| Rowland Pepito | American Century Investments Private Client Group, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2026 | Aug 19, 2026 |
| Marquise Simmons | American Century Investments Private Client Group, Inc. BD affiliated | Prairie Capital Management Group, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2026 | Sep 11, 2026 |
| Hunter Dean Cole | American Century Investments Private Client Group, Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | May 26, 2026 |
| Samuel Allan Heggs | American Century Investments Private Client Group, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2026 | Apr 13, 2026 |
| Zachary Joseph Shahrokhi | American Century Investments Private Client Group, Inc. BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2026 | Feb 18, 2026 |
| Mason Mead | American Century Investments Private Client Group, Inc. BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2026 | Mar 6, 2026 |
| Sean Findley | American Century Investments Private Client Group, Inc. BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2025 | Jan 7, 2026 |
| Jon William Munro | American Century Investments Private Client Group, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2025 | Jan 20, 2026 |
| Chase Thomas Keeler | American Century Investments Private Client Group, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 22, 2025 | Dec 8, 2025 |
| Sylvester Carl Byrd | American Century Investments Private Client Group, Inc. BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2025 | Apr 16, 2025 |
| Austin Lee Hinck | American Century Investments Private Client Group, Inc. BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 21, 2025 | Jan 14, 2025 |
| Christopher Douglas Goodwin | American Century Investments Private Client Group, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 3, 2024 | Aug 16, 2024 |
| Eric Daniel Martinez | American Century Investments Private Client Group, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2024 | Aug 30, 2024 |
| Ryan Douglas Heidenreich | American Century Investments Private Client Group, Inc. BD affiliated | Sunpointe Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2024 | Jul 12, 2024 |
| Johnathan Bruce Works | American Century Investments Private Client Group, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2024 | Jul 8, 2024 |
| Jody Lynne Brunsvold | American Century Investments Private Client Group, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 17, 2024 | Oct 16, 2025 (486 d) |
| Scott A. Eastman | American Century Investments Private Client Group, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 3, 2024 | May 17, 2024 |
| Dylan Michael Pollock | American Century Investments Private Client Group, Inc. BD affiliated | Rsg Investments LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2024 | Oct 6, 2025 (502 d) |
| Brian C Mayfield | American Century Investments Private Client Group, Inc. BD affiliated | Focus Partners Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2024 | Jul 16, 2024 (76 d) |
| Alec Michael Barber | American Century Investments Private Client Group, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | Jun 18, 2024 (48 d) |
| Corbin Alexander Menke | American Century Investments Private Client Group, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 1, 2024 | Apr 24, 2024 |
| Lainie Pasquini Henrich | American Century Investments Private Client Group, Inc. BD affiliated | Copper Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2024 | Apr 17, 2024 |
| Salvatore Charles Arnone | American Century Investments Private Client Group, Inc. BD affiliated | Copper Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 19, 2024 | Mar 18, 2024 |
| Steven Allen Pugh | American Century Investments Private Client Group, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 5, 2024 | May 30, 2024 (86 d) |
| Troy C Bergeron | American Century Investments Private Client Group, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 1, 2023 | Nov 18, 2024 (353 d) |
| William Chase Riddle | American Century Investments Private Client Group, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 3, 2023 | Apr 19, 2023 |
| Jack Joseph Donovan | American Century Investments Private Client Group, Inc. BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Apr 3, 2023 | Mar 21, 2023 |
| Gabriel David Harrington | American Century Investments Private Client Group, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 15, 2022 | Jun 15, 2023 (182 d) |
| Nicholas Marlo | American Century Investments Private Client Group, Inc. BD affiliated | Copper Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 1, 2022 | Dec 8, 2022 |
| Nicholas Sean Crippen | American Century Investments Private Client Group, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 1, 2022 | Sep 26, 2022 |
| Drew Mitchell Simons | American Century Investments Private Client Group, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2022 | Aug 4, 2022 |
