DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ae Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Colin Joseph Fitzpatrick | Brookstone Wealth Advisors, LLC no RAUM | Ae Wealth Management, LLC BD affiliated | Other | Aug 3, 2026 | Aug 24, 2026 |
| Brent Thurber | Strategic Advisers LLC national BD | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2026 | Aug 28, 2026 (42 d) |
| Grace Smith | Pks Advisory Services, LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 10, 2026 | Jul 8, 2026 |
| Richard E Shelton | Edward Jones national BD | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2026 | Aug 13, 2026 (36 d) |
| Catherine M Trawinski | Oneamerica Securities, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 10, 2026 |
| Jamie L Lawhorne | Oneamerica Securities, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 14, 2026 |
| Marquis L Chachere | Oneamerica Securities, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 15, 2026 |
| Jeffrey M Hendrix | Oneamerica Securities, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 23, 2026 |
| Hunter Rockwell Favorite | Oneamerica Securities, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 13, 2026 |
| Daniel Toby Futral | Oneamerica Securities, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 15, 2026 |
| John J Miavez | Oneamerica Securities, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 29, 2026 (33 d) |
| David B Padgett | Oneamerica Securities, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 9, 2026 |
| Gregory Lynn Lynch | Foundations Investment Advisors LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 18, 2026 | Jun 17, 2026 |
| Nathan Michael Hudson | Bankers Life Advisory Services, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2026 | Jun 2, 2026 |
| Davis Farnsworth Beazer | Vanguard Advisers, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | Jun 5, 2026 |
| Drake Chamberlin Turner | Integrity Alliance, LLC BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2026 | May 1, 2026 |
| Max Bjurlin | Equitable Advisors, LLC national BD | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2026 | May 7, 2026 |
| Katie Lynn Prosser | Apo Financial Services, LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 13, 2026 | Mar 18, 2026 |
| Matthew Aaron Stewart | Brookstone Wealth Advisors, LLC no RAUM | Ae Wealth Management, LLC BD affiliated | Other | Apr 10, 2026 | May 1, 2026 |
| Dominick A Chicago | Edward Jones national BD | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2026 | Apr 16, 2026 |
| Matthew Joseph Mirabella | Equitable Advisors, LLC national BD | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2026 | Mar 12, 2026 |
| Adam Richard Tau | Madison Avenue Securities, LLC BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2026 | Sep 10, 2025 |
| Denise Ann-Marie Longshaw | Aragon Capital LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 20, 2026 | Mar 30, 2026 (38 d) |
| Duane William Wagner | Tip Group LLC state registered | Ae Wealth Management, LLC BD affiliated | Other | Feb 20, 2026 | Jul 10, 2026 (140 d) |
| Kurt Dimanna | Curio Wealth, LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 9, 2026 | Feb 17, 2026 |
| Lonnie Wayne Epperson | Advisor Share Wealth Management, LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 15, 2026 | Apr 28, 2026 (103 d) |
| Peter Svend Tychsen | Gibbs Wealth Management, LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 19, 2025 | Jul 16, 2025 |
| Charles Mitten Fox | Strategic Advisers LLC national BD | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2025 | Feb 20, 2026 (73 d) |
| Jacob Greene | Ameriprise Financial Services, LLC national BD | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2025 | Jan 22, 2026 (45 d) |
| Robert Adam Personett | LPL Financial LLC BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2025 | Jan 2, 2026 (31 d) |
| Scott Richard Carty | Oliver Lagore Vanvalin Investment Group, Inc. independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 1, 2025 | Dec 1, 2025 |
| Troy Frazier | Coppell Advisory Solutions LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 1, 2025 | Aug 8, 2025 |
| Michael Anthony Trezza | Edelman Financial Engines independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 28, 2025 | May 7, 2026 (160 d) |
| Dino Dziergas | Foundations Investment Advisors LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 20, 2025 | Dec 22, 2025 (32 d) |
| Andrew Nathan Rojas | Foundations Investment Advisors LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 18, 2025 | Dec 23, 2025 (35 d) |
| David Vincent Menegus | Cetera Investment Advisers LLC BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2025 | Nov 5, 2025 |
| Stephen Richard Smith | Wealth Builder Funds LLC asset manager | Ae Wealth Management, LLC BD affiliated | Other | Nov 4, 2025 | Nov 5, 2025 |
| Shane Foster | Schwab Wealth Advisory, Inc. no RAUM | Ae Wealth Management, LLC BD affiliated | Other | Oct 18, 2025 | Mar 18, 2026 (151 d) |
| Kenneth D. Greene | Simplicity Wealth mixed wealth | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 16, 2025 | Oct 7, 2025 |
| Gary Knode | Brookstone Wealth Advisors, LLC no RAUM | Ae Wealth Management, LLC BD affiliated | Other | Oct 16, 2025 | Oct 16, 2025 |
| Eric Scott Koford | Jgp Wealth Management, LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 15, 2025 | Apr 23, 2026 (190 d) |
| Kyle Blake Hilsberg | Ameriprise Financial Services, LLC national BD | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2025 | Sep 29, 2025 |
| Jennifer Lynn Mcbee | Nuance Investments, LLC asset manager | Ae Wealth Management, LLC BD affiliated | Other | Oct 1, 2025 | Oct 22, 2025 |
| Trenton Allen Shady | Tilia Fiduciary Partners, Inc. independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 30, 2025 | Jan 27, 2026 (119 d) |
| Brandon Chew | Foundations Investment Advisors LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 25, 2025 | Sep 26, 2025 |
| Noah Skrinak | Ameriprise Financial Services, LLC national BD | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2025 | Nov 10, 2025 (48 d) |
| Jake Kreppel | Alphastar Capital Management independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 19, 2025 | Sep 4, 2025 |
| Leonardo Ramirez | Esi Financial Advisors independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 12, 2025 | Oct 24, 2025 (42 d) |
| Tyler Trunko | Florida Financial Advisors, LLC BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2025 | Oct 30, 2025 (48 d) |
| Matthew Lovre | Kestra Advisory Services, LLC BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2025 | Feb 25, 2026 (166 d) |
| Matthew Glen Oaks | Simplicity Wealth mixed wealth | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 10, 2025 | Sep 2, 2025 |
| Wade Stephen Ritchie | Great Lakes Legacy Group, LLC unclassified | Ae Wealth Management, LLC BD affiliated | Other | Aug 21, 2025 | Aug 25, 2025 |
| Syeda Husnaa Mahmood | Sage Private Wealth Group, LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 21, 2025 | Feb 25, 2026 (188 d) |
| Emily Nicole Mason | Mcadam LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 5, 2025 | Oct 9, 2025 (65 d) |
| Thomas Robert Wareing | Vanguard Advisers, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2025 | Jul 21, 2025 |
| Brett A Shunkwiler | Integrity Alliance, LLC BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2025 | Jun 16, 2025 |
| Eric John Rickert | Integrity Alliance, LLC BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2025 | Jun 25, 2025 |
| Carina Smaus | Integrity Alliance, LLC BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2025 | Jul 14, 2025 (33 d) |
| Sarah Houston Ziese | Tip Group LLC state registered | Ae Wealth Management, LLC BD affiliated | Other | Jun 11, 2025 | Jul 9, 2026 (393 d) |
| Ryan Christopher Hughes | Tucker Asset Management LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 10, 2025 | May 6, 2025 |
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662 moves match.