DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Dynamic
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jay Rabins | Dynamic independent RIA | Blackhawk Capital Partners, LLC independent RIA | RIA to RIA | Jul 30, 2026 | Aug 3, 2026 |
| Mark Robert Minarik | Dynamic independent RIA | Sand Creek Capital, LLC independent RIA | RIA to RIA | Jun 24, 2026 | Apr 17, 2026 |
| Curtis M. Simmons | Dynamic independent RIA | Sand Creek Capital, LLC independent RIA | RIA to RIA | Jun 24, 2026 | Apr 17, 2026 |
| Luke Jess Sutton | Dynamic independent RIA | Sand Creek Capital, LLC independent RIA | RIA to RIA | Jun 24, 2026 | Apr 17, 2026 |
| Trent Sadler | Dynamic independent RIA | Edelman Financial Engines independent RIA | RIA to RIA | Jun 23, 2026 | Jul 16, 2026 |
| Vincent Michael Esposito | Dynamic independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jan 2, 2026 | Dec 8, 2025 |
| Urban Walter Adams | Dynamic independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2026 | Jan 2, 2026 |
| Connor Francis Dolan | Dynamic independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jan 2, 2026 | Dec 8, 2025 |
| Courtney Margaret Font | Dynamic independent RIA | Farther independent RIA | RIA to RIA | Jan 2, 2026 | Dec 16, 2025 |
| John Stockdale Marshall | Dynamic independent RIA | Farther independent RIA | RIA to RIA | Jan 2, 2026 | Dec 3, 2025 |
| William Allen Hansen | Dynamic independent RIA | Farther independent RIA | RIA to RIA | Jan 2, 2026 | Dec 3, 2025 |
| Erickson Richard Braund | Dynamic independent RIA | Black Walnut Wealth Management no RAUM | RIA to a newly registered adviser | Sep 30, 2025 | Aug 28, 2025 |
| Michael David Welcher | Dynamic independent RIA | Crownstone Advisory & Investment Corp no RAUM | RIA to a newly registered adviser | Aug 26, 2025 | May 22, 2026 (269 d) |
| Lucas Matthew Felbel | Dynamic independent RIA | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Jul 2, 2025 | Jul 10, 2025 |
| Tanya Michelle Escobedo | Dynamic independent RIA | Williams & Novak Wealth Management, LLC independent RIA | RIA to RIA | Mar 24, 2025 | Mar 3, 2026 (344 d) |
| Francis Martin Gillis | Dynamic independent RIA | Wellth Advisory Services, LLC other | Other | Feb 18, 2025 | Feb 14, 2025 |
| Lucas Gillis | Dynamic independent RIA | Wellth Advisory Services, LLC other | Other | Feb 18, 2025 | Feb 14, 2025 |
| Anne Michelle Ward | Dynamic independent RIA | Wisdom Wealth Management state registered | RIA to a state-registered adviser | Jan 17, 2025 | Dec 6, 2024 |
| Harvey M Samachson | Dynamic independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Nov 27, 2024 | Nov 15, 2024 |
| Seth David Corkin | Dynamic independent RIA | May Hill Capital, LLC no RAUM | RIA to a newly registered adviser | Nov 22, 2024 | Aug 6, 2024 |
| Robert Ernest Dockendorff | Dynamic independent RIA | May Hill Capital, LLC no RAUM | RIA to a newly registered adviser | Nov 22, 2024 | Aug 13, 2024 |
| Anh Thi Nguyen | Dynamic independent RIA | Evermay Wealth Management, LLC independent RIA | RIA to RIA | Nov 22, 2024 | Jan 2, 2025 (41 d) |
| Timothy James Mcneely | Dynamic independent RIA | Strategy Asset Managers L.L.C. independent RIA | RIA to RIA | Mar 28, 2024 | Mar 28, 2024 |
| Craig Morningstar | Dynamic independent RIA | Ip Financial Advisory Services LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 19, 2023 | Jan 24, 2025 (402 d) |
| Jacob Williams | Dynamic independent RIA | Williams & Novak Wealth Management, LLC independent RIA | RIA to RIA | Nov 28, 2023 | Oct 12, 2023 |
| Daniel Novak | Dynamic independent RIA | Williams & Novak Wealth Management, LLC independent RIA | RIA to RIA | Nov 28, 2023 | Oct 11, 2023 |
| John James Chichester | Dynamic independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2023 | Oct 2, 2023 |
| Andrew Michael Leeman | Dynamic independent RIA | Eagle Strategies LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 11, 2023 | Sep 11, 2025 (731 d) |
| Trenton Paul Thelen | Dynamic independent RIA | U.S. Bancorp Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 20, 2022 | Apr 7, 2026 (1265 d) |
| James Gerard Palumbo | Dynamic independent RIA | Global Wealth, LLC state registered | RIA to a state-registered adviser | Jul 21, 2022 | Sep 29, 2022 (70 d) |
