DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Capital Analysts
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patrick Joseph Reilley | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2026 | Aug 25, 2026 |
| Ryan David Cass | Capital Analysts BD affiliated | Beacon Financial Advisory LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2026 | Sep 18, 2023 |
| Douglas Richard Evernham | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Aug 20, 2026 |
| Robert William Shaw | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Aug 20, 2026 |
| Stephanie Louise Shaw | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Aug 20, 2026 |
| Mark John Dunn | Capital Analysts BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 24, 2026 | Nov 2, 2023 |
| Dylan Ray Ramos | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2026 | Jul 27, 2026 |
| Jake R Digregorio | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2026 | Jul 27, 2026 |
| Noah Douglas | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2026 | Jul 24, 2026 |
| Kevin Meredith Hemphill | Capital Analysts BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2026 | Aug 5, 2026 (35 d) |
| Periklis Kotsiopoulos | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2026 | May 22, 2026 |
| Emily Moore | Capital Analysts BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | May 28, 2026 | Dec 14, 2022 |
| Julia Anne Soranno | Capital Analysts BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 28, 2026 |
| Robert J Hetherington | Capital Analysts BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2026 | Apr 20, 2026 |
| Lea Anne Smith Creekmore | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2026 | Apr 14, 2026 |
| Daniel John Hinchey | Capital Analysts BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 10, 2026 | Sep 7, 2022 |
| Wesley Edward Labelle | Capital Analysts BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2026 | Feb 23, 2026 |
| Matthew Edward Herman | Capital Analysts BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Mar 4, 2026 |
| Mandie Josephine Peters | Capital Analysts BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Feb 23, 2026 |
| Richard William Wasson | Capital Analysts BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2026 | Nov 7, 2022 |
| Shawn Grant | Capital Analysts BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Feb 26, 2026 |
| Joshua Mark Knights | Capital Analysts BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Feb 23, 2026 |
| Thomas Orcutt | Capital Analysts BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2026 | Aug 28, 2024 |
| Tyler Kretschmar | Capital Analysts BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Feb 23, 2026 |
| Sarah Elizabeth Scattergood | Capital Analysts BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 13, 2026 | May 18, 2026 (94 d) |
| Ryan Alexander Kuhn | Capital Analysts BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2026 | Mar 29, 2021 |
| Kenneth Wilson Hawkins | Capital Analysts BD affiliated | Valmark Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2026 | Feb 9, 2026 |
| Noah Behrend | Capital Analysts BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2026 | Feb 17, 2026 |
| Brent William Soller | Capital Analysts BD affiliated | Shepherd Financial Investment Advisory LLC institutional | Other | Feb 3, 2026 | Mar 12, 2024 |
| Jody Charles Detillier | Capital Analysts BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Jan 26, 2026 |
| Lori Detillier Taylor | Capital Analysts BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Jan 27, 2026 |
| Ruston G Matherne | Capital Analysts BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Jan 27, 2026 |
| Gavin Detillier | Capital Analysts BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Jan 27, 2026 |
| Michael Christopher Croker | Capital Analysts BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 16, 2026 | Jun 14, 2022 |
| Marty Hodge | Capital Analysts BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 16, 2026 | Jun 23, 2023 |
| Christopher Haas | Capital Analysts BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2026 | Jan 16, 2026 |
| Michael Jeffrey Damon | Capital Analysts BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2026 | Jan 5, 2021 |
| Christopher L. Eklund | Capital Analysts BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2026 | Jan 3, 2025 |
| Marlene Ann Burns | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2026 | Jan 6, 2026 |
| L Ray Burns | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2026 | Jan 6, 2026 |
| Jacquelyn Cook | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2026 | Jan 6, 2026 |
| Amy T Godfrey | Capital Analysts BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 6, 2026 | Jan 23, 2026 |
| Jason Allen Knox | Capital Analysts BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2025 | Dec 8, 2025 |
| Austin Dulaney Schutz | Capital Analysts BD affiliated | Meche And Associates LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 11, 2025 | Dec 16, 2025 (35 d) |
| John Anderson Larson | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2025 | Nov 10, 2025 |
| Eric Matthew Souder | Capital Analysts BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2025 | Jun 3, 2021 |
| Lisa Tursi | Capital Analysts BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2025 | Oct 10, 2025 |
| Gregory Michael Nelson | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2025 | Sep 8, 2025 |
| Sisse Sy Ferguson-Torok | Capital Analysts BD affiliated | Portfolio Medics, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 8, 2025 | Sep 4, 2025 |
| Kendra Leeann Riconosciuto | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2025 | Sep 8, 2025 |
| Matthew Lane Puckett Underwood | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2025 | Sep 9, 2025 |
| William Leo Bush | Capital Analysts BD affiliated | Sobitz Financial Group, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 3, 2025 | Sep 4, 2025 |
| Michael J Sobitz | Capital Analysts BD affiliated | Sobitz Financial Group, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 3, 2025 | Sep 4, 2025 |
| Joshua Michael Sobitz | Capital Analysts BD affiliated | Sobitz Financial Group, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 3, 2025 | Sep 4, 2025 |
| Richard S Lesavoy | Capital Analysts BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 2, 2025 | Nov 20, 2024 |
| Colton Green | Capital Analysts BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2025 | Oct 3, 2025 (35 d) |
| Kathleen Rouse Shepherd | Capital Analysts BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2025 | Aug 19, 2025 |
| Joseph Anthony Fabiano | Capital Analysts BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2025 | Nov 24, 2025 (97 d) |
| Scott Jeffrey Strum | Capital Analysts BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2025 | Aug 7, 2025 |
| Akiko T Strum | Capital Analysts BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2025 | Aug 7, 2025 |
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371 moves match.