DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Advisors Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brian Reith PattersonNorthwestern Mutual Investment Services,LLC no RAUMAdvisors Capital Management, LLC independent RIAOtherJul 1, 2026Jul 24, 2026
Ira Gene SagerOptimal Wealth independent RIAAdvisors Capital Management, LLC independent RIARIA to RIAJun 30, 2026Jun 15, 2026
Harmony SmithAmeriprise Financial Services, LLC national BDAdvisors Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 26, 2026Jun 8, 2026
Michael J KnightSound Income Strategies, LLC independent RIAAdvisors Capital Management, LLC independent RIARIA to RIAMay 19, 2026May 21, 2026
Jacob Newhard SaxtonMML Investors Services, LLC BD affiliatedAdvisors Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 30, 2026Apr 27, 2026
Katherine SpinesHcm Investors Inc otherAdvisors Capital Management, LLC independent RIAOtherJan 20, 2026Oct 31, 2025
Michael A SurbrugLord, Abbett & Co. LLC asset managerAdvisors Capital Management, LLC independent RIAOtherSep 26, 2025Sep 17, 2025
Gustave Joseph ScaccoOrange Investment Advisors, Inc. independent RIAAdvisors Capital Management, LLC independent RIARIA to RIASep 9, 2025Sep 16, 2025
Darrell Victor SzymanskiThe Pacific Financial Group, Inc. independent RIAAdvisors Capital Management, LLC independent RIARIA to RIAAug 18, 2025Aug 27, 2025
Philip Henry AllenCadaret Grant & Co Inc BD affiliatedAdvisors Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 1, 2025Sep 1, 2026 (396 d)
Johnny C FowlerIntegrated Advisors Network LLC independent RIAAdvisors Capital Management, LLC independent RIARIA to RIAJun 13, 2025May 30, 2025
Nicholas Antony CaradonnaLPL Enterprise, LLC BD affiliatedAdvisors Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 20, 2025Oct 31, 2025 (164 d)
Matthew Brent LornerFisher Investments independent RIAAdvisors Capital Management, LLC independent RIARIA to RIAMay 1, 2025May 8, 2025
Jason David DrayEmpower Advisory Group, LLC BD affiliatedAdvisors Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 23, 2025Apr 25, 2025
Christopher David BadaraccoRose Wealth Advisors LLC unclassifiedAdvisors Capital Management, LLC independent RIAOtherFeb 26, 2025Nov 6, 2024
Richard Bryan MeyersSax Wealth Advisors, LLC independent RIAAdvisors Capital Management, LLC independent RIARIA to RIADec 10, 2024Mar 10, 2025 (90 d)
Brian Glenn CarlsonGrimes & Company independent RIAAdvisors Capital Management, LLC independent RIARIA to RIAMar 13, 2024Apr 8, 2024
Jamey Lynn KellerCharles Schwab & Co., Inc. national BDAdvisors Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 10, 2024Jul 15, 2024 (187 d)
Justin B IsaacUnited Capital Financial Advisors BD affiliatedAdvisors Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 26, 2023Sep 26, 2023
Rodger Dale IsomWest Financial Services, Inc. independent RIAAdvisors Capital Management, LLC independent RIARIA to RIAOct 20, 2023Oct 13, 2023
Timothy Eric HermannCorient BD affiliatedAdvisors Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 19, 2023Jul 20, 2023
Corie Evan GabrielCorient BD affiliatedAdvisors Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 19, 2023Jul 20, 2023
Jacob A HaynesAe Wealth Management, LLC BD affiliatedAdvisors Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 1, 2023Nov 7, 2025 (890 d)
Felipe MejiaNorthstar Financial Planners, Inc. independent RIAAdvisors Capital Management, LLC independent RIARIA to RIAMay 10, 2023May 23, 2023
Lantz Daryle BowmanLinscomb Wealth, Inc. independent RIAAdvisors Capital Management, LLC independent RIARIA to RIAApr 19, 2023Apr 17, 2023
Susan Marie AhlfeldAmeriprise Financial Services, LLC national BDAdvisors Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 11, 2023Jun 13, 2023 (63 d)
Matthew D NimrickCharles Schwab & Co., Inc. national BDAdvisors Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 4, 2023Feb 17, 2023
Lindsey Jane OwenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAdvisors Capital Management, LLC independent RIAWirehouse to independent RIAMar 2, 2023Dec 2, 2025 (1006 d)
Cary CarbonaroUnited Capital Financial Advisors BD affiliatedAdvisors Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 27, 2022Jan 19, 2023 (114 d)