| Nicholas Lawrence Phillips | American Century Investments Private Client Group, Inc. BD affiliated | Wise Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2022 | Aug 19, 2022 |
| Jonathan E Carter | American Century Investments Private Client Group, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2022 | Jun 8, 2022 |
| Zach Scott Saalfeld | American Century Investments Private Client Group, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2022 | Sep 18, 2023 (500 d) |
| Christian James Lewis | American Century Investments Private Client Group, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2022 | Mar 10, 2026 (1419 d) |
| Bradley Michael Skluzacek | American Century Investments Private Client Group, Inc. BD affiliated | Greenup Street Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2022 | Apr 7, 2022 |
| Dennis Dean Goodwin | American Century Investments Private Client Group, Inc. BD affiliated | Greenup Street Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 16, 2022 | Mar 10, 2022 |
| Crosby Coats | American Century Investments Private Client Group, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 16, 2022 | Mar 11, 2022 |
| Jacob Michael Mcniel | American Century Investments Private Client Group, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 2, 2022 | Feb 18, 2022 |
| Donald Ray Mathews | American Century Investments Private Client Group, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Apr 2, 2025 (1188 d) |
| Phillip Frederick Fournier | American Century Investments Private Client Group, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 17, 2021 | Aug 7, 2023 (628 d) |
| Antonio Allen Marquez | American Century Investments Private Client Group, Inc. BD affiliated | Greenup Street Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2021 | Nov 8, 2021 |
| Daniel Allen Hamm | American Century Investments Private Client Group, Inc. BD affiliated | Frontier Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 20, 2021 | Jul 7, 2021 |
| Wilson Sundvold | American Century Investments Private Client Group, Inc. BD affiliated | Sundvold Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 20, 2021 | Jul 20, 2021 |
| Michael Ski Schoonmaker | American Century Investments Private Client Group, Inc. BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Dec 15, 2022 (554 d) |
| Tuyen Cung Nguyen | American Century Investments Private Client Group, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Aug 6, 2021 (58 d) |
| David Lusso | American Century Investments Private Client Group, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 14, 2021 | Aug 13, 2021 (91 d) |
| Patrick F Beach | American Century Investments Private Client Group, Inc. BD affiliated | Empower Advisory Group, LLC other | Other | May 4, 2021 | Jun 1, 2021 |
| Brandon Michael Kraus | American Century Investments Private Client Group, Inc. BD affiliated | Greenup Street Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2021 | Jul 7, 2021 (64 d) |
| Kyle Joseph Barclay | American Century Investments Private Client Group, Inc. BD affiliated | Greenup Street Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2021 | May 13, 2021 |
| Tyler Mann | American Century Investments Private Client Group, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 23, 2021 | May 27, 2021 (34 d) |
| Alexander Lawrence Fishman | American Century Investments Private Client Group, Inc. BD affiliated | Greenup Street Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2021 | Jan 12, 2022 (294 d) |
| Carlie Kent | American Century Investments Private Client Group, Inc. BD affiliated | Fas Wealth Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2021 | Apr 14, 2021 |
| Corey Alan Gragg | American Century Investments Private Client Group, Inc. BD affiliated | Elk River Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2020 | Nov 17, 2020 |
| Melissa Dea Daigle | American Century Investments Private Client Group, Inc. BD affiliated | Wise Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2020 | Jul 6, 2020 |
| Braden Smith | American Century Investments Private Client Group, Inc. BD affiliated | Neuberger Berman Bd LLC no RAUM | Other | Jul 16, 2020 | May 6, 2026 (2120 d) |
| Nicholas Windsor Rawlings | American Century Investments Private Client Group, Inc. BD affiliated | Empower Advisory Group, LLC institutional | Other | Jun 2, 2020 | Jul 8, 2020 (36 d) |
| Brandon Michael Smith | American Century Investments Private Client Group, Inc. BD affiliated | Empower Advisory Group, LLC institutional | Other | Jun 1, 2020 | Jun 23, 2020 |
| James Gansner | American Century Investments Private Client Group, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2020 | Jun 24, 2020 (36 d) |
| Yadira D Luna | American Century Investments Private Client Group, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 4, 2020 | Oct 22, 2020 (171 d) |