DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Dynamic
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Richard Mazzella | Mazzella Estate & Asset Management, LLC unclassified | Dynamic independent RIA | Other | Aug 3, 2026 | Jan 16, 2026 |
| Jason Garrett Noble | Prime Capital Financial mixed wealth | Dynamic independent RIA | RIA to RIA | Mar 24, 2026 | Mar 23, 2026 |
| David Russell Hoffman | Forthright Capital independent RIA | Dynamic independent RIA | RIA to RIA | Dec 1, 2025 | Jan 28, 2026 (58 d) |
| Ryan Timothy Rippy | Montage Private Wealth unclassified | Dynamic independent RIA | Other | Oct 10, 2025 | Oct 14, 2025 |
| Jonas M Zamora | Morgan Stanley wirehouse | Dynamic independent RIA | Wirehouse to independent RIA | Oct 11, 2024 | Jan 2, 2025 (83 d) |
| Michael Niewiadomski | Osaic Fa, Inc. BD affiliated | Dynamic independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2024 | May 8, 2024 |
| Trent Sadler | Stansberry Asset Management, LLC independent RIA | Dynamic independent RIA | RIA to RIA | Jan 30, 2024 | Apr 1, 2024 (62 d) |
| Brian C Bowen | Charles Schwab & Co., Inc. national BD | Dynamic independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2024 | Jul 16, 2025 (553 d) |
| Paul Thomas Swenson | United Capital Financial Advisors BD affiliated | Dynamic independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2023 | Sep 22, 2023 |
| David Anthony Hughes | United Capital Financial Advisors BD affiliated | Dynamic independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 20, 2023 | Oct 4, 2023 |
| Seth David Corkin | Single Point Partners independent RIA | Dynamic independent RIA | RIA to RIA | Sep 6, 2023 | Aug 18, 2023 |
| Robert Ernest Dockendorff | Single Point Partners independent RIA | Dynamic independent RIA | RIA to RIA | Sep 6, 2023 | Aug 18, 2023 |
| Jacob Williams | Western International Securities BD affiliated | Dynamic independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2023 | Apr 28, 2023 |
| Daniel Novak | Western International Securities BD affiliated | Dynamic independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2023 | Apr 28, 2023 |
| Roger Nusbaum | Your Source Financial independent RIA | Dynamic independent RIA | RIA to RIA | Apr 14, 2023 | Mar 24, 2023 |
| Rodney Alan Smith | Your Source Financial independent RIA | Dynamic independent RIA | RIA to RIA | Apr 14, 2023 | Nov 17, 2023 (217 d) |
| Jay Rabins | Your Source Financial independent RIA | Dynamic independent RIA | RIA to RIA | Apr 14, 2023 | Mar 9, 2023 |
| Anne Michelle Ward | Laurel Wealth Planning independent RIA | Dynamic independent RIA | RIA to RIA | Mar 29, 2023 | Apr 3, 2023 |
| Jeffrey Edward Krueg | Autus Asset Management, LLC independent RIA | Dynamic independent RIA | RIA to RIA | Feb 23, 2023 | Feb 27, 2023 |
| Theresa Anne Krueg | Autus Asset Management, LLC independent RIA | Dynamic independent RIA | RIA to RIA | Feb 23, 2023 | Feb 27, 2023 |
| Theresa Colette Standart | Autus Asset Management, LLC independent RIA | Dynamic independent RIA | RIA to RIA | Feb 23, 2023 | Feb 27, 2023 |
| Steven Philip Kulesza | Msh Capital Advisors LLC independent RIA | Dynamic independent RIA | RIA to RIA | Oct 18, 2022 | Nov 28, 2022 (41 d) |
| Cameron Luke Juhnke | Creative Planning independent RIA | Dynamic independent RIA | RIA to RIA | Apr 12, 2022 | Jul 17, 2024 (827 d) |
| Anh Thi Nguyen | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Dynamic independent RIA | Wirehouse to independent RIA | Mar 3, 2022 | Aug 1, 2022 (151 d) |
| Sundip "Sonny" Rai | Laurel Wealth Advisors, Inc. independent RIA | Dynamic independent RIA | RIA to RIA | Feb 24, 2022 | Jan 1, 2025 (1042 d) |
| John Allen Davis | Collaborative Wealth independent RIA | Dynamic independent RIA | RIA to RIA | Feb 8, 2022 | Jan 1, 2025 (1058 d) |
| David Jeng-Huei Wu | 20/20 Capital Management, Inc independent RIA | Dynamic independent RIA | RIA to RIA | Feb 2, 2022 | Jan 11, 2022 |
| William Allen Hansen | Edward Jones national BD | Dynamic independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 18, 2022 | Jan 14, 2022 |
| Andrew Michael Leeman | Eagle Strategies LLC BD affiliated | Dynamic independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2021 | Jan 10, 2022 (54 d) |
| Alecsander Angeles Zari | Steelpeak Wealth, LLC independent RIA | Dynamic independent RIA | RIA to RIA | Sep 24, 2021 | Sep 6, 2021 |
