1,308)99% percentile24.6 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (212 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Aug 11, 2026peers: other advisers, $100M to $500M (212)0.0% percentile33.7 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (71 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Aug 11, 2026peers: institutional managers, $500M to $1B (71)0.0% percentile33.7 robust deviationsconfidence 0.7
- discretionary share of RAUM of 0% against a peer median of 100% (1506 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Aug 11, 2026peers: asset managers, $1B to $5B (1,506)0.0% percentile33.7 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (783 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Aug 11, 2026peers: asset managers, $500M to $1B (783)0.0% percentile33.7 robust deviationsconfidence 0.8
- WEALTHCARE INVESTMENT PARTNERS LLCindependent RIARAUM $860Munusually high clients per advisorStatic outlierprivate clients per advisor of 302.7 against a peer median of 63.7 (1211 comparable advisers, 99.0th percentile, 6.4 robust deviations)filing Aug 11, 2026peers: independent wealth managers, $500M to $1B (1,211)99% percentile6.4 robust deviationsconfidence 0.8
- WESTHILL FINANCIAL ADVISORS, INC.independent RIARAUM $789Mhigh office count relative to headcountStatic outlieroffices per registered advisor of 2.0 against a peer median of 0.5 (358 comparable advisers, 100.0th percentile, 6.1 robust deviations)filing Aug 11, 2026peers: independent wealth managers, $500M to $1B (358)100% percentile6.1 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Aug 10, 2026peers: independent wealth managers, $100M to $500M (5,676)0.0% percentile33.7 robust deviationsconfidence 0.8
- institutional share of RAUM of 60% against a peer median of 3% (1360 comparable advisers, 98.0th percentile, 14.2 robust deviations)filing Aug 10, 2026peers: independent wealth managers, $1B to $5B (1,360)98% percentile14.2 robust deviationsconfidence 0.8
- THREE BEARINGS FIDUCIARY ADVISORS, INC.independent RIARAUM $351Mhigh institutional concentrationStatic outlierinstitutional share of RAUM of 42% against a peer median of 0% (5676 comparable advisers, 98.0th percentile, 14.0 robust deviations)filing Aug 10, 2026peers: independent wealth managers, $100M to $500M (5,676)98% percentile14.0 robust deviationsconfidence 0.8
- RETIREMENT PLANNING GROUP, LLCindependent RIARAUM $375Munusually high clients per advisorStatic outlierprivate clients per advisor of 260.8 against a peer median of 57.3 (3075 comparable advisers, 99.0th percentile, 5.8 robust deviations)filing Aug 10, 2026peers: independent wealth managers, $100M to $500M (3,075)99% percentile5.8 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Aug 7, 2026peers: independent wealth managers, $100M to $500M (5,676)0.0% percentile33.7 robust deviationsconfidence 0.8
- institutional share of RAUM of 34% against a peer median of 0% (1506 comparable advisers, 99.0th percentile, 11.4 robust deviations)filing Aug 7, 2026peers: asset managers, $1B to $5B (1,506)99% percentile11.4 robust deviationsconfidence 0.8
- employees per registered advisor of 4.8 against a peer median of 1.2 (1313 comparable advisers, 99.0th percentile, 12.3 robust deviations)filing Aug 7, 2026peers: independent wealth managers, $100M to $500M (1,313)99% percentile12.3 robust deviationsconfidence 0.8
- private clients per advisor of 491.9 against a peer median of 64.8 (1150 comparable advisers, 98.0th percentile, 10.4 robust deviations)filing Aug 7, 2026peers: independent wealth managers, $1B to $5B (1,150)98% percentile10.4 robust deviationsconfidence 0.8
- MASECO PRIVATE WEALTHindependent RIARAUM $5.0Bhigh employee count relative to advisorsStatic outlieremployees per registered advisor of 18.4 against a peer median of 1.5 (1100 comparable advisers, 100.0th percentile, 35.2 robust deviations)filing Aug 7, 2026peers: independent wealth managers, $1B to $5B (1,100)100% percentile35.2 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Aug 7, 2026peers: independent wealth managers, $100M to $500M (5,676)0.0% percentile33.7 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Aug 7, 2026peers: independent wealth managers, $100M to $500M (5,676)0.0% percentile33.7 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (1506 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Aug 7, 2026peers: asset managers, $1B to $5B (1,506)0.0% percentile33.7 robust deviationsconfidence 0.8
- related persons on Schedule D 7.A of 53.0 against a peer median of 6.0 (84 comparable advisers, 99.0th percentile, 15.9 robust deviations)filing Aug 6, 2026peers: independent wealth managers, $5B to $20B (84)99% percentile15.9 robust deviationsconfidence 0.7
- HNW RAUM per HNW client of $118,841,173 against a peer median of $4,284,775 (33 comparable advisers, 100.0th percentile, 22.7 robust deviations)filing Aug 6, 2026peers: other advisers, $20B and over (33)100% percentile22.7 robust deviationsconfidence 0.6
- HNW RAUM per HNW client of $73,380,482 against a peer median of $3,645,749 (1308 comparable advisers, 100.0th percentile, 34.6 robust deviations)filing Aug 6, 2026peers: independent wealth managers, $1B to $5B (1,308)100% percentile34.6 robust deviationsconfidence 0.8
- RAUM per account of $3,165,380,726 against a peer median of $155,134,994 (63 comparable advisers, 100.0th percentile, 13.6 robust deviations)filing Aug 6, 2026peers: institutional managers, $20B and over (63)100% percentile13.6 robust deviationsconfidence 0.7
