DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Curi Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dylan Thomas Stroud | Bbr Partners, LLC independent RIA | Curi Capital, LLC independent RIA | RIA to RIA | Jul 8, 2026 | Aug 11, 2026 (34 d) |
| Andrew James Truax | Jnba Financial Advisors, LLC independent RIA | Curi Capital, LLC independent RIA | RIA to RIA | May 22, 2026 | Aug 11, 2026 (81 d) |
| Nolan Rehard | Ameriprise Financial Services, LLC national BD | Curi Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 19, 2026 | May 7, 2026 (77 d) |
| Sarah Ann Ward | Drucker Wealth independent RIA | Curi Capital, LLC independent RIA | RIA to RIA | Aug 25, 2025 | Dec 3, 2025 (100 d) |
| Joanna Hootnick | Invictus Private Wealth, LLC independent RIA | Curi Capital, LLC independent RIA | RIA to RIA | Aug 1, 2025 | Aug 11, 2025 |
| Seth J Wernick | Liquid Strategies, LLC asset manager | Curi Capital, LLC independent RIA | Other | Jun 27, 2025 | May 19, 2026 (326 d) |
| Andrew R Zimmer | Simplicity Wealth other | Curi Capital, LLC independent RIA | Other | Dec 16, 2024 | Apr 16, 2025 (121 d) |
| Henry Cappa Burke | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Curi Capital, LLC independent RIA | Wirehouse to independent RIA | Sep 25, 2024 | Feb 27, 2025 (155 d) |
| Virginia Hui Wu | A & I Wealth Management independent RIA | Curi Capital, LLC independent RIA | RIA to RIA | Jun 12, 2024 | Jun 27, 2024 |
| Deanna Rene Lewis | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Curi Capital, LLC independent RIA | Wirehouse to independent RIA | Apr 24, 2024 | Aug 15, 2024 (113 d) |
| Nicholas Foster Zinn | Charles Schwab & Co., Inc. national BD | Curi Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 24, 2024 | Aug 13, 2024 (111 d) |
| Olive W Mitchell | Cerity Partners LLC independent RIA | Curi Capital, LLC independent RIA | RIA to RIA | Jan 9, 2024 | Aug 26, 2024 (230 d) |
| Joel Timothy Bennett | Elevation Point Wealth Partners, LLC independent RIA | Curi Capital, LLC independent RIA | RIA to RIA | Dec 1, 2023 | Mar 5, 2024 (95 d) |
| John Weber | Omega Wealth Management LLC independent RIA | Curi Capital, LLC independent RIA | RIA to RIA | Jun 28, 2023 | May 24, 2024 (331 d) |
| Ryan William Emerson | Personal Capital Advisors Corporation independent RIA | Curi Capital, LLC independent RIA | RIA to RIA | Mar 8, 2023 | Mar 28, 2023 |
| Cole Andrew Swearingen | Creative Financial Designs, Inc. BD affiliated | Curi Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2023 | Apr 4, 2023 (33 d) |
| Donald Allen Bechter | Rmb West, LLC no RAUM | Curi Capital, LLC other | Other | Dec 31, 2022 | Dec 9, 2011 |
| Seth Michael Davis | Rmb West, LLC no RAUM | Curi Capital, LLC other | Other | Dec 31, 2022 | Mar 26, 2012 |
| James Philip Rosselle | Rmb West, LLC no RAUM | Curi Capital, LLC independent RIA | Other | Dec 31, 2022 | Aug 5, 2026 (1313 d) |
| Patrick J Stimson | Rmb West, LLC no RAUM | Curi Capital, LLC other | Other | Dec 31, 2022 | Apr 24, 2014 |
| Loren B Knaster | Rmb West, LLC no RAUM | Curi Capital, LLC other | Other | Dec 31, 2022 | May 22, 2012 |
| Joseph Mcdermott | Amp Wealth Management mixed wealth | Curi Capital, LLC independent RIA | RIA to RIA | Oct 12, 2022 | Aug 7, 2023 (299 d) |
| Brian David Klein | Wealth Enhancement Advisory Services, LLC BD affiliated | Curi Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 25, 2022 | Sep 7, 2022 |
| Jeffrey J Burney | Crestone Asset Management LLC mixed wealth | Curi Capital, LLC independent RIA | RIA to RIA | Jul 15, 2022 | Aug 10, 2022 |
| Kristen Noelle Roder | Fidelity Personal And Workplace Advisors BD affiliated | Curi Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2022 | Jun 7, 2022 |
| Janelle M Mccreary | Mariner BD affiliated | Curi Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 8, 2022 | May 27, 2022 |
| Barbara Anne Hill | Maryland Capital Management, LLC independent RIA | Curi Capital, LLC independent RIA | RIA to RIA | Sep 7, 2021 | May 8, 2018 |
| Patrick Nolan Thiel | Kerberrose Wealth Management, LLC mixed wealth | Curi Capital, LLC independent RIA | RIA to RIA | Aug 11, 2021 | Sep 2, 2021 |
| Joshua Huels Rauterkus | Moneta Group Investment Advisors, LLC independent RIA | Curi Capital, LLC independent RIA | RIA to RIA | Jul 2, 2021 | Oct 15, 2021 (105 d) |
