What stands out against comparable advisers

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8,320 anomalies

VALTRION CAPITAL MANAGEMENT, LLCindependent RIARAUM $287MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $143,588,939 to $287,305,351 (+100.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was +15.0% (4546 comparable advisers, 99.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (4,546)99% percentile8.3 robust deviationsconfidence 0.85
SWAN CAPITALindependent RIARAUM $351Mprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 2.0 to 6.0 (+200.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was 0.0% (125 comparable advisers, 99.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (125)99% percentileconfidence 0.85
DS INVESTMENT ADVISORSmixed wealthRAUM $386Mhigh institutional concentrationStatic outlier
institutional share of RAUM of 77% against a peer median of 0% (5683 comparable advisers, 100.0th percentile, 25.9 robust deviations)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)100% percentile25.9 robust deviationsconfidence 0.8
C•••••• C•••••• P•••••••• L••asset managerRAUM $123Mhigh institutional concentrationStatic outlier
institutional share of RAUM of 33% against a peer median of 0% (1568 comparable advisers, 100.0th percentile, 11.1 robust deviations)
filing Mar 31, 2026peers: asset managers, $100M to $500M (1,568)100% percentile11.1 robust deviationsconfidence 0.8
S• A•••••• N••••••• L••independent RIARAUM $272MHNW share shiftChange between filings
HNW share of RAUM moved from 0.0% to 93.0% between the annual amendments of 2025-03-30 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
T•• W••••••••• G•• L••independent RIARAUM $474Maccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 239.0 to 1,516.0 (+534.0%) between the annual amendments of 2025-03-14 and 2026-03-31; the peer median change was +5.0% (3683 comparable advisers, 100.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (3,683)100% percentile59.9 robust deviationsconfidence 0.85
C•••• A••••••• L••independent RIARAUM $181Maccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 1,381.0 to 8,933.0 (+547.0%) between the annual amendments of 2025-03-10 and 2026-03-31; the peer median change was +5.0% (3683 comparable advisers, 100.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (3,683)100% percentile61.3 robust deviationsconfidence 0.85
T•• S•••• R••• E•••••• L•asset managerRAUM $582Mprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 3.0 to 10.0 (+233.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (489 comparable advisers, 100.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $500M to $1B (489)100% percentileconfidence 0.85
C•••• • C•••••• F•••••••• M••••••••• L••asset managerRAUM $237Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 87.0% to 44.0% between the annual amendments of 2025-03-28 and 2026-03-31
filing Mar 31, 2026peers: asset managers, $100M to $500M (1,568)confidence 0.85
M••• S••••• F•••••••• S••••••••• L••independent RIARAUM $2.5BHNW share shiftChange between filings
HNW share of RAUM moved from 38.0% to 83.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,363)confidence 0.85
A•••• C•••••• M••••••••• U• L••asset managerRAUM $28Bemployee count surgeChange between filings
employees (Item 5.A) moved from 11.0 to 24.0 (+118.0%) between the annual amendments of 2025-04-04 and 2026-03-31; the peer median change was +3.0% (461 comparable advisers, 100.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $20B and over (461)100% percentile11.7 robust deviationsconfidence 0.85
G•••• R•• I••••••••• A•••••• L••asset managerRAUM $84.6Mlow discretionary shareStatic outlier
discretionary share of RAUM of 0% against a peer median of 100% (139 comparable advisers, 0.0th percentile, 33.7 robust deviations)
filing Mar 31, 2026peers: asset managers, under $100M (139)0.0% percentile33.7 robust deviationsconfidence 0.8
G••••• F•••••••• G••••independent RIARAUM $234Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 4.0% to 69.0% between the annual amendments of 2025-03-28 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
N• C•••••• L••independent RIARAUM $109Mclient mix shiftChange between filings
private-client share of RAUM moved from 2.0% to 62.0% between the annual amendments of 2025-03-27 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
R•••• C•••••• A••••••• L••asset managerRAUM $826Memployee count surgeChange between filings
employees (Item 5.A) moved from 30.0 to 73.0 (+143.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (393 comparable advisers, 100.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $500M to $1B (393)100% percentile11.6 robust deviationsconfidence 0.85
