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8,320 anomalies

M HOLDINGS SECURITIES, INC.BD affiliatedRAUM $3.2Binstitutional to wealth shiftCombination
institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $4,078,516,284 to $3,206,330,654, advisors 222 to 222, private clients 3537 to 4368, offices 105 to 105 (2025-03-28 to 2026-03-31)
filing Mar 31, 2026peers: affiliated wealth managers, $1B to $5B (56)confidence 0.75
SK ADVISOR NETWORK, LLCindependent RIARAUM $272Minstitutional to wealth shiftCombination
institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $165,157,385 to $271,544,841, advisors 2 to 2, private clients 0 to 185, offices 0 to 0 (2025-03-30 to 2026-03-31)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.75
TRG INVESTMENT ADVISORS, LLCindependent RIARAUM $167Minstitutional to wealth shiftCombination
institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $1,113,838,194 to $167,124,586, advisors 7 to 6, private clients 232 to 241, offices 1 to 1 (2025-03-03 to 2026-03-31)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.75
B•••• T••• L••mixed wealthRAUM $345Minstitutional to wealth shiftCombination
institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $276,710,783 to $345,141,149, advisors 3 to 6, private clients 25 to 63, offices 0 to 0 (2025-03-31 to 2026-03-31)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.75
B••••• P••• C•••••• M••••••••• L••mixed wealthRAUM $99.3Minstitutional to wealth shiftCombination
filing Mar 31, 2026peers: independent wealth managers, under $100M (707)confidence 0.75
G•••••••• F•••••••• G••••• L••independent RIARAUM $495Minstitutional to wealth shiftCombination
institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $1,028,227,723 to $494,923,468, advisors 11 to 3, private clients 791 to 566, offices 4 to 2 (2025-03-26 to 2026-03-31)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.75
M••••••• V••••••• I••••••••• A•••••••• L••independent RIARAUM $343Minstitutional to wealth shiftCombination
institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $280,709,177 to $342,913,476, advisors 5 to 4, private clients 376 to 336, offices 1 to 1 (2025-03-10 to 2026-03-31)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.75
S•••BD affiliatedRAUM $23Baccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 23,777.0 to 9,833.0 (-59.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was +13.0% (50 comparable advisers, 0.0th percentile of changes)
filing Mar 31, 2026peers: affiliated wealth managers, $20B and over (50)0.0% percentile5.4 robust deviationsconfidence 0.85
P•••••••• R••• E•••••institutionalRAUM $106Baccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 1,644.0 to 681.0 (-59.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +3.0% (35 comparable advisers, 3.0th percentile of changes)
filing Mar 31, 2026peers: institutional managers, $20B and over (35)2.9% percentile4.7 robust deviationsconfidence 0.85
B•• P•••••••• L••independent RIARAUM $36Baccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 4,800.0 to 1,875.0 (-61.0%) between the annual amendments of 2025-04-28 and 2026-03-31; the peer median change was +7.0% (76 comparable advisers, 1.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $20B and over (76)1.3% percentile5.3 robust deviationsconfidence 0.85
D••••• E•••• A•••• M••••••••• L••independent RIARAUM $27.1Maccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 266.0 to 71.0 (-73.0%) between the annual amendments of 2025-01-31 and 2026-03-31; the peer median change was +2.0% (132 comparable advisers, 4.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, under $100M (132)3.8% percentile3.9 robust deviationsconfidence 0.85
E•••••••• G••• M•••••• L•asset managerRAUM $23Bemployee count surgeChange between filings
employees (Item 5.A) moved from 179.0 to 296.0 (+65.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +3.0% (461 comparable advisers, 98.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $20B and over (461)98% percentile6.3 robust deviationsconfidence 0.85
C••••••• P••••••• I••••••••• A•••••••• L••institutionalRAUM $38Baccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 13,295.0 to 1,301.0 (-90.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +3.0% (35 comparable advisers, 0.0th percentile of changes)
filing Mar 31, 2026peers: I•••••••••, $20B and over (35)0.0% percentile7.1 robust deviationsconfidence 0.85
D••••••• W••••• A•••••••independent RIARAUM $1.4Baccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 1,860.0 to 291.0 (-84.0%) between the annual amendments of 2025-03-14 and 2026-03-31; the peer median change was +6.0% (1206 comparable advisers, 0.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,206)0.5% percentile10.8 robust deviationsconfidence 0.85
S••••• R••• F•••••••• L•asset managerRAUM $5.4BRAUM down 50 %Change between filings
RAUM (Item 5.F) moved from $11,575,060,894 to $5,381,022,632 (-54.0%) between the annual amendments of 2025-03-26 and 2026-03-31; the peer median change was +13.0% (632 comparable advisers, 0.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $5B to $20B (632)0.2% percentile3.1 robust deviationsconfidence 0.85