Richard Thomas WesthelleUnited Capital Financial Advisors BD affiliatedAdvisors Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 28, 2022Jul 1, 2022
Robert Michael OlsenOsaic Wealth, Inc. BD affiliatedAdvisors Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 6, 2022Apr 4, 2022
Brayden James LittleOsaic Wealth, Inc. BD affiliatedAdvisors Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 6, 2022Apr 4, 2022
Aaron Michael RobinsonAlliancebernstein L.P. otherAdvisors Capital Management, LLC independent RIAOtherSep 9, 2021Jan 1, 2025 (1210 d)
Theodore Marcel ShediacMeasured Wealth Private Client Group, LLC independent RIAAdvisors Capital Management, LLC independent RIARIA to RIASep 7, 2021Sep 8, 2021
Vincent Anthony MattoneTd Private Client Wealth LLC BD affiliatedAdvisors Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 11, 2021Jun 7, 2021
Stephen Michael CashPrivate Advisor Group, LLC BD affiliatedAdvisors Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 4, 2020Dec 9, 2020
Nathan Buzaid ThomsenAdvice And Planning Services BD affiliatedAdvisors Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Jul 19, 2021 (248 d)
Frani Michele FeitCary Street Partners BD affiliatedAdvisors Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 11, 2020Sep 24, 2020
Matthew Brett TerzianRmc Investment Advisors independent RIAAdvisors Capital Management, LLC independent RIARIA to RIAFeb 3, 2020Feb 28, 2020
Kevin Eric StraussAbner Herrman & Brock, LLC independent RIAAdvisors Capital Management, LLC independent RIARIA to RIAOct 1, 2019Nov 18, 2019 (48 d)
Susan Carol KimmelKimmel, Susan unclassifiedAdvisors Capital Management, LLC independent RIAOtherJul 31, 2019Aug 9, 2019
Amit ChopraCommonwealth Financial Network national BDAdvisors Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 4, 2019Apr 8, 2019
Kenneth Ian DeaneThe Pacific Financial Group, Inc. independent RIAAdvisors Capital Management, LLC independent RIARIA to RIAFeb 25, 2019Nov 7, 2025 (2447 d)
Vincent A PanizziSequoia Financial Group, L.L.C. otherAdvisors Capital Management, LLC independent RIAOtherFeb 20, 2018Oct 29, 2025 (2808 d)
Robert Ryan MckinneyStratos Wealth Partners, Ltd otherAdvisors Capital Management, LLC otherOtherDec 6, 2017Dec 7, 2017
Chris Joseph EngelHorizon Investments LLC otherAdvisors Capital Management, LLC otherOtherAug 21, 2017Aug 29, 2017
Joseph Rocco PecoraroGoldman Sachs Wealth Services, L.P. otherAdvisors Capital Management, LLC otherOtherSep 23, 2015Oct 9, 2015
Christopher Paul RandalCurian Capital, LLC otherAdvisors Capital Management, LLC otherOtherSep 15, 2015Oct 13, 2015
Raymond Joseph KellyCurian Capital, LLC otherAdvisors Capital Management, LLC otherOtherSep 15, 2015Oct 13, 2015
Robert Judd LasaterCurian Capital, LLC otherAdvisors Capital Management, LLC otherOtherSep 15, 2015Oct 3, 2015
Harold Thomas DelaneyStrategic Advisers LLC national BDAdvisors Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 3, 2015Nov 20, 2018 (1266 d)
Jeffrey P DeissNfp Advisor Services, LLC otherAdvisors Capital Management, LLC otherOtherApr 7, 2015Apr 20, 2015
John James BruggemannUnited Capital Financial Advisors otherAdvisors Capital Management, LLC otherOtherFeb 17, 2015Apr 29, 2015 (71 d)
Michael Emmanuel BrodieLPL Financial LLC otherAdvisors Capital Management, LLC otherOtherNov 10, 2014Jan 13, 2015 (64 d)
Stephanie Aaron TrenthamCurian Capital, LLC otherAdvisors Capital Management, LLC otherOtherJun 4, 2014Sep 26, 2014 (114 d)
Joseph Robert RichardWall Street Financial Group, Inc otherAdvisors Capital Management, LLC otherOtherOct 31, 2013Apr 1, 2014 (152 d)
Lee Vincent BalducciEquitable Advisors, LLC national BDAdvisors Capital Management, LLC otherOtherMar 12, 2013Oct 10, 2013 (212 d)
David Lee RuffBerkeley Capital Management LLC unclassifiedAdvisors Capital Management, LLC independent RIAOtherAug 5, 2008Sep 12, 2025 (6247 d)
Michael Steven LiebermanWall Street Financial Group, Inc otherAdvisors Capital Management, LLC otherOtherJan 4, 2005Jan 3, 2005
Kevin Gerard KernGary Goldberg Planning Services Inc otherAdvisors Capital Management, LLC otherOtherJun 4, 2004Apr 27, 2005 (327 d)
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60 moves match.