| Marisol B Fung | Dynamic independent RIA | Avier Wealth Advisors independent RIA | RIA to RIA | Mar 31, 2022 | May 27, 2022 (57 d) |
| Richard E Bingaman | Dynamic independent RIA | Cs Planning Corp independent RIA | RIA to RIA | Mar 15, 2022 | Feb 14, 2022 |
| Eric Allen Jacobsmeyer | Dynamic independent RIA | Cain, Watters & Associates, LLC independent RIA | RIA to RIA | Jan 18, 2022 | May 29, 2024 (862 d) |
| Kristina Gwendolyn Kearney | Dynamic independent RIA | Mission Wealth Management, LP independent RIA | RIA to RIA | Oct 29, 2021 | Nov 4, 2021 |
| Carolanne M Chavanne | Dynamic independent RIA | Prosperity Wealth Planning LLC no RAUM | RIA to a newly registered adviser | Sep 30, 2021 | Aug 9, 2021 |
| Stephanie Bruno | Dynamic independent RIA | Mission Wealth Management, LP independent RIA | RIA to RIA | Sep 30, 2021 | Oct 1, 2021 |
| Richard Allen Grider | Dynamic independent RIA | Laffer Tengler Investments, Inc. independent RIA | RIA to RIA | Apr 15, 2021 | Apr 26, 2021 |
| Jeffrey Edward Krueg | Dynamic independent RIA | Autus Asset Management, LLC mixed wealth | RIA to RIA | Dec 31, 2020 | Dec 9, 2020 |
| Theresa Anne Krueg | Dynamic independent RIA | Autus Asset Management, LLC mixed wealth | RIA to RIA | Dec 31, 2020 | Dec 9, 2020 |
| Theresa Colette Standart | Dynamic independent RIA | Autus Asset Management, LLC mixed wealth | RIA to RIA | Dec 31, 2020 | Dec 9, 2020 |
| Stacy Ethyl Shields | Dynamic independent RIA | Fortitude Advisory Group L.L.C. independent RIA | RIA to RIA | Dec 31, 2020 | Jan 4, 2021 |
| Nicholas Edwin Fuller | Dynamic independent RIA | Creativeone Wealth, LLC independent RIA | RIA to RIA | Mar 31, 2020 | Dec 26, 2019 |
| Roger Stan Bracken | Dynamic independent RIA | Pinnacle Peak Wealth Management state registered | RIA to a state-registered adviser | Dec 31, 2019 | Sep 25, 2019 |
| Claudia Arnold | Dynamic independent RIA | Mission Wealth Management, LP independent RIA | RIA to RIA | Dec 31, 2019 | Oct 8, 2019 |
| Laura Alice Evans | Dynamic independent RIA | Geneos Wealth Management, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 14, 2019 | Oct 15, 2019 |
| Mark Anthony Gargano | Dynamic independent RIA | National Wealth Management Group, LLC independent RIA | RIA to RIA | Jul 1, 2019 | May 22, 2025 (2152 d) |
| Rachel Weiss | Dynamic independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Jun 27, 2019 | Jul 16, 2021 (750 d) |
| Richard Allen Grider | Dynamic independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 3, 2019 | Apr 23, 2019 |
| Christopher J Mallon | Dynamic independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 22, 2019 | Sep 17, 2019 (207 d) |
| Julie Ann Kern | Dynamic independent RIA | Bridge Financial Strategies state registered | RIA to a state-registered adviser | Jan 2, 2019 | Sep 7, 2018 |
| Kimberly Marie Morton | Dynamic independent RIA | Bridge Financial Strategies state registered | RIA to a state-registered adviser | Jan 2, 2019 | Sep 7, 2018 |
| April Horace | Dynamic independent RIA | Alpha Capital Management Group LLC independent RIA | RIA to RIA | Jul 31, 2018 | Jul 3, 2018 |
| Sean Rogers | Dynamic other | Capital Stewardship Partners unclassified | Other | Dec 31, 2016 | Nov 14, 2016 |
| Theodore Robert Meyer | Dynamic other | Meyer Financial Services, LLC unclassified | Other | Dec 31, 2016 | Oct 30, 2013 |
| Scott Randal Schatzle | Dynamic other | Mutual Trust Advisory Group independent RIA | Other | Jul 7, 2016 | Feb 11, 2016 |
| Cheri Ada Franklin | Dynamic other | Clarity Capital Advisors, LLC independent RIA | Other | Feb 11, 2016 | Jun 1, 2018 (841 d) |
| Jay David Franklin | Dynamic other | Clarity Capital Advisors, LLC independent RIA | Other | Feb 11, 2016 | Jun 1, 2018 (841 d) |
| Robert Gerald Kahl | Dynamic other | Sabino Investment Management, L.L.C. state registered | Other | Dec 31, 2014 | Nov 21, 2014 |
| Kelsen William Edwins | Dynamic other | Threadline Wealth other | Other | Nov 18, 2014 | Jan 8, 2015 (51 d) |
| David Jeffery Marques Matuszak | Dynamic other | Pathlight Investors, LLC other | Other | Sep 30, 2014 | Aug 7, 2014 |
Page 1 of 2Next
62 moves match.