DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Buck Wealth Strategies, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Gery | Leverage Planners Wealth Management, LLC state registered | Buck Wealth Strategies, LLC independent RIA | Other | Sep 9, 2026 | Jul 14, 2026 |
| Kirk Norman Matteson | Clear Resource Group, LLC state registered | Buck Wealth Strategies, LLC independent RIA | Other | Aug 19, 2026 | May 19, 2026 |
| Christopher Cantrell Tucker | First Command Advisory Services BD affiliated | Buck Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2026 | Sep 1, 2026 (57 d) |
| Joseph Manglona | Thrivent Investment Management Inc. BD affiliated | Buck Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2026 | Apr 7, 2026 |
| Trent Richardson | Symphony One Capital Management, LLC state registered | Buck Wealth Strategies, LLC independent RIA | Other | Feb 23, 2026 | Feb 23, 2026 |
| William Stanley | Morgan Stanley wirehouse | Buck Wealth Strategies, LLC independent RIA | Wirehouse to independent RIA | Dec 16, 2025 | Dec 17, 2025 |
| Jacqueline Martinez | Raymond James Financial Services Advisors, Inc BD affiliated | Buck Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2025 | Dec 18, 2025 (48 d) |
| David Bartlett | Global Retirement Partners LLC institutional | Buck Wealth Strategies, LLC independent RIA | Other | Sep 10, 2025 | Aug 18, 2025 |
| Hyunsoo Joseph Jang | Robert W. Baird & Co. Incorporated mixed wealth | Buck Wealth Strategies, LLC independent RIA | RIA to RIA | Sep 10, 2025 | Jan 23, 2026 (135 d) |
| Patterson James Mckinlay | Global Retirement Partners LLC institutional | Buck Wealth Strategies, LLC independent RIA | Other | Aug 15, 2025 | Aug 18, 2025 |
| Cynthia Hodges | Global Retirement Partners LLC institutional | Buck Wealth Strategies, LLC independent RIA | Other | Aug 15, 2025 | Aug 18, 2025 |
| Timothy M White | Thrivent Investment Management Inc. BD affiliated | Buck Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 11, 2025 | Aug 11, 2025 |
| Mark Steven Arola | Ae Wealth Management, LLC BD affiliated | Buck Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 13, 2025 | Mar 12, 2025 |
| Ashley Wright | RBC Capital Markets, LLC national BD | Buck Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2025 | Jun 9, 2025 |
| Daniel Werts | Ae Wealth Management, LLC BD affiliated | Buck Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 9, 2025 | Jan 24, 2025 |
| Ashley C Robinson | Ae Wealth Management, LLC independent RIA | Buck Wealth Strategies, LLC independent RIA | RIA to RIA | Mar 6, 2025 | Oct 24, 2024 |
| Kevin Lyle Shelton | LPL Enterprise, LLC no RAUM | Buck Wealth Strategies, LLC independent RIA | Other | Mar 3, 2025 | Feb 27, 2025 |
| Daniel Thyfault | Fidelity Personal And Workplace Advisors BD affiliated | Buck Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2025 | Feb 10, 2025 |
| Michael Jay Sato | LPL Enterprise, LLC no RAUM | Buck Wealth Strategies, LLC independent RIA | Other | Feb 3, 2025 | Jan 29, 2025 |
| Dustin Mcdonald | Cedrus independent RIA | Buck Wealth Strategies, LLC independent RIA | RIA to RIA | Dec 10, 2024 | Aug 8, 2025 (241 d) |
| Keith Brand | Ae Wealth Management, LLC independent RIA | Buck Wealth Strategies, LLC independent RIA | RIA to RIA | Nov 8, 2024 | Jul 16, 2024 |
| Richard Warren Payne | Morgan Stanley wirehouse | Buck Wealth Strategies, LLC independent RIA | Wirehouse to independent RIA | Aug 14, 2024 | May 12, 2025 (271 d) |
| Bruce Edward Davis | Pruco Securities, LLC BD affiliated | Buck Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 25, 2024 | Aug 26, 2024 (32 d) |
| Todd Sargent Strasser | Ameriprise Financial Services, LLC national BD | Buck Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2024 | Aug 28, 2025 (415 d) |
| Nicholas Frank Roth | The Strategic Financial Alliance BD affiliated | Buck Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2024 | May 6, 2026 (729 d) |
