DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Corecap Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Zajdzinski | Park Avenue Securities LLC BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2026 | Jul 8, 2026 (40 d) |
| Megan Stack | Strategic Advisers LLC national BD | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2026 | Sep 9, 2026 (121 d) |
| Parker Wine | Sei Investments Management Corp mixed wealth | Corecap Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Mar 10, 2026 | Apr 8, 2026 |
| Dimitri Clyde Redwood | Horizon Investments LLC asset manager | Corecap Advisors BD affiliated | Other | Mar 3, 2026 | Jun 17, 2026 (106 d) |
| Robert Craig Baird | Charles Schwab & Co., Inc. national BD | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2026 | Feb 18, 2026 |
| John Laws | LPL Enterprise, LLC BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2026 | Jan 8, 2026 |
| Aaron Keith Ulrich | Foundations Investment Advisors LLC independent RIA | Corecap Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 11, 2025 | Dec 15, 2025 |
| Dino Berri | LPL Financial LLC BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2025 | Oct 29, 2025 |
| Kenneth P Oyler | LPL Financial LLC BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2025 | May 8, 2025 |
| Jordan Angelo Mangaliman | Wealth Watch Advisors, Inc independent RIA | Corecap Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Feb 20, 2025 | Feb 14, 2025 |
| Steven Michael Goodman | Dempsey Lord Smith, LLC independent RIA | Corecap Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 23, 2024 | Apr 16, 2025 (114 d) |
| Jason Robert Fannon | Charles Schwab & Co., Inc. national BD | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2024 | Aug 20, 2024 |
| Stuart Mathew Hunsicker | Ae Wealth Management, LLC independent RIA | Corecap Advisors BD affiliated | RIA to affiliated broker-dealer or bank | May 23, 2024 | May 23, 2024 |
| Leslie Marie Krajnak | Eagle Strategies LLC BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2024 | Apr 11, 2024 |
| Keith Motusesky | Citizens Securities, Inc. BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2024 | Feb 21, 2024 |
| Adrian J Karas | Charles Schwab & Co., Inc. national BD | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2024 | Jan 18, 2024 |
| Michael Mazzeo | Equitable Advisors, LLC national BD | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2023 | Nov 2, 2023 |
| Justin Brian Stivers | Stivers Wealth Management LLC unclassified | Corecap Advisors BD affiliated | Other | Nov 13, 2023 | Jan 17, 2024 (65 d) |
| Derrick Edwards | W&S Brokerage Services, Inc. BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2023 | Nov 17, 2023 |
| Desirae Monaco | Cetera Investment Advisers LLC BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2023 | Jul 19, 2023 |
| Steven E Ervin | Allstate Financial Advisors, LLC BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2022 | Dec 16, 2022 (31 d) |
| Ronald Stephen Thompson | Financial Strategies Group, Inc independent RIA | Corecap Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Aug 16, 2022 | Aug 16, 2022 |
| Ronald Stephen Thompson | Financial Strategies Group, Inc independent RIA | Corecap Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Aug 16, 2022 | Jan 26, 2023 (163 d) |
| Steven Wilbourn | Financial Strategies Group, Inc independent RIA | Corecap Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Aug 16, 2022 | Aug 16, 2022 |
| Curtis Brandon Reese | Fisher Investments independent RIA | Corecap Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Aug 9, 2022 | Aug 24, 2022 |
| Gabriel Cory Mcmennamy | Cambridge Investment Research Advisors, Inc. BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2022 | Feb 10, 2023 (186 d) |
| Christine Mitchell Mccafferty | Integrity Alliance, LLC independent RIA | Corecap Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jul 5, 2022 | Jul 5, 2022 |
| Erin Michelle Hoestje | Ae Wealth Management, LLC BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2022 | Jul 13, 2022 |
| Neil Allen Chidester | Hantz Financial Services, Inc. independent RIA | Corecap Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Mar 14, 2022 | Jan 17, 2024 (674 d) |
| Brian Wolfer | Bdfs Capital LLC independent RIA | Corecap Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Feb 21, 2022 | Nov 17, 2023 (634 d) |