C•••••••• C•••••• P•••••••• L••otherRAUM $1.7Baccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 1,795.0 to 347.0 (-81.0%) between the annual amendments of 2025-04-25 and 2026-03-31; the peer median change was +1.0% (56 comparable advisers, 2.0th percentile of changes)
filing Mar 31, 2026peers: other advisers, $1B to $5B (56)1.8% percentile6.4 robust deviationsconfidence 0.85
R•• F•••••••• N••••••independent RIARAUM $675Maccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 3,347.0 to 1,522.0 (-55.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +6.0% (1254 comparable advisers, 2.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,254)1.8% percentile7.4 robust deviationsconfidence 0.85
S•••••••• W••••• M••••••••• L••independent RIARAUM $1.4Bclients down average size upCombination
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $1,201,236,328 to $1,431,219,990, advisors 12 to 11, private clients 583 to 318, offices 12 to 12 (2025-03-25 to 2026-03-31)
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,363)confidence 0.75
T•••••• C••••••• L••mixed wealthRAUM $97.5Maccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 379.0 to 124.0 (-67.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +2.0% (132 comparable advisers, 7.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, under $100M (132)6.9% percentile3.6 robust deviationsconfidence 0.85
C•• C••••• P••••••• U••• C•• M••••••••• L••asset managerRAUM $2.3BRAUM down 50 %Change between filings
RAUM (Item 5.F) moved from $4,920,513,053 to $2,333,583,223 (-53.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +11.0% (1364 comparable advisers, 1.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,364)1.1% percentile2.7 robust deviationsconfidence 0.85
E•••••••independent RIARAUM $1.1Baccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 79,647.0 to 474.0 (-99.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +6.0% (1206 comparable advisers, 0.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,206)0.0% percentile12.6 robust deviationsconfidence 0.85
A•••••• P••••••• M••••••••• L•asset managerRAUM $1.1BRAUM down 50 %Change between filings
RAUM (Item 5.F) moved from $3,052,882,622 to $1,059,191,006 (-65.0%) between the annual amendments of 2025-04-30 and 2026-03-31; the peer median change was +11.0% (1364 comparable advisers, 1.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,364)0.5% percentile3.3 robust deviationsconfidence 0.85
C•••••• F••••••••independent RIARAUM $632Maccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 3,315.0 to 1,097.0 (-67.0%) between the annual amendments of 2025-04-30 and 2026-03-31; the peer median change was +6.0% (1254 comparable advisers, 1.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,254)0.7% percentile9.0 robust deviationsconfidence 0.85
S••••• L••• C••••••• L••independent RIARAUM $1.3Baccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 2,502.0 to 1,199.0 (-52.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was +6.0% (1206 comparable advisers, 2.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,206)1.7% percentile6.9 robust deviationsconfidence 0.85
K••••• I••••••••• L••asset managerRAUM $113Maccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 2,156.0 to 1.0 (-100.0%) between the annual amendments of 2025-03-05 and 2026-03-31; the peer median change was +4.0% (21 comparable advisers, 0.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $100M to $500M (21)0.0% percentile5.4 robust deviationsconfidence 0.85
I••••• R••••••• • M•••••••••otherRAUM $131Baccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 949.0 to 1,559.0 (+64.0%) between the annual amendments of 2025-03-24 and 2026-03-31; the peer median change was +2.0% (60 comparable advisers, 97.0th percentile of changes)
filing Mar 31, 2026peers: other advisers, $20B and over (60)97% percentile5.0 robust deviationsconfidence 0.85
L••independent RIARAUM $12Baccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 3,797.0 to 6,041.0 (+59.0%) between the annual amendments of 2025-04-01 and 2026-03-31; the peer median change was +8.0% (253 comparable advisers, 91.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $5B to $20B (253)91% percentile3.9 robust deviationsconfidence 0.85
N•• A••••••• S••••••• I••independent RIARAUM $6.4Baccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 11,979.0 to 18,868.0 (+58.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +8.0% (253 comparable advisers, 90.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $5B to $20B (253)90% percentile3.8 robust deviationsconfidence 0.85
A•• C•••••• M••••••••• L••asset managerRAUM $312Baccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 391.0 to 723.0 (+85.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +3.0% (110 comparable advisers, 97.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $20B and over (110)97% percentile6.0 robust deviationsconfidence 0.85
S•••••• I••••••••• A•••••••• L••mixed wealthRAUM $8.3Binstitutional to wealth shiftCombination
filing Mar 31, 2026peers: independent wealth managers, $5B to $20B (289)confidence 0.75
