DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mwa Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Allison Hope Tuthill | Principal Securities, Inc. BD affiliated | Mwa Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2026 | Jul 20, 2026 (87 d) |
| Jorge Castillo | Primerica Advisors national BD | Mwa Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2026 | May 14, 2026 |
| John Douglas Cox | Primerica Advisors national BD | Mwa Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2026 | Jul 7, 2026 (124 d) |
| Alexander Christian Anderson | Wells Fargo Advisors wirehouse | Mwa Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 2, 2025 | Jul 17, 2025 |
| Elizabeth Nichole Straub | Mutual Of Omaha Investor Services, Inc. independent RIA | Mwa Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 25, 2025 | Aug 12, 2025 (48 d) |
| Jared Michael Mysliwiec | Ameriprise Financial Services, LLC national BD | Mwa Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2025 | Oct 16, 2025 (164 d) |
| Chris Jon Knabe | Cuso Financial Services, L.P. BD affiliated | Mwa Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2025 | Oct 8, 2025 (182 d) |
| Christina Rene Nolan | T. Rowe Price Advisory Services, Inc. BD affiliated | Mwa Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2025 | Apr 10, 2025 |
| Neal M Litton | Usaa Investment Services Company no RAUM | Mwa Financial Services, Inc. independent RIA | Other | Dec 20, 2024 | Feb 13, 2025 (55 d) |
| Alexander Shcharansky | Eagle Strategies LLC BD affiliated | Mwa Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2024 | Mar 13, 2025 (98 d) |
| Taylor Archer | Principal Securities, Inc. BD affiliated | Mwa Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2024 | Oct 21, 2024 |
| Curtis Lee Weeks | Planmember Securities Corporation independent RIA | Mwa Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 14, 2024 | Dec 8, 2025 (420 d) |
| Mark Anthony Kubik | Gwn Securities Inc. BD affiliated | Mwa Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2024 | Dec 7, 2025 (459 d) |
| Jon M Starr | Knights Of Columbus Asset Advisors LLC institutional | Mwa Financial Services, Inc. BD affiliated | Other | Jul 26, 2024 | Jul 23, 2026 (727 d) |
| William Alexander Solan | Ameriprise Financial Services, LLC national BD | Mwa Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2024 | Sep 6, 2024 (53 d) |
| Malissa Worrell | Mutual Of Omaha Investor Services, Inc. independent RIA | Mwa Financial Services, Inc. independent RIA | RIA to RIA | Jul 9, 2024 | Feb 3, 2025 (209 d) |
| Tonja Lea Harding | Mutual Of Omaha Investor Services, Inc. independent RIA | Mwa Financial Services, Inc. independent RIA | RIA to RIA | Mar 8, 2024 | May 7, 2024 (60 d) |
| Carl Edward Johnson | Edward Jones national BD | Mwa Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2024 | May 23, 2024 (80 d) |
| Simone Cockrell | Planmember Securities Corporation independent RIA | Mwa Financial Services, Inc. independent RIA | RIA to RIA | Mar 4, 2024 | Feb 7, 2025 (340 d) |
| Elizabeth A Abben | LPL Financial LLC BD affiliated | Mwa Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2024 | Dec 17, 2025 (671 d) |
| Roque Moreira | Mutual Of Omaha Investor Services, Inc. independent RIA | Mwa Financial Services, Inc. independent RIA | RIA to RIA | Nov 20, 2023 | Mar 7, 2024 (108 d) |
| Gerardo Antonio Garza | Portfolio Medics, LLC independent RIA | Mwa Financial Services, Inc. independent RIA | RIA to RIA | Aug 16, 2023 | Feb 13, 2024 (181 d) |
| John Michael Shelton | Park Avenue Securities LLC BD affiliated | Mwa Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2023 | Jul 8, 2025 (701 d) |
| Angel Manuel Sanchez Ramos | Vanguard Advisers, Inc. BD affiliated | Mwa Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2023 | Jun 12, 2025 (694 d) |
| Daniel August Ceschin | Northwestern Mutual Investment Services,LLC no RAUM | Mwa Financial Services, Inc. independent RIA | Other | Apr 26, 2023 | Jun 26, 2024 (427 d) |
| Tracy Lea Barnas | Arvest Wealth Management independent RIA | Mwa Financial Services, Inc. independent RIA | RIA to RIA | Feb 28, 2023 | Oct 3, 2024 (583 d) |
| Laura Jeannine Fellows | Eagle Strategies LLC BD affiliated | Mwa Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 13, 2023 | Jan 23, 2023 |
| Bryan James Clifton | Oneamerica Securities, Inc. BD affiliated | Mwa Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2022 | Jul 29, 2022 (38 d) |
| Dustin Knoedler | Oneamerica Securities, Inc. BD affiliated | Mwa Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2022 | Aug 3, 2022 (43 d) |
| Brendon Helms | Eagle Strategies LLC BD affiliated | Mwa Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2022 | Jun 5, 2024 (761 d) |