| John Aloysius Menton | MML Investors Services, LLC BD affiliated | Curi Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 10, 2021 | Sep 9, 2022 (576 d) |
| Jennifer Ross Shepard | United Capital Financial Advisors BD affiliated | Curi Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2020 | Oct 16, 2024 (1686 d) |
| Granthem James Beck | 5c Capital Management, LLC independent RIA | Curi Capital, LLC independent RIA | RIA to RIA | Jul 18, 2019 | Sep 4, 2019 (48 d) |
| Christopher James Tarkowski | Zhang Financial mixed wealth | Curi Capital, LLC independent RIA | RIA to RIA | Jan 28, 2019 | Jan 30, 2019 |
| Jonathan Guy Rigano | Jb Investment Management, LLC mixed wealth | Curi Capital, LLC independent RIA | RIA to RIA | Nov 2, 2018 | Oct 1, 2018 |
| Mohini M Mccormick | Calamos Wealth Management LLC independent RIA | Curi Capital, LLC independent RIA | RIA to RIA | Sep 25, 2018 | Sep 14, 2018 |
| Mark Lawrence Sagen | Calamos Wealth Management LLC independent RIA | Curi Capital, LLC independent RIA | RIA to RIA | Sep 25, 2018 | Sep 14, 2018 |
| Gretchen T Mclaughlin | Wells Fargo Advisors wirehouse | Curi Capital, LLC independent RIA | Wirehouse to independent RIA | Aug 21, 2018 | Aug 27, 2018 |
| Peter J Bach | Jacobus Wealth Management Inc other | Curi Capital, LLC other | Other | Nov 30, 2017 | Dec 5, 2017 |
| Daniel Joseph Matola | Jacobus Wealth Management Inc other | Curi Capital, LLC other | Other | Nov 30, 2017 | Dec 5, 2017 |
| Stephanie Jo Jajtner | Jacobus Wealth Management Inc other | Curi Capital, LLC other | Other | Nov 30, 2017 | Dec 5, 2017 |
| Brian Arthur Janecke | Jacobus Wealth Management Inc other | Curi Capital, LLC other | Other | Nov 30, 2017 | Dec 4, 2017 |
| Daniel A Nakano | Morgan Stanley wirehouse | Curi Capital, LLC other | Other | Oct 30, 2017 | Nov 24, 2017 |
| William Elliot Driscoll | Prudence Island Asset Management unclassified | Curi Capital, LLC other | Other | Dec 31, 2016 | Jan 19, 2017 |
| Allan Avron Myer | Burnham Asset Management Corp other | Curi Capital, LLC other | Other | Oct 31, 2016 | Nov 23, 2016 |
| Joshua C Young | UBS Financial Services Inc. wirehouse | Curi Capital, LLC other | Other | Mar 17, 2016 | Mar 22, 2016 |
| Richard Todd Will | Rmb West, LLC other | Curi Capital, LLC other | Other | Jan 31, 2014 | Sep 13, 2012 |
| Egor Nickolaevich Rybakov | Edge Asset Management, Inc. other | Curi Capital, LLC other | Other | Mar 28, 2013 | Apr 18, 2016 (1117 d) |
| Bryon Carl Stanislaw | Leucadia Asset Management LLC other | Curi Capital, LLC independent RIA | Other | Mar 7, 2013 | Sep 25, 2025 (4585 d) |
| Jayne Kristine Witte | William Blair & Company L.L.C. other | Curi Capital, LLC other | Other | Jan 8, 2013 | Apr 2, 2013 (84 d) |
| Trevor Lance Isham | Katana Investment Advisors unclassified | Curi Capital, LLC other | Other | Dec 31, 2012 | Apr 2, 2013 (92 d) |
| Benjamin James Armstrong | Fiduciary Asset Management LLC other | Curi Capital, LLC other | Other | Jan 5, 2012 | Jan 24, 2012 |
| Melissa Mabley Martin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Curi Capital, LLC other | Other | Oct 10, 2011 | Sep 13, 2012 (339 d) |
| Jeffrey Robert Jones | Credit Suisse Securities (USA) LLC other | Curi Capital, LLC other | Other | Apr 1, 2011 | Jun 29, 2017 (2281 d) |
| John Graham Enright | RBC Capital Markets, LLC national BD | Curi Capital, LLC other | Other | Jan 13, 2011 | May 5, 2011 (112 d) |
| Ryan Patrick Kennedy | Morgan Stanley wirehouse | Curi Capital, LLC other | Other | Jun 21, 2010 | Apr 11, 2016 (2121 d) |
| Janek Pedersen | UBS Financial Services Inc. wirehouse | Curi Capital, LLC other | Other | Jun 18, 2010 | Aug 30, 2010 (73 d) |
| Sean Michael Conway | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Curi Capital, LLC other | Other | Aug 2, 2007 | Jun 25, 2008 (328 d) |
| John Kevin O'Connor | Credit Suisse Securities (USA) LLC other | Curi Capital, LLC other | Other | Aug 9, 2006 | Jun 29, 2017 (3977 d) |
| Charles Hafner Travis | Gleacher & Company Securities, Inc. unclassified | Curi Capital, LLC other | Other | Jun 30, 2006 | Sep 13, 2007 (440 d) |
| Susan Catherine Christoph | Gleacher & Company Securities, Inc. unclassified | Curi Capital, LLC other | Other | Jun 30, 2006 | Sep 13, 2007 (440 d) |
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67 moves match.