I•••••• A•••••••independent RIARAUM $444Minstitutional to wealth shiftCombination
institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $580,106,131 to $443,547,941, advisors 6 to 6, private clients 630 to 640, offices 2 to 2 (2025-03-31 to 2026-03-31)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.75
G••••••••• P••••••• I••••••••• M••••••••• L••otherRAUM $241Baccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 232.0 to 440.0 (+90.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +2.0% (60 comparable advisers, 100.0th percentile of changes)
filing Mar 31, 2026peers: other advisers, $20B and over (60)100% percentile7.0 robust deviationsconfidence 0.85
G•••••• I•••••••••independent RIARAUM $177Minstitutional to wealth shiftCombination
institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $186,018,371 to $176,696,639, advisors 3 to 3, private clients 88 to 104, offices 0 to 0 (2025-03-26 to 2026-03-31)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.75
S••••• A••••••• S••••••• L••independent RIARAUM $6.3Baccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 369.0 to 690.0 (+87.0%) between the annual amendments of 2025-03-25 and 2026-03-31; the peer median change was +8.0% (253 comparable advisers, 94.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $5B to $20B (253)94% percentile6.1 robust deviationsconfidence 0.85
S••••••••• A•••••••• L••independent RIARAUM $9.8Binstitutional to wealth shiftCombination
filing Mar 31, 2026peers: independent wealth managers, $5B to $20B (289)confidence 0.75
T•••••••• P•••••••• L••independent RIARAUM $569Minstitutional to wealth shiftCombination
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.75
M•••••••• W••••• A•••••••• L••independent RIARAUM $517Maccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 1,493.0 to 2,484.0 (+66.0%) between the annual amendments of 2025-03-07 and 2026-03-31; the peer median change was +6.0% (1254 comparable advisers, 96.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,254)96% percentile7.5 robust deviationsconfidence 0.85
N•••••••• P•••••••• L••independent RIARAUM $12Baccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 12,834.0 to 24,014.0 (+87.0%) between the annual amendments of 2025-02-28 and 2026-03-31; the peer median change was +8.0% (253 comparable advisers, 95.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $5B to $20B (253)95% percentile6.1 robust deviationsconfidence 0.85
L••••• C••••••• L••mixed wealthRAUM $927Minstitutional to wealth shiftCombination
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.75
W•••••• J••••• C•••••• M••••••••• I•••independent RIARAUM $694Maccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 1,153.0 to 1,879.0 (+63.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +6.0% (1254 comparable advisers, 96.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,254)96% percentile7.0 robust deviationsconfidence 0.85
W••••• W•••••asset managerRAUM $1.6Baccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 209.0 to 411.0 (+97.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was -2.0% (33 comparable advisers, 94.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $1B to $5B (33)94% percentile2.6 robust deviationsconfidence 0.85
K•••••• F•••••••• A••••••• S•••••••independent RIARAUM $1.5Binstitutional to wealth shiftCombination
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,363)confidence 0.75
G• W••••• M••••••••• R••• L••independent RIARAUM $5.8Bgrowth on all axesCombination
RAUM, offices and advisors all grew 25 percent or more in one year: a platform in expansion or an acquisition. RAUM $2,153,349,029 to $5,832,937,576, advisors 18 to 34, private clients 144 to 247, offices 3 to 5 (2025-03-27 to 2026-03-31)
filing Mar 31, 2026peers: independent wealth managers, $5B to $20B (289)confidence 0.75
V•••••• A•••••••• L••independent RIARAUM $6.7Bgrowth on all axesCombination
RAUM, offices and advisors all grew 25 percent or more in one year: a platform in expansion or an acquisition. RAUM $3,470,310,102 to $6,665,601,942, advisors 30 to 50, private clients 9453 to 22790, offices 9 to 16 (2025-03-31 to 2026-03-31)
filing Mar 31, 2026peers: independent wealth managers, $5B to $20B (289)confidence 0.75
C• A•••••••• L••independent RIARAUM $15Baccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 12,836.0 to 23,756.0 (+85.0%) between the annual amendments of 2025-04-03 and 2026-03-31; the peer median change was +8.0% (253 comparable advisers, 94.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $5B to $20B (253)94% percentile5.9 robust deviationsconfidence 0.85
N•••• W••••• A••••••• L••independent RIARAUM $902Maccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 377.0 to 623.0 (+65.0%) between the annual amendments of 2025-04-22 and 2026-03-31; the peer median change was +6.0% (1254 comparable advisers, 96.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,254)96% percentile7.3 robust deviationsconfidence 0.85
S••••independent RIARAUM $5.0Bgrowth on all axesCombination
