DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Corecap Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kristopher Lawrence Whipple | Corecap Advisors BD affiliated | Pinkerton Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 27, 2026 | Jul 2, 2026 |
| Aaron John Maassel | Corecap Advisors BD affiliated | Top Rank Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 2, 2026 | May 22, 2026 |
| Robert Anthony Jacobs | Corecap Advisors BD affiliated | Star Wealth Advisors no RAUM | Other | Apr 9, 2026 | Apr 1, 2026 |
| William Raymond Mccurdy | Corecap Advisors BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2026 | Apr 20, 2026 (40 d) |
| Steven Michael Goodman | Corecap Advisors BD affiliated | Dominion Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 19, 2026 | Sep 30, 2025 |
| Daniel James Laginess | Corecap Advisors BD affiliated | Uhy Wealth Management Ria LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2025 | Dec 15, 2025 |
| Dino Berri | Corecap Advisors BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2025 | Nov 25, 2025 |
| Nathan David Smith | Corecap Advisors BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 7, 2025 | Aug 28, 2025 |
| Michael Mazzeo | Corecap Advisors BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2025 | Sep 23, 2025 (77 d) |
| Brian Charles Stivers | Corecap Advisors BD affiliated | Stivers Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 23, 2025 | May 20, 2025 |
| Justin Brian Stivers | Corecap Advisors BD affiliated | Stivers Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 23, 2025 | May 20, 2025 |
| Matthew Craig Essmann | Corecap Advisors BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2025 | Apr 4, 2025 |
| Christopher James Anderson | Corecap Advisors BD affiliated | Soulence Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 30, 2025 | Mar 3, 2026 (338 d) |
| Tyler Schall | Corecap Advisors BD affiliated | Sl2 Investments LLC asset manager | Other | Mar 13, 2025 | Mar 7, 2025 |
| Jacob Marion Martin | Corecap Advisors BD affiliated | Sl2 Investments LLC asset manager | Other | Mar 12, 2025 | Mar 7, 2025 |
| Gabriel Cory Mcmennamy | Corecap Advisors BD affiliated | Sl2 Investments LLC asset manager | Other | Mar 12, 2025 | Mar 7, 2025 |
| Jill Ann Lowther | Corecap Advisors BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2025 | Feb 24, 2025 |
| Keith Motusesky | Corecap Advisors BD affiliated | First Advisors National, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 14, 2025 | Jan 22, 2025 |
| Meridith Louise Hutchens | Corecap Advisors BD affiliated | Fortis Portfolio Solutions, LLC no RAUM | Other | Dec 26, 2024 | Sep 14, 2021 |
| Nicholas James Peterson | Corecap Advisors BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 18, 2024 | Dec 9, 2024 |
| Alan Paul Harris | Corecap Advisors BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 18, 2024 | Nov 26, 2024 |
| Patrick W French | Corecap Advisors BD affiliated | Star Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 26, 2024 | Nov 21, 2024 |
| Adam James Proulx | Corecap Advisors BD affiliated | Miser Asset Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 10, 2024 | Jun 15, 2026 (735 d) |
| Stuart Mathew Hunsicker | Corecap Advisors BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2024 | Jan 30, 2025 (240 d) |
| David Robert Montermini | Corecap Advisors BD affiliated | Advisor Share Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 14, 2024 | May 15, 2024 |
| Leslie Marie Krajnak | Corecap Advisors BD affiliated | Palante Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2024 | May 13, 2024 |
| Desirae Monaco | Corecap Advisors BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | May 13, 2024 |
| Eddie Joe Mcgee | Corecap Advisors BD affiliated | Smith & Wyatt independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 20, 2024 | Mar 18, 2024 |
| John Marshall Graves | Corecap Advisors BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2024 | Jan 24, 2024 |
| Brett Allen Wood | Corecap Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2024 | Jan 25, 2024 |
| Barry L Metrokas-Kamison | Corecap Advisors BD affiliated | Redwood Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 22, 2023 | Nov 20, 2023 |
| Milton Marc Doremus | Corecap Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2023 | Aug 4, 2023 |
| Trevor Michael Nelson | Corecap Advisors BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2023 | Jul 28, 2023 |
| Samuel Ignacio Eberts | Corecap Advisors BD affiliated | Smith & Wyatt independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2023 | Jul 27, 2023 |
| Kevin Thomas Dugan | Corecap Advisors BD affiliated | Smith & Wyatt independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2023 | Jul 24, 2023 |
| Steven E Ervin | Corecap Advisors BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2023 | Jul 11, 2023 |
| Michael Alfred Morgan | Corecap Advisors BD affiliated | Brookstone Wealth Advisors, LLC no RAUM | Other | Jun 29, 2023 | Jul 5, 2023 |
| Daniel Kelly Cronin | Corecap Advisors BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 20, 2023 | Jun 15, 2023 |
| Curtis Brandon Reese | Corecap Advisors BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2023 | Jun 2, 2023 |
| Susan Thornburg Grant | Corecap Advisors BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2023 | Jul 31, 2023 (180 d) |
| William Jeffrey Soltow | Corecap Advisors BD affiliated | Smith & Wyatt independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2023 | Nov 22, 2022 |
| Glenn Matthew Malear | Corecap Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 31, 2022 | Jan 6, 2023 (67 d) |
| Justin Brian Stivers | Corecap Advisors BD affiliated | Stivers Wealth Management LLC unclassified | Other | Sep 2, 2022 | Sep 27, 2022 |
| Brian Joseph Bartold | Corecap Advisors BD affiliated | Coppell Advisory Solutions LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 7, 2022 | May 31, 2022 |
| Nicholas Loberg | Corecap Advisors BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | May 5, 2022 | May 23, 2022 |
| Tiffany Anne Young | Corecap Advisors BD affiliated | Coppell Advisory Solutions LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2022 | Mar 21, 2022 |
| Kerin Marie Clark | Corecap Advisors BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 26, 2022 | Jan 28, 2022 |
| Devon Arandus Pruitt | Corecap Advisors BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2021 | Jan 24, 2023 (438 d) |
| Leeland Runestad | Corecap Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 30, 2021 | Aug 30, 2024 (1065 d) |
| Sabrina Marie Gott Proano | Corecap Advisors BD affiliated | Ifg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2021 | Sep 2, 2021 |
| Darrin Patrick Bearden | Corecap Advisors BD affiliated | Ifg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2021 | Sep 2, 2021 |
| Liang-Yu Chen Taylor | Corecap Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 9, 2021 | Feb 8, 2022 (183 d) |
| Daniel Gary Hampel | Corecap Advisors BD affiliated | Maripau Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2021 | Jun 30, 2021 |
| Craig Thomas Coughlin | Corecap Advisors BD affiliated | Integrity Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2021 | Jun 25, 2021 |
| William John Heil | Corecap Advisors BD affiliated | Turning Point Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 7, 2021 | Feb 7, 2025 (1341 d) |
| Eun Suk Ha | Corecap Advisors BD affiliated | Wms Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2021 | Oct 12, 2021 (155 d) |
| James Michael Murphy | Corecap Advisors BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2021 | Jul 14, 2021 (104 d) |
| Bennett J Leiser | Corecap Advisors BD affiliated | World Equity Group, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2021 | Mar 2, 2021 |
| Christopher Michael Allen | Corecap Advisors BD affiliated | Exodus Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2021 | Feb 3, 2021 |
| Nicole Eileen Brewer | Corecap Advisors BD affiliated | Exodus Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2021 | Feb 2, 2021 |
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102 moves match.