L••••• R•••• C•••••• P•••••••• L•asset managerRAUM $160Minstitutional asset share shiftChange between filings
institutional share of RAUM moved from 0.0% to 97.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: asset managers, $100M to $500M (1,568)confidence 0.85
T•• I••••••••• A•••••••• L••independent RIARAUM $167Mclient mix shiftChange between filings
private-client share of RAUM moved from 12.0% to 93.0% between the annual amendments of 2025-03-03 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
B••• D•••••• C•••••• I••••••••• A•••••••independent RIARAUM $301Mlow discretionary shareStatic outlier
discretionary share of RAUM of 0% against a peer median of 100% (5683 comparable advisers, 0.0th percentile, 33.7 robust deviations)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)0.0% percentile33.7 robust deviationsconfidence 0.8
P••••••• C•••••• M••••••••• I•••mixed wealthRAUM $2.4Bunusually large average accountStatic outlier
RAUM per account of $33,082,890 against a peer median of $812,622 (1334 comparable advisers, 99.0th percentile, 21.8 robust deviations)
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,334)99% percentile21.8 robust deviationsconfidence 0.8
A•••• P•••••• W•••••independent RIARAUM $405Maccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 202.0 to 606.0 (+200.0%) between the annual amendments of 2025-02-04 and 2026-03-31; the peer median change was +5.0% (3683 comparable advisers, 99.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (3,683)99% percentile22.1 robust deviationsconfidence 0.85
F••••••• P••• I••••••••• L••mixed wealthRAUM $1.5Bunusually high clients per advisorStatic outlier
private clients per advisor of 1,812.0 against a peer median of 64.7 (1153 comparable advisers, 100.0th percentile, 42.7 robust deviations)
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,153)100% percentile42.7 robust deviationsconfidence 0.8
D••••••• A•••• M••••••••• ••• L••asset managerRAUM $318Mlow discretionary shareStatic outlier
discretionary share of RAUM of 0% against a peer median of 100% (1568 comparable advisers, 0.0th percentile, 33.7 robust deviations)
filing Mar 31, 2026peers: asset managers, $100M to $500M (1,568)0.0% percentile33.7 robust deviationsconfidence 0.8
C••••• C•••• • L••• I••••••••• M••••••••• L••otherRAUM $86Bprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 4.0 to 9.0 (+125.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was +2.0% (69 comparable advisers, 99.0th percentile of changes)
filing Mar 31, 2026peers: other advisers, $20B and over (69)99% percentile9.8 robust deviationsconfidence 0.85
N•••independent RIARAUM $312MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $149,267,418 to $311,863,610 (+109.0%) between the annual amendments of 2025-03-29 and 2026-03-31; the peer median change was +15.0% (4546 comparable advisers, 99.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (4,546)99% percentile9.2 robust deviationsconfidence 0.85
W•••••••••independent RIARAUM $105Mlow discretionary shareStatic outlier
discretionary share of RAUM of 0% against a peer median of 100% (5683 comparable advisers, 0.0th percentile, 33.7 robust deviations)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)0.0% percentile33.7 robust deviationsconfidence 0.8
S• A•••••• N••••••• L••independent RIARAUM $272Mclient mix shiftChange between filings
private-client share of RAUM moved from 0.0% to 100.0% between the annual amendments of 2025-03-30 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
C•••••• G••••independent RIARAUM $124Minstitutional asset share shiftChange between filings
institutional share of RAUM moved from 0.0% to 49.0% between the annual amendments of 2025-04-30 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
P•• A•••••••mixed wealthRAUM $112Mhigh institutional concentrationStatic outlier
institutional share of RAUM of 50% against a peer median of 0% (5683 comparable advisers, 99.0th percentile, 16.8 robust deviations)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)99% percentile16.8 robust deviationsconfidence 0.8
C•••••• I••••••••• M••••••••• L••independent RIARAUM $200Mhigh institutional concentrationStatic outlier
institutional share of RAUM of 40% against a peer median of 0% (5683 comparable advisers, 98.0th percentile, 13.4 robust deviations)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)98% percentile13.4 robust deviationsconfidence 0.8
F•••• A•••••••independent RIARAUM $166Mlow discretionary shareStatic outlier