| Kerry Chamberlin | J.P. Morgan Securities LLC wirehouse | Buck Wealth Strategies, LLC independent RIA | Wirehouse to independent RIA | Apr 21, 2024 | Oct 21, 2025 (548 d) |
| Lynn Blair Thurgood | Portside Wealth Group, LLC independent RIA | Buck Wealth Strategies, LLC independent RIA | RIA to RIA | Nov 27, 2023 | Nov 28, 2023 |
| Gael Aaron Perez Rivera | Portside Wealth Group, LLC independent RIA | Buck Wealth Strategies, LLC independent RIA | RIA to RIA | Nov 27, 2023 | Nov 29, 2023 |
| Brandon Alexander Thurgood | Portside Wealth Group, LLC independent RIA | Buck Wealth Strategies, LLC independent RIA | RIA to RIA | Nov 27, 2023 | Nov 28, 2023 |
| Kyrie Elizabeth Greathouse | Portside Wealth Group, LLC independent RIA | Buck Wealth Strategies, LLC independent RIA | RIA to RIA | Nov 27, 2023 | Dec 6, 2023 |
| Katie Christine Buck | Ae Wealth Management, LLC BD affiliated | Buck Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 26, 2023 | Oct 23, 2023 |
| Terry Brent Bunn | Primerica Advisors national BD | Buck Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2023 | Oct 24, 2023 |
| Lindsey Ann Kemsley | Portside Wealth Group, LLC independent RIA | Buck Wealth Strategies, LLC independent RIA | RIA to RIA | Sep 25, 2023 | Oct 30, 2023 (35 d) |
| Scott Michael Tusa | Ae Wealth Management, LLC BD affiliated | Buck Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2023 | Apr 11, 2023 |
| Sean Jeffrey Hite | Ae Wealth Management, LLC BD affiliated | Buck Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2023 | Feb 1, 2023 |
| Brandi-Ayn Sachiko Kamano | Ae Wealth Management, LLC BD affiliated | Buck Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 24, 2023 | Jan 9, 2023 |
| Anthony Cheang | Western Wealth Management LLC independent RIA | Buck Wealth Strategies, LLC independent RIA | RIA to RIA | Apr 5, 2023 | Mar 27, 2023 |
| Christopher Joel Dolan | Robert W. Baird & Co. Incorporated mixed wealth | Buck Wealth Strategies, LLC independent RIA | RIA to RIA | Mar 10, 2023 | Apr 6, 2023 |
| Robert Y Lee | Ae Wealth Management, LLC BD affiliated | Buck Wealth Strategies, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 20, 2023 | Aug 15, 2022 |
| Arthur Austin | Ae Wealth Management, LLC BD affiliated | Buck Wealth Strategies, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 20, 2023 | Aug 12, 2022 |
| Alvin Masanori Abe | Ae Wealth Management, LLC BD affiliated | Buck Wealth Strategies, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 10, 2023 | Jul 12, 2022 |
| Jeffrey David Buck | Ae Wealth Management, LLC BD affiliated | Buck Wealth Strategies, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 10, 2023 | Aug 29, 2022 |
| Michael Jay Sato | Ae Wealth Management, LLC BD affiliated | Buck Wealth Strategies, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 10, 2023 | Oct 3, 2022 |
| Kaila Jean Woo | Andrews Advisory Associates, LLC independent RIA | Buck Wealth Strategies, LLC independent RIA | RIA to RIA | Nov 28, 2022 | May 31, 2023 (184 d) |
| Claudia Elizabeth Moreno | One Team Financial Group LLC unclassified | Buck Wealth Strategies, LLC independent RIA | Other | Nov 22, 2022 | Nov 28, 2022 |
| Emily Diane Arnold | United Planners' Financial Services Of America A Limited Partner independent RIA | Buck Wealth Strategies, LLC no RAUM | RIA to a newly registered adviser | Oct 5, 2022 | Sep 26, 2022 |
| Jake Soo Yong | Ameriprise Financial Services, LLC national BD | Buck Wealth Strategies, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 15, 2022 | Sep 13, 2022 |
| John Ingraham | J. W. Cole Advisors, Inc. independent RIA | Buck Wealth Strategies, LLC no RAUM | RIA to a newly registered adviser | Jul 1, 2022 | Jul 12, 2022 |
| Russell Whitehead | Mash Financial Planning state registered | Buck Wealth Strategies, LLC independent RIA | Other | Mar 31, 2022 | Apr 27, 2023 (392 d) |
Page 1 of 1
49 moves match.