DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ae Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Farril Holman | Ae Wealth Management, LLC BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2026 | Sep 2, 2026 |
| Erica Lynn Wright | Ae Wealth Management, LLC BD affiliated | Wright Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 19, 2026 | Aug 20, 2026 |
| Michael Joseph Cajthaml | Ae Wealth Management, LLC BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 11, 2026 | Aug 11, 2026 |
| Robert Willem Dorrestijn | Ae Wealth Management, LLC BD affiliated | First Fidelity Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 22, 2026 | Mar 23, 2026 |
| William Luke Thatcher | Ae Wealth Management, LLC BD affiliated | Thatcher Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 22, 2026 | Mar 25, 2026 |
| Michael D. Greenlund | Ae Wealth Management, LLC BD affiliated | Thatcher Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 6, 2026 | Mar 27, 2026 |
| Adam Michael Mcdermont | Ae Wealth Management, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 30, 2026 | Jun 30, 2026 |
| Kevin Patrick Mooney | Ae Wealth Management, LLC BD affiliated | Assetmark, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Jul 21, 2026 |
| Brent William Capehart | Ae Wealth Management, LLC BD affiliated | The Lloyd Advisory Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 22, 2026 | Apr 21, 2026 |
| Ralph Anthony Nicosia | Ae Wealth Management, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2026 | Aug 17, 2026 (61 d) |
| Jia H Chen | Ae Wealth Management, LLC BD affiliated | Mcadam LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 16, 2026 | Jul 2, 2026 |
| Scott Michael Sierens | Ae Wealth Management, LLC BD affiliated | Sierens Financial Group, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 10, 2026 | Mar 30, 2026 |
| Syeda Husnaa Mahmood | Ae Wealth Management, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 5, 2026 | Aug 11, 2026 (67 d) |
| Raymond Edwin Whitaker | Ae Wealth Management, LLC BD affiliated | Creekmur Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 18, 2026 | Apr 7, 2026 |
| Shannon Cheah | Ae Wealth Management, LLC BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2026 | May 21, 2026 |
| Alexis Burchett | Ae Wealth Management, LLC BD affiliated | Triad Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 18, 2026 | Jun 29, 2026 (42 d) |
| Robert Adam Personett | Ae Wealth Management, LLC BD affiliated | Creekmur Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 18, 2026 | Apr 7, 2026 |
| Scott Richard Carty | Ae Wealth Management, LLC BD affiliated | Custom Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 12, 2026 | May 6, 2026 |
| Kyle Dean Whipple | Ae Wealth Management, LLC BD affiliated | Custom Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 12, 2026 | May 6, 2026 |
| Michael H Windle | Ae Wealth Management, LLC BD affiliated | Custom Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 12, 2026 | May 6, 2026 |
| Charles Mitten Fox | Ae Wealth Management, LLC BD affiliated | Dba Big Money Retirement And Big Retirement independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2026 | Jul 24, 2026 (74 d) |
| Adam Scott Norman | Ae Wealth Management, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | May 6, 2026 | Jun 10, 2026 (35 d) |
| Stephen Richard Smith | Ae Wealth Management, LLC BD affiliated | Stephen Smith Financial Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 28, 2026 | Dec 3, 2025 |
| Madeline Nicole Key | Ae Wealth Management, LLC BD affiliated | Creativeone Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2026 | Apr 22, 2026 |
| James S Boys | Ae Wealth Management, LLC BD affiliated | Creative Financial Designs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2026 | Apr 7, 2026 |
| Matthew Lovre | Ae Wealth Management, LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2026 | Apr 23, 2026 |
| Garrett Wayne Ho-Shing | Ae Wealth Management, LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Mar 13, 2026 | Jul 24, 2026 (133 d) |
| Janae' Andril Bridges | Ae Wealth Management, LLC BD affiliated | Brooklyn Fi, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2026 | Jun 23, 2026 (103 d) |
| Jeffrey Allen Barnard | Ae Wealth Management, LLC BD affiliated | Barnard Financial Group, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 2, 2026 | Jul 23, 2025 |