discretionary share of RAUM of 0% against a peer median of 100% (5683 comparable advisers, 0.0th percentile, 33.7 robust deviations)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)0.0% percentile33.7 robust deviationsconfidence 0.8
C••••••••• A•••• M•••••••••asset managerRAUM $526Minstitutional asset share shiftChange between filings
institutional share of RAUM moved from 54.0% to 0.0% between the annual amendments of 2025-03-25 and 2026-03-31
filing Mar 31, 2026peers: asset managers, $500M to $1B (784)confidence 0.85
N• C•••••• L••independent RIARAUM $109MHNW share shiftChange between filings
HNW share of RAUM moved from 2.0% to 62.0% between the annual amendments of 2025-03-27 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
H••••• P•••••• • P•••••••• L••asset managerRAUM $799Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 3.0% to 99.0% between the annual amendments of 2025-04-03 and 2026-03-31
filing Mar 31, 2026peers: asset managers, $500M to $1B (784)confidence 0.85
T••independent RIARAUM $165MHNW share shiftChange between filings
HNW share of RAUM moved from 75.0% to 22.0% between the annual amendments of 2025-03-28 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
O• I••••••••• M••••••••• L•asset managerRAUM $76BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $31,387,087,244 to $64,980,587,746 (+107.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +15.0% (470 comparable advisers, 97.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $20B and over (470)97% percentile5.9 robust deviationsconfidence 0.85
W•••••• F•••••••• S•••••••• P•••independent RIARAUM $171Mlow discretionary shareStatic outlier
discretionary share of RAUM of 0% against a peer median of 100% (5683 comparable advisers, 0.0th percentile, 33.7 robust deviations)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)0.0% percentile33.7 robust deviationsconfidence 0.8
I•• P••••••• I•••asset managerRAUM $555Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 0.0% to 100.0% between the annual amendments of 2025-03-28 and 2026-03-31
filing Mar 31, 2026peers: asset managers, $500M to $1B (784)confidence 0.85
F••••• I••••••••• A•••••••• L••asset managerRAUM $442MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $135,697,861 to $442,237,196 (+226.0%) between the annual amendments of 2025-03-25 and 2026-03-31; the peer median change was +4.0% (1140 comparable advisers, 99.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $100M to $500M (1,140)99% percentile9.3 robust deviationsconfidence 0.85
L•••••• W••••• M••••••••• L••independent RIARAUM $1.7Bemployee count surgeChange between filings
employees (Item 5.A) moved from 21.0 to 43.0 (+105.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +4.0% (1050 comparable advisers, 99.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,050)99% percentile10.2 robust deviationsconfidence 0.85
G••••••• P••••••• I•••independent RIARAUM $3.3Bunusually high clients per advisorStatic outlier
private clients per advisor of 449.3 against a peer median of 64.7 (1153 comparable advisers, 98.0th percentile, 9.4 robust deviations)
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,153)98% percentile9.4 robust deviationsconfidence 0.8
M••••••••• F•••••••• G••••independent RIARAUM $721Mlow discretionary shareStatic outlier
discretionary share of RAUM of 0% against a peer median of 99% (1481 comparable advisers, 0.0th percentile, 33.5 robust deviations)
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)0.0% percentile33.5 robust deviationsconfidence 0.8
I••••••••• F••••••••mixed wealthRAUM $491Mhigh institutional concentrationStatic outlier
institutional share of RAUM of 60% against a peer median of 0% (5683 comparable advisers, 99.0th percentile, 20.0 robust deviations)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)99% percentile20.0 robust deviationsconfidence 0.8
H••••••• F•••••••• C••••••••• L••independent RIARAUM $236Mlow discretionary shareStatic outlier
discretionary share of RAUM of 0% against a peer median of 100% (5683 comparable advisers, 0.0th percentile, 33.7 robust deviations)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)0.0% percentile33.7 robust deviationsconfidence 0.8
M••••• C•••••• M••••••••• C••asset managerRAUM $90.7Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 17.0% to 96.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: asset managers, under $100M (329)confidence 0.85
K••••• A•••• M••••••••• L••asset managerRAUM $206Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 0.0% to 100.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: asset managers, $100M to $500M (1,568)confidence 0.85
