DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mwa Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Anthony Christian Pritzel | Mwa Financial Services, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jul 23, 2026 | Aug 20, 2026 |
| John Douglas Cox | Mwa Financial Services, Inc. BD affiliated | Global View Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2026 | Jul 30, 2026 |
| Amanda Louise Laney | Mwa Financial Services, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2026 | Jul 29, 2026 |
| Alexander Shcharansky | Mwa Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2026 | Jun 29, 2026 |
| Dane Brandon Crick | Mwa Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2026 | Jun 12, 2026 |
| Connor Edward Van Skike | Mwa Financial Services, Inc. BD affiliated | Alliancebernstein L.P. other | Other | May 11, 2026 | May 27, 2026 |
| Ross Martin | Mwa Financial Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 9, 2026 | May 5, 2026 |
| Stephen Anthony Hoversten | Mwa Financial Services, Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2026 | Mar 9, 2026 |
| Layton Dale Bicanovsky | Mwa Financial Services, Inc. BD affiliated | State Farm Investment Management Corp. asset manager | Other | Mar 18, 2026 | Apr 22, 2026 (35 d) |
| Seth D Reed | Mwa Financial Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Feb 12, 2026 (43 d) |
| Susan Jean Sturm-Bailey | Mwa Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2025 | Nov 24, 2025 |
| Alexander Christian Anderson | Mwa Financial Services, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2025 | Dec 10, 2025 |
| Zachary Mason Hansen | Mwa Financial Services, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 3, 2025 | Dec 5, 2025 |
| Jacob B Salloum | Mwa Financial Services, Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2025 | Nov 24, 2025 |
| Jason Eugene Griffin | Mwa Financial Services, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2025 | Oct 21, 2025 |
| Zane Edwin Parrott | Mwa Financial Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 5, 2025 | Nov 12, 2025 |
| Cameron Wood | Mwa Financial Services, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2025 | Jul 29, 2026 (278 d) |
| William Alexander Solan | Mwa Financial Services, Inc. BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2025 | Sep 9, 2025 |
| Evan Michael Davis | Mwa Financial Services, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2025 | Sep 15, 2025 |
| Aaron Farver | Mwa Financial Services, Inc. BD affiliated | Mutual Of Omaha Investor Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2025 | Sep 19, 2025 |
| Steven Ignacio Flores | Mwa Financial Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 20, 2025 | Sep 23, 2025 (34 d) |
| Brandon Millard | Mwa Financial Services, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 14, 2025 | Sep 25, 2025 (42 d) |
| Christina Rene Nolan | Mwa Financial Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 5, 2025 | Aug 4, 2025 |
| Angel Manuel Sanchez Ramos | Mwa Financial Services, Inc. BD affiliated | State Farm Investment Management Corp. asset manager | Other | Jul 31, 2025 | Sep 3, 2026 (399 d) |
| Carl Edward Johnson | Mwa Financial Services, Inc. BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2025 | Jul 21, 2025 |
| Weston Don Depriest | Mwa Financial Services, Inc. BD affiliated | Chappelwood Financial Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2025 | Jul 20, 2025 |
| Jason Mcpeak | Mwa Financial Services, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2025 | Sep 29, 2025 (101 d) |
| Terry A Grissom | Mwa Financial Services, Inc. BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2025 | Jul 14, 2025 |
| Bryan James Clifton | Mwa Financial Services, Inc. BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2025 | May 29, 2025 |
| Gerardo Antonio Garza | Mwa Financial Services, Inc. independent RIA | Farmers Asset Management, LLC state registered | RIA to a state-registered adviser | Mar 18, 2025 | Jul 31, 2026 (500 d) |
| David Michael Horine | Mwa Financial Services, Inc. independent RIA | LPL Enterprise, LLC no RAUM | RIA to a newly registered adviser | Mar 10, 2025 | Feb 10, 2025 |
| John David Winston Booth | Mwa Financial Services, Inc. independent RIA | Bancroft Booth Capital Advisors state registered | RIA to a state-registered adviser | Mar 6, 2025 | Sep 15, 2025 (193 d) |