| Melissa J Stewart | Raymond James & Associates, Inc. national BD | Dynamic independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2021 | Jul 1, 2021 |
| Konstantin Grigoryevich Etus | Orion Portfolio Solutions, LLC independent RIA | Dynamic independent RIA | RIA to RIA | Jun 30, 2021 | Jul 14, 2021 |
| Stefan J Wolf | Ashton Thomas Private Wealth independent RIA | Dynamic independent RIA | RIA to RIA | Feb 9, 2021 | Mar 23, 2021 (42 d) |
| Michael David Welcher | Envestim unclassified | Dynamic independent RIA | Other | Dec 31, 2020 | Oct 2, 2024 (1371 d) |
| Mark Edward Weil | Strategic Wealth Partners independent RIA | Dynamic independent RIA | RIA to RIA | Oct 19, 2020 | Oct 13, 2020 |
| Ryan C Olds | Commonwealth Financial Network national BD | Dynamic independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2020 | Oct 1, 2020 |
| Craig Alan Nieschwietz | Kmc Wealth Management, LLC state registered | Dynamic independent RIA | Other | Sep 22, 2020 | Sep 1, 2020 |
| Michelle Anne Kaufman Gulko | Fidelity Personal And Workplace Advisors BD affiliated | Dynamic independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2020 | Oct 6, 2020 |
| Curtis M. Simmons | Avantax Advisory Services BD affiliated | Dynamic independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2020 | Aug 31, 2020 |
| Luke Jess Sutton | Avantax Advisory Services BD affiliated | Dynamic independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 8, 2020 | Aug 31, 2020 |
| Derek Samuel Pantele | Tellone Management Group Inc independent RIA | Dynamic independent RIA | RIA to RIA | Jul 17, 2020 | Jul 16, 2020 |
| Marina Hernandez | White Lighthouse Investment Management, Inc. independent RIA | Dynamic independent RIA | RIA to RIA | May 14, 2020 | Apr 20, 2020 |
| Patrick Edward Huey | Wealthsource? independent RIA | Dynamic independent RIA | RIA to RIA | Apr 16, 2020 | Mar 13, 2020 |
| Trenton Paul Thelen | Edward Jones national BD | Dynamic independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2020 | Jun 1, 2020 (101 d) |
| Charles Steven Sera | Catalina Wealth Partners, LLC unclassified | Dynamic independent RIA | Other | Dec 23, 2019 | Jun 7, 2019 |
| Laura Alice Evans | Geneos Wealth Management, Inc. BD affiliated | Dynamic independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2019 | Jan 2, 2020 (51 d) |
| Richard Allen Grider | MML Investors Services, LLC BD affiliated | Dynamic independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 26, 2019 | Oct 29, 2019 (33 d) |
| John James Chichester | Cetera Investment Advisers LLC BD affiliated | Dynamic independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 30, 2019 | Aug 13, 2021 (714 d) |
| Kushal Ashwin Shah | Retirement Planners Of America independent RIA | Dynamic independent RIA | RIA to RIA | Aug 13, 2019 | Jan 3, 2025 (1970 d) |
| David Jeffery Marques Matuszak | Pathlight Investors, LLC independent RIA | Dynamic independent RIA | RIA to RIA | May 31, 2019 | May 6, 2019 |
| Athanassios Panagiotakopoulos | Pathlight Investors, LLC independent RIA | Dynamic independent RIA | RIA to RIA | May 31, 2019 | Mar 29, 2019 |
| Connor Francis Dolan | Grey Ledge Advisors, LLC independent RIA | Dynamic independent RIA | RIA to RIA | May 6, 2019 | Aug 21, 2019 (107 d) |
| Carolanne M Chavanne | LPL Financial LLC independent RIA | Dynamic independent RIA | RIA to RIA | Apr 12, 2019 | Mar 29, 2019 |
| John Graton Gillespie | Access Financial Group, Inc. unclassified | Dynamic independent RIA | Other | Apr 8, 2019 | Jun 17, 2020 (436 d) |
| Timothy James Mcneely | Raymond James Financial Services Advisors, Inc BD affiliated | Dynamic independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2019 | Mar 14, 2019 |
| Laura Ann Bradford | John C. Foti, Dba Experient Portfolio Management independent RIA | Dynamic independent RIA | RIA to RIA | Dec 31, 2018 | Jul 23, 2018 |
| Zachary Paul Liggett | Fim Group independent RIA | Dynamic independent RIA | RIA to RIA | Dec 14, 2018 | Jan 25, 2019 (42 d) |
| Matthew John Desmond | Fim Group independent RIA | Dynamic independent RIA | RIA to RIA | Dec 14, 2018 | Jan 10, 2025 (2219 d) |
| Mark Loal Anderson | Yellowstone Partners independent RIA | Dynamic other | Other | Nov 13, 2018 | Mar 5, 2018 |
| Christopher Edward Ordway | Bfc Planning, Inc. BD affiliated | Dynamic independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2018 | Aug 13, 2018 |
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119 moves match.