| Michael Steven Kelly | First Citizens Asset Management, Inc independent RIA | Mwa Financial Services, Inc. independent RIA | RIA to RIA | Mar 28, 2022 | Aug 11, 2023 (501 d) |
| David Bronzal Dennis | Transamerica Financial Advisors, LLC BD affiliated | Mwa Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2022 | Mar 29, 2022 |
| Kevin Lynn Jones | Hornor, Townsend & Kent, LLC BD affiliated | Mwa Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 11, 2022 | Jun 30, 2023 (504 d) |
| Joshua Minaya Nelms | Transamerica Financial Advisors, LLC BD affiliated | Mwa Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2021 | Mar 11, 2022 (98 d) |
| Robert Sherman On | Mutual Of Omaha Investor Services, Inc. no RAUM | Mwa Financial Services, Inc. independent RIA | Other | Oct 14, 2021 | Dec 16, 2024 (1159 d) |
| Mark Varner | B Riley Wealth Management BD affiliated | Mwa Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2021 | Jan 21, 2022 (113 d) |
| Ellie Jo Killian | Wells Fargo Advisors wirehouse | Mwa Financial Services, Inc. independent RIA | Wirehouse to independent RIA | Mar 30, 2021 | Jun 17, 2021 (79 d) |
| Kermit J Coble | W&S Brokerage Services, Inc. BD affiliated | Mwa Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2021 | Nov 18, 2022 (679 d) |
| Susan Jean Sturm-Bailey | Cambridge Investment Research Advisors, Inc. BD affiliated | Mwa Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 9, 2020 | Jun 24, 2021 (227 d) |
| Heather Lafranchi | Ameriprise Financial Services, LLC national BD | Mwa Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 28, 2020 | Jun 21, 2021 (328 d) |
| Michael William Sehlmeyer | Wells Fargo Advisors wirehouse | Mwa Financial Services, Inc. independent RIA | Wirehouse to independent RIA | Mar 6, 2020 | Jul 13, 2020 (129 d) |
| Scott Louis Serio | Sagepoint Financial, Inc. BD affiliated | Mwa Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2019 | Nov 25, 2019 |
| Kyle Smith | Creative Financial Designs, Inc. BD affiliated | Mwa Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2019 | Mar 20, 2020 (248 d) |
| Keith Emory Mays | Northwestern Mutual Investment Services,LLC no RAUM | Mwa Financial Services, Inc. independent RIA | Other | Jun 25, 2019 | Nov 29, 2022 (1253 d) |
| Joseph Inskeep | Ark Financial Advisors, LLC unclassified | Mwa Financial Services, Inc. independent RIA | Other | Jun 25, 2019 | May 14, 2021 (689 d) |
| Arthur Lorenz Patterson | Questar Asset Management, Inc. BD affiliated | Mwa Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2018 | Apr 2, 2019 (92 d) |
| Robert Dwane Pencil | Conceptual Financial Advisors, LLC independent RIA | Mwa Financial Services, Inc. other | Other | Aug 3, 2017 | Sep 5, 2017 (33 d) |
| William Terrill Schenck | Principal Securities, Inc. other | Mwa Financial Services, Inc. independent RIA | Other | Jun 8, 2016 | Sep 24, 2018 (838 d) |
| Clayton Michael Reynolds | Raymond James Financial Services Advisors, Inc other | Mwa Financial Services, Inc. other | Other | Apr 20, 2016 | May 20, 2016 |
| Anita Rochelle Cruise | Edward Jones national BD | Mwa Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2015 | May 20, 2019 (1414 d) |
| Wade Gaylen Cornick | LPL Financial LLC other | Mwa Financial Services, Inc. BD affiliated | Other | Jun 27, 2014 | Jun 26, 2026 (4382 d) |
| Jamie Christopher Cinotto | Madison Avenue Securities, LLC other | Mwa Financial Services, Inc. other | Other | Feb 28, 2014 | Jul 24, 2014 (146 d) |
| Jorge Christian Chain | International Assets Investment Management, LLC other | Mwa Financial Services, Inc. other | Other | Nov 5, 2013 | Aug 25, 2015 (658 d) |
| Sara Susan Karweick | Thrivent Investment Management Inc. other | Mwa Financial Services, Inc. BD affiliated | Other | May 19, 2011 | Jan 5, 2026 (5345 d) |
| Jesse Logan Dietz | Amegy Investments, Inc. other | Mwa Financial Services, Inc. other | Other | Apr 14, 2011 | Aug 12, 2011 (120 d) |
| Frank O Akridge | Direct Capital Advisors unclassified | Mwa Financial Services, Inc. other | Other | Mar 31, 2011 | May 31, 2011 (61 d) |
| Steven Charles Wellington | Securities America Advisors, Inc. other | Mwa Financial Services, Inc. other | Other | Feb 15, 2011 | Feb 11, 2011 |
| Scotty V Dean | MML Investors Services, LLC other | Mwa Financial Services, Inc. other | Other | Feb 9, 2011 | May 26, 2011 (106 d) |
| James F. Barrette | New England Securities Corporation other | Mwa Financial Services, Inc. other | Other | Jul 29, 2010 | Aug 16, 2010 |
| Zachary Thomas Majors | Securian Financial Services, Inc. other | Mwa Financial Services, Inc. other | Other | Jun 3, 2010 | Feb 5, 2014 (1343 d) |
Page 1 of 2Next
72 moves match.