| Jay Preston Alexander | Ae Wealth Management, LLC BD affiliated | Greystone Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 16, 2026 | Jan 5, 2026 |
| Jeremy Aden Erisman | Ae Wealth Management, LLC BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 11, 2026 | Feb 18, 2026 |
| Steven Keith Shaw | Ae Wealth Management, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 28, 2026 | Feb 5, 2026 |
| Jamie Lee Roth | Ae Wealth Management, LLC BD affiliated | Solyco Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 28, 2026 | Feb 16, 2026 |
| Andrew G Cavasino | Ae Wealth Management, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 26, 2026 | Jan 27, 2026 |
| Josef Visinski | Ae Wealth Management, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2026 | Jan 29, 2026 |
| Thomas Robert Wareing | Ae Wealth Management, LLC BD affiliated | Domain Money Advisors, LLC no RAUM | Other | Jan 15, 2026 | Feb 19, 2026 (35 d) |
| Phillip Thomas Bloyd | Ae Wealth Management, LLC BD affiliated | Alphastar Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2026 | Dec 4, 2025 |
| Christopher Douglas Risher | Ae Wealth Management, LLC BD affiliated | Alphastar Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2026 | Dec 8, 2025 |
| Ryan Evan Loynd | Ae Wealth Management, LLC BD affiliated | Brightguide Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 5, 2026 | Jan 6, 2026 |
| Tyler Bruce Fernstrom | Ae Wealth Management, LLC BD affiliated | Brightguide Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 5, 2026 | Jan 7, 2026 |
| Norman David Eccarius | Ae Wealth Management, LLC BD affiliated | Horter Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2026 | Jan 8, 2026 |
| Christopher Glenn Rogers | Ae Wealth Management, LLC BD affiliated | Ridgegate Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 23, 2025 | Sep 12, 2025 |
| David L. Swenson | Ae Wealth Management, LLC BD affiliated | Ridgegate Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 23, 2025 | Sep 12, 2025 |
| George Wallace Smith | Ae Wealth Management, LLC BD affiliated | Ridgegate Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 23, 2025 | Jul 28, 2025 |
| Ryan Phillip Csrnko | Ae Wealth Management, LLC BD affiliated | Ridgegate Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 23, 2025 | Sep 12, 2025 |
| Coleman Anthony Benson | Ae Wealth Management, LLC BD affiliated | Ridgegate Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 23, 2025 | Sep 12, 2025 |
| William Kendrick Sneckner | Ae Wealth Management, LLC BD affiliated | Ridgegate Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 23, 2025 | Sep 12, 2025 |
| Alexander Staverosky | Ae Wealth Management, LLC BD affiliated | Ridgegate Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 23, 2025 | Sep 12, 2025 |
| Alma Dan Frandsen | Ae Wealth Management, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2025 | Jan 15, 2026 |
| Fred Todd Schwendiman | Ae Wealth Management, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2025 | Dec 22, 2025 |
| Dallin Todd Schwendiman | Ae Wealth Management, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2025 | Dec 22, 2025 |
| Deanna Rose Weidner | Ae Wealth Management, LLC BD affiliated | Horace Mann Investors, Inc. no RAUM | Other | Dec 15, 2025 | Jan 27, 2026 (43 d) |
| Lior Leonid Assa | Ae Wealth Management, LLC BD affiliated | Nationwide Securities, LLC no RAUM | Other | Dec 15, 2025 | Jan 5, 2026 |
| Kurt Edward Stahl | Ae Wealth Management, LLC BD affiliated | Global Wealth Management Investment Advisory, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2025 | Aug 22, 2025 |
| Brandon Beck | Ae Wealth Management, LLC BD affiliated | Confluence Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2025 | Dec 22, 2025 (49 d) |
| Shawn Michael Wrisley | Ae Wealth Management, LLC BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2025 | Nov 13, 2025 |
| Philip Michael Henry | Ae Wealth Management, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2025 | Dec 11, 2025 (69 d) |
| Steven L Rich | Ae Wealth Management, LLC BD affiliated | Signal Advisors Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2025 | Oct 6, 2025 |
| Vincent Anthony Tizono | Ae Wealth Management, LLC BD affiliated | Alphastar Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 2, 2025 | Sep 2, 2025 |
| Mark Gabriel Bond | Ae Wealth Management, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2025 | Sep 8, 2025 |
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546 moves match.