- private clients per advisor of 640.9 against a peer median of 64.8 (1150 comparable advisers, 99.0th percentile, 14.0 robust deviations)filing Aug 6, 2026peers: independent wealth managers, $1B to $5B (1,150)99% percentile14.0 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (247 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Aug 6, 2026peers: other advisers, $1B to $5B (247)0.0% percentile33.7 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (212 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Aug 6, 2026peers: other advisers, $100M to $500M (212)0.0% percentile33.7 robust deviationsconfidence 0.8
- ACCREDITED INVESTORS WEALTH MANAGEMENTindependent RIARAUM $4.4Bvery high RAUM per advisorStatic outlierRAUM per registered advisor of $1,470,962,079 against a peer median of $146,413,945 (1221 comparable advisers, 100.0th percentile, 13.4 robust deviations)filing Aug 6, 2026peers: independent wealth managers, $1B to $5B (1,221)100% percentile13.4 robust deviationsconfidence 0.8
- distinct affiliate types checked on Item 7.A of 6.0 against a peer median of 2.0 (176 comparable advisers, 98.0th percentile, 5.4 robust deviations)filing Aug 6, 2026peers: other advisers, under $100M (176)98% percentile5.4 robust deviationsconfidence 0.8
- employees per registered advisor of 8.7 against a peer median of 1.8 (47 comparable advisers, 100.0th percentile, 10.4 robust deviations)filing Aug 5, 2026peers: other advisers, $1B to $5B (47)100% percentile10.4 robust deviationsconfidence 0.6
- private clients per advisor of 589.5 against a peer median of 64.8 (1150 comparable advisers, 99.0th percentile, 12.8 robust deviations)filing Aug 5, 2026peers: independent wealth managers, $1B to $5B (1,150)99% percentile12.8 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Aug 5, 2026peers: independent wealth managers, $100M to $500M (5,676)0.0% percentile33.7 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 99% (121 comparable advisers, 0.0th percentile, 33.5 robust deviations)filing Aug 5, 2026peers: institutional managers, $1B to $5B (121)0.0% percentile33.5 robust deviationsconfidence 0.8
- institutional share of RAUM of 25% against a peer median of 0% (1567 comparable advisers, 99.0th percentile, 8.6 robust deviations)filing Aug 5, 2026peers: asset managers, $100M to $500M (1,567)99% percentile8.6 robust deviationsconfidence 0.8
- VANTAGE INFRASTRUCTURE (USA) INC.asset managerRAUM $1.5Bhigh institutional concentrationStatic outlierinstitutional share of RAUM of 25% against a peer median of 0% (1506 comparable advisers, 98.0th percentile, 8.3 robust deviations)filing Aug 5, 2026peers: asset managers, $1B to $5B (1,506)98% percentile8.3 robust deviationsconfidence 0.8
- institutional share of RAUM of 76% against a peer median of 4% (289 comparable advisers, 100.0th percentile, 14.2 robust deviations)filing Aug 5, 2026peers: independent wealth managers, $5B to $20B (289)100% percentile14.2 robust deviationsconfidence 0.8
- institutional share of RAUM of 47% against a peer median of 0% (5676 comparable advisers, 99.0th percentile, 15.9 robust deviations)filing Aug 5, 2026peers: independent wealth managers, $100M to $500M (5,676)99% percentile15.9 robust deviationsconfidence 0.8
- RAUM per registered advisor of $156,516,314 against a peer median of $55,716,044 (3252 comparable advisers, 100.0th percentile, 3.5 robust deviations)filing Aug 5, 2026peers: independent wealth managers, $100M to $500M (3,252)100% percentile3.5 robust deviationsconfidence 0.8
- THE L. WARNER COMPANIES, INCindependent RIARAUM $802Mhigh employee count relative to advisorsStatic outlieremployees per registered advisor of 4.2 against a peer median of 1.4 (947 comparable advisers, 100.0th percentile, 7.1 robust deviations)filing Aug 5, 2026peers: independent wealth managers, $500M to $1B (947)100% percentile7.1 robust deviationsconfidence 0.8
- discretionary share of RAUM of 1% against a peer median of 97% (289 comparable advisers, 0.0th percentile, 23.9 robust deviations)filing Aug 4, 2026peers: independent wealth managers, $5B to $20B (289)0.3% percentile23.9 robust deviationsconfidence 0.8
- CROSSMARK WEALTH MANAGEMENT, LLCmixed wealthRAUM $1.2Bhigh institutional concentrationStatic outlierinstitutional share of RAUM of 71% against a peer median of 3% (1360 comparable advisers, 99.0th percentile, 17.0 robust deviations)filing Aug 4, 2026peers: independent wealth managers, $1B to $5B (1,360)99% percentile17.0 robust deviationsconfidence 0.8
- HNW RAUM per HNW client of $128,026,434 against a peer median of $4,554,235 (279 comparable advisers, 99.0th percentile, 37.8 robust deviations)filing Aug 4, 2026peers: independent wealth managers, $5B to $20B (279)99% percentile37.8 robust deviationsconfidence 0.8
- related persons on Schedule D 7.A of 100.0 against a peer median of 8.0 (86 comparable advisers, 100.0th percentile, 15.5 robust deviations)filing Aug 4, 2026peers: other advisers, under $100M (86)100% percentile15.5 robust deviationsconfidence 0.7
- discretionary share of RAUM of 0% against a peer median of 100% (1567 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Aug 4, 2026peers: asset managers, $100M to $500M (1,567)0.0% percentile33.7 robust deviationsconfidence 0.8
- private funds per $1B of RAUM of 36.9 against a peer median of 4.3 (953 comparable advisers, 99.0th percentile, 10.5 robust deviations)filing Aug 4, 2026peers: asset managers, $1B to $5B (953)99% percentile10.5 robust deviationsconfidence 0.8