| Jason Brandon Page | Mwa Financial Services, Inc. independent RIA | Integrity Alliance, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 19, 2025 | Feb 13, 2025 |
| David Bronzal Dennis | Mwa Financial Services, Inc. independent RIA | Oneamerica Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 13, 2025 | Jan 23, 2026 (344 d) |
| Austin B. Crump | Mwa Financial Services, Inc. independent RIA | Integrity Alliance, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 6, 2025 | Feb 5, 2025 |
| Nicholas Riley Mowry | Mwa Financial Services, Inc. independent RIA | Fiat Lux Capital Management state registered | RIA to a state-registered adviser | Jan 23, 2025 | Feb 11, 2025 |
| Laura Jeannine Fellows | Mwa Financial Services, Inc. independent RIA | Principal Advised Services BD affiliated | RIA to affiliated broker-dealer or bank | Jan 22, 2025 | Feb 6, 2025 |
| Garth David Gherardini | Mwa Financial Services, Inc. independent RIA | Integrity Alliance, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 21, 2025 | Jan 17, 2025 |
| Joshua Minaya Nelms | Mwa Financial Services, Inc. independent RIA | State Farm Investment Management Corp. asset manager | Other | Dec 23, 2024 | Jan 28, 2025 (36 d) |
| Michael Steven Kelly | Mwa Financial Services, Inc. independent RIA | Canopy Financial Solutions state registered | RIA to a state-registered adviser | Nov 25, 2024 | Oct 7, 2024 |
| Jeffrey Kenneth Boll | Mwa Financial Services, Inc. independent RIA | Global Retirement Partners LLC institutional | Other | Nov 7, 2024 | Nov 5, 2024 |
| Madison Grace Kitner | Mwa Financial Services, Inc. independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Nov 7, 2024 | Jul 1, 2025 (236 d) |
| Zachary Tyler Smith | Mwa Financial Services, Inc. independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Oct 16, 2024 | Oct 18, 2024 |
| Kevin Paul Monroe | Mwa Financial Services, Inc. independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 13, 2024 | Sep 6, 2024 |
| Destiny Collins | Mwa Financial Services, Inc. independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Aug 29, 2024 | Aug 28, 2026 (729 d) |
| Joshua Ray Adkins | Mwa Financial Services, Inc. independent RIA | Osaic Institutions, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 29, 2024 | Jul 17, 2024 |
| Dustin Knoedler | Mwa Financial Services, Inc. independent RIA | Golden Reserve Retirement, LLC independent RIA | RIA to RIA | Jul 10, 2024 | Jul 31, 2024 |
| Austin Leroy Vanhove | Mwa Financial Services, Inc. independent RIA | Balefire, LLC independent RIA | RIA to RIA | May 22, 2024 | May 16, 2024 |
| Sybrand Dirk Vermeulen | Mwa Financial Services, Inc. independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Nov 21, 2023 | Nov 22, 2023 |
| Scott Bennett | Mwa Financial Services, Inc. independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 30, 2023 | Nov 16, 2023 |
| Michael Kojin | Mwa Financial Services, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Sep 6, 2023 | Oct 10, 2023 (34 d) |
| Kermit J Coble | Mwa Financial Services, Inc. independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Jul 12, 2023 | Jul 17, 2023 |
| Ellie Jo Killian | Mwa Financial Services, Inc. independent RIA | Efs Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jun 9, 2023 | Jun 16, 2023 |
| Brett Arthur Cropsey | Mwa Financial Services, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 19, 2023 | May 16, 2023 |
| Schuyler Wesley King | Mwa Financial Services, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 24, 2023 | Mar 22, 2023 |
| Peter Hieu Truong | Mwa Financial Services, Inc. independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 10, 2023 | Mar 13, 2023 |
| Mark Varner | Mwa Financial Services, Inc. independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Feb 13, 2023 | Mar 15, 2023 |
| Joseph Inskeep | Mwa Financial Services, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Dec 19, 2022 | Dec 15, 2022 |
| Noah Robert Fitzgerald | Mwa Financial Services, Inc. independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 21, 2022 | Dec 5, 2022 |
| Dylan Thai | Mwa Financial Services, Inc. independent RIA | Tcw Investment Management Company LLC asset manager | Other | Oct 17, 2022 | Oct 20, 2022 |
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94 moves match.