A•••• S••••••• A•••••••• L••mixed wealthRAUM $649Mhigh institutional concentrationStatic outlier
institutional share of RAUM of 65% against a peer median of 2% (1481 comparable advisers, 99.0th percentile, 21.3 robust deviations)
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)99% percentile21.3 robust deviationsconfidence 0.8
B••••••• I•••••••••independent RIARAUM $329Mlow discretionary shareStatic outlier
discretionary share of RAUM of 0% against a peer median of 100% (5683 comparable advisers, 0.0th percentile, 33.7 robust deviations)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)0.0% percentile33.7 robust deviationsconfidence 0.8
A•••• C•••••• M••••••••• L••••••asset managerRAUM $36BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $17,660,213,923 to $35,527,062,904 (+101.0%) between the annual amendments of 2025-04-04 and 2026-03-31; the peer median change was +15.0% (470 comparable advisers, 97.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $20B and over (470)97% percentile5.5 robust deviationsconfidence 0.85
F•••• A••••••• A•••• A•••••••• L••independent RIARAUM $192Mlow discretionary shareStatic outlier
discretionary share of RAUM of 0% against a peer median of 100% (5683 comparable advisers, 0.0th percentile, 33.7 robust deviations)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)0.0% percentile33.7 robust deviationsconfidence 0.8
W••••••• A••••••• L••independent RIARAUM $2.7Bmany private funds relative to firm sizeStatic outlier
private funds per $1B of RAUM of 24.7 against a peer median of 2.9 (93 comparable advisers, 99.0th percentile, 11.1 robust deviations)
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (93)99% percentile11.1 robust deviationsconfidence 0.7
E••independent RIARAUM $74.9Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 100.0% to 64.0% between the annual amendments of 2025-02-26 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, under $100M (707)confidence 0.85
L••••• I••••••••• M••••••••• L••independent RIARAUM $232MHNW share shiftChange between filings
HNW share of RAUM moved from 90.0% to 7.0% between the annual amendments of 2025-03-26 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
V••••• C•••••• M••••••••• L•asset managerRAUM $29Bemployee count surgeChange between filings
employees (Item 5.A) moved from 77.0 to 158.0 (+105.0%) between the annual amendments of 2025-02-24 and 2026-03-31; the peer median change was +3.0% (461 comparable advisers, 99.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $20B and over (461)99% percentile10.4 robust deviationsconfidence 0.85
I••••••••• B•••••••• I•••••••••independent RIARAUM $101MHNW share shiftChange between filings
HNW share of RAUM moved from 64.0% to 27.0% between the annual amendments of 2025-03-12 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
P••••••• W•••••independent RIARAUM $569MHNW share shiftChange between filings
HNW share of RAUM moved from 0.0% to 80.0% between the annual amendments of 2025-03-28 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
H• M••••• I•••independent RIARAUM $386MHNW share shiftChange between filings
HNW share of RAUM moved from 61.0% to 100.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
C••• P•••••• C••••• M••••••••• L••asset managerRAUM $290MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $130,972,560 to $289,866,588 (+121.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +4.0% (1140 comparable advisers, 98.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $100M to $500M (1,140)98% percentile4.9 robust deviationsconfidence 0.85
M••••••• C•••••• M••••••••• L••independent RIARAUM $356Mhigh institutional concentrationStatic outlier
institutional share of RAUM of 47% against a peer median of 0% (5683 comparable advisers, 99.0th percentile, 15.8 robust deviations)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)99% percentile15.8 robust deviationsconfidence 0.8
A••••••••• I••••••••• M•••••otherRAUM $90.9Minstitutional asset share shiftChange between filings
institutional share of RAUM moved from 51.0% to 5.0% between the annual amendments of 2025-02-21 and 2026-03-31
filing Mar 31, 2026peers: other advisers, under $100M (660)confidence 0.85
C•••• A••••••• L••independent RIARAUM $181Mclient count surgeChange between filings
individual and HNW clients (Item 5.D) moved from 1,329.0 to 3,375.0 (+154.0%) between the annual amendments of 2025-03-10 and 2026-03-31; the peer median change was +3.0% (3308 comparable advisers, 100.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (3,308)100% percentile17.7 robust deviationsconfidence 0.85

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