| Arben Cuca | Ae Wealth Management, LLC BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2022 | Jan 18, 2022 |
| Eddie Joe Mcgee | Ae Wealth Management, LLC BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2021 | Oct 8, 2021 |
| John Patrick Rafferty | On Investment Management Co BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2021 | Aug 11, 2021 |
| Peter Casciotta | World Choice Securities, Inc. state registered | Corecap Advisors BD affiliated | Other | Jun 30, 2021 | Jul 22, 2021 |
| Susan Thornburg Grant | Brookstone Capital Management LLC independent RIA | Corecap Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Apr 28, 2021 | Apr 11, 2022 (348 d) |
| David Robert Montermini | Virtue Capital Management, LLC independent RIA | Corecap Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Feb 2, 2021 | Feb 7, 2021 |
| Brian Charles Stivers | USA Financial Securities LLC independent RIA | Corecap Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jan 19, 2021 | Jan 19, 2021 |
| Daniel Kelly Cronin | Financial Advocates Investment Management independent RIA | Corecap Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jan 6, 2021 | Feb 7, 2021 (32 d) |
| Richard Len Kinnard | Ameritas Advisory Services independent RIA | Corecap Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 14, 2020 | Dec 1, 2020 |
| Nicholas Loberg | Harbor Light Planning independent RIA | Corecap Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 3, 2020 | Jan 28, 2021 (56 d) |
| Daniel Allen Weingartner | Pruco Securities, LLC BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2020 | Feb 1, 2021 (84 d) |
| Jason Raymond Steeno | Regal Advisory Services, Inc. independent RIA | Corecap Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Apr 3, 2020 | Mar 11, 2020 |
| Norman Milton Bald | Tlg Advisors, Inc. BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2020 | Apr 20, 2020 (31 d) |
| Avery Reese Markos | Ae Wealth Management, LLC independent RIA | Corecap Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jan 3, 2020 | Oct 14, 2020 (285 d) |
| Michael Chad Mccracken | Gradient Advisors, LLC independent RIA | Corecap Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2019 | Jan 22, 2020 |
| Michael Alfred Morgan | Triumph Wealth Advisors, Inc. independent RIA | Corecap Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 17, 2019 | Nov 26, 2019 |
| Kelly Tucker | G. A. Repple & Company BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2019 | Jan 7, 2020 |
| Sabrina Marie Gott Proano | Ameritas Advisory Services BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2019 | Nov 26, 2019 |
| James Ronald Gillikin | Ameritas Advisory Services BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2019 | Dec 5, 2019 |
| Virgil Cannie Hooper | Ameritas Advisory Services BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2019 | Nov 18, 2019 |
| Liang-Yu Chen Taylor | Ameritas Advisory Services BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2019 | Nov 5, 2019 |
| Bryce Spencer Vogel | Ameritas Advisory Services BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2019 | Dec 20, 2019 (43 d) |
| Darrin Patrick Bearden | Ameritas Advisory Services BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2019 | Nov 4, 2019 |
| Scott Richard Marion | Ameritas Advisory Services BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2019 | Oct 30, 2019 |
| William Kirby Harpe | Ameritas Advisory Services BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2019 | Oct 23, 2019 |
| Daniel Gary Hampel | Ae Wealth Management, LLC independent RIA | Corecap Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Aug 8, 2019 | Jun 26, 2020 (323 d) |
| Kerin Marie Clark | Gradient Advisors, LLC independent RIA | Corecap Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jul 30, 2019 | Jul 24, 2019 |
| Jeffrey C Jones | Huntington Financial Advisors BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2019 | Jul 30, 2019 |
| Bennett J Leiser | Cambridge Investment Research Advisors, Inc. BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2019 | Jan 29, 2019 |
| Scott M Butler | Cambridge Investment Research Advisors, Inc. BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2018 | Nov 2, 2018 |
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131 moves match.