RAUM, offices and advisors all grew 25 percent or more in one year: a platform in expansion or an acquisition. RAUM $1,295,318,161 to $5,001,044,474, advisors 52 to 133, private clients 1173 to 4552, offices 39 to 126 (2025-04-08 to 2026-03-31)
filing Mar 31, 2026peers: independent wealth managers, $5B to $20B (289)confidence 0.75
I••••• P••••••••• W•••••• L••independent RIARAUM $3.0Baccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 10,237.0 to 16,058.0 (+57.0%) between the annual amendments of 2025-04-21 and 2026-03-31; the peer median change was +6.0% (1206 comparable advisers, 93.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,206)93% percentile6.0 robust deviationsconfidence 0.85
C••••• C•••••• A••••••• S••••••• L••otherRAUM $375Maccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 263.0 to 462.0 (+76.0%) between the annual amendments of 2025-03-20 and 2026-03-31; the peer median change was +11.0% (14 comparable advisers, 92.0th percentile of changes)
filing Mar 31, 2026peers: other advisers, $100M to $500M (14)92% percentile3.7 robust deviationsconfidence 0.85
K••••• I••••••••• M••••••••• L•••asset managerRAUM $4.3Baccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 9,421.0 to 16,262.0 (+73.0%) between the annual amendments of 2025-04-14 and 2026-03-31; the peer median change was -2.0% (33 comparable advisers, 91.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $1B to $5B (33)91% percentile2.0 robust deviationsconfidence 0.85
L••• C•••••• M••••••••• C••••••• L••asset managerRAUM $360MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $225,172,891 to $359,554,552 (+60.0%) between the annual amendments of 2025-04-07 and 2026-03-31; the peer median change was +4.0% (1140 comparable advisers, 93.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $100M to $500M (1,140)93% percentile2.3 robust deviationsconfidence 0.85
N•••••••• P•••••••• L••independent RIARAUM $12Bgrowth on all axesCombination
RAUM, offices and advisors all grew 25 percent or more in one year: a platform in expansion or an acquisition. RAUM $6,596,242,797 to $12,185,185,517, advisors 44 to 75, private clients 2656 to 4778, offices 10 to 18 (2025-02-28 to 2026-03-31)
filing Mar 31, 2026peers: independent wealth managers, $5B to $20B (289)confidence 0.75
W•••••• A•••••••• L••independent RIARAUM $30Bgrowth on all axesCombination
RAUM, offices and advisors all grew 25 percent or more in one year: a platform in expansion or an acquisition. RAUM $16,130,190,961 to $29,781,065,619, advisors 152 to 192, private clients 9685 to 12923, offices 38 to 48 (2025-04-04 to 2026-03-31)
filing Mar 31, 2026peers: independent wealth managers, $20B and over (84)confidence 0.75
B••••••••• F•••••••• S••••••••independent RIARAUM $1.0Baccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 1,572.0 to 2,755.0 (+75.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +6.0% (1206 comparable advisers, 95.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,206)95% percentile8.2 robust deviationsconfidence 0.85
G• W••••• M••••••••• R••• L••independent RIARAUM $5.8Baccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 880.0 to 1,731.0 (+97.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was +8.0% (253 comparable advisers, 95.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $5B to $20B (253)95% percentile6.8 robust deviationsconfidence 0.85
B••• G••••• W••••• A•••••••• I•••independent RIARAUM $1.4Baccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 403.0 to 792.0 (+97.0%) between the annual amendments of 2025-03-21 and 2026-03-31; the peer median change was +6.0% (1206 comparable advisers, 95.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,206)95% percentile10.7 robust deviationsconfidence 0.85
S••••• L••• C••••••• L••independent RIARAUM $1.3BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $723,038,061 to $1,324,089,165 (+83.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was +17.0% (1298 comparable advisers, 97.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,298)97% percentile6.8 robust deviationsconfidence 0.85
W••••••• S••••••••• I•••BD affiliatedRAUM $286Maccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 850.0 to 1,627.0 (+91.0%) between the annual amendments of 2025-03-21 and 2026-03-31; the peer median change was +6.0% (20 comparable advisers, 95.0th percentile of changes)
filing Mar 31, 2026peers: affiliated wealth managers (20)95% percentile1.7 robust deviationsconfidence 0.85
L••independent RIARAUM $12Badvisor count surgeChange between filings
advisory representatives (Item 5.B.3) moved from 34.0 to 58.0 (+71.0%) between the annual amendments of 2025-04-01 and 2026-03-31; the peer median change was +6.0% (220 comparable advisers, 95.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $5B to $20B (220)95% percentile5.3 robust deviationsconfidence 0.85
A••••••••independent RIARAUM $892Mclients down average size upCombination
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $461,989,873 to $892,375,643, advisors 0 to 1, private clients 132559 to 103270, offices 1 to 1 (2025-04-29 to 2026-03-31)
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.75

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