DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Bcg Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kaytie Anne Cunningham SalzmanHorace Mann Investors, Inc. no RAUMBcg Securities, Inc. independent RIAOtherJul 1, 2026Feb 17, 2026
Brian Patrick JackPinnacle Peak Private Client Group, LLC independent RIABcg Securities, Inc. otherOtherApr 8, 2026Jan 24, 2017
Matthew Joseph FigueroaPinnacle Peak Private Client Group, LLC independent RIABcg Securities, Inc. otherOtherMar 11, 2026Jan 19, 2017
James Anthony WardLPL Financial LLC BD affiliatedBcg Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 6, 2026Apr 1, 2026
Brian Alexander SullivanWealth Advisory Group, Inc. mixed wealthBcg Securities, Inc. independent RIARIA to RIANov 26, 2025Jul 11, 2023
Christopher Michael CohenCitizens Securities, Inc. BD affiliatedBcg Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 11, 2025Feb 26, 2025
Jay Harold FlammeGateway Advisory, LLC independent RIABcg Securities, Inc. otherOtherFeb 7, 2025Mar 8, 2012
Brian James PowerGateway Advisory, LLC independent RIABcg Securities, Inc. otherOtherFeb 7, 2025Mar 21, 2012
Glenn Alan BlachmanGateway Advisory, LLC independent RIABcg Securities, Inc. otherOtherFeb 7, 2025Mar 8, 2012
Kasey PetrilliHorace Mann Investors, Inc. no RAUMBcg Securities, Inc. independent RIAOtherOct 13, 2023Jul 28, 2023
Christopher BaumannOsaic Wealth, Inc. BD affiliatedBcg Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 4, 2023Jan 6, 2023
Roger Paul MaiPruco Securities, LLC BD affiliatedBcg Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 14, 2020Aug 24, 2020
Tanner Ryan WelchJ.P. Morgan Securities LLC wirehouseBcg Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 3, 2020Jul 17, 2020
Jason Robert BrownPinnacle Peak Private Client Group, LLC independent RIABcg Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 26, 2019Feb 8, 2019
Steven Charles TumminelloMfa Wealth Advisors, LLC independent RIABcg Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 14, 2019May 22, 2019 (69 d)
Paul Alphonse De RosaGateway Advisory, LLC independent RIABcg Securities, Inc. otherOtherDec 5, 2018Mar 8, 2012
Abdul KhaliqMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBcg Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMay 11, 2018May 10, 2018
Jeffrey GarlattiPruco Securities, LLC BD affiliatedBcg Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 13, 2018Apr 12, 2018
Michael WeckenbrockAmeritas Advisory Services otherBcg Securities, Inc. BD affiliatedOtherDec 31, 2017Jan 8, 2019 (373 d)
Dennis Michael JablonoskiMorgan Stanley wirehouseBcg Securities, Inc. otherOtherMar 1, 2017Apr 4, 2017 (34 d)
Douglas Jeffrey PruettRaymond James Financial Services Advisors, Inc otherBcg Securities, Inc. otherOtherOct 20, 2016Dec 21, 2016 (62 d)
Jason Harris GoldMsi Financial Services, Inc. otherBcg Securities, Inc. otherOtherJun 20, 2016Jun 22, 2016
Gary Wayne LatuszewskiCapital Analysts otherBcg Securities, Inc. otherOtherFeb 19, 2016Jun 16, 2015
Kelli Anne Lyons-StevensPruco Securities, LLC otherBcg Securities, Inc. otherOtherJan 14, 2016Feb 1, 2016
Michael Adam RosenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBcg Securities, Inc. otherOtherOct 22, 2015Oct 22, 2015
Robert Benjamin SeidenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBcg Securities, Inc. otherOtherOct 22, 2015Oct 22, 2015
Ronald Harris McneeseTemenos Advisory, Inc. otherBcg Securities, Inc. otherOtherSep 22, 2015Sep 9, 2015
Eli David Paul CohenPnc Wealth Management otherBcg Securities, Inc. otherOtherAug 24, 2015Aug 21, 2015
James B O'DonoghuePnc Wealth Management otherBcg Securities, Inc. otherOtherAug 21, 2015Aug 24, 2015
Hal Vincent CapraraCapital Analysts otherBcg Securities, Inc. otherOtherJun 18, 2015Jun 17, 2015
Robert Vincent ProtestoPnc Wealth Management otherBcg Securities, Inc. otherOtherSep 5, 2014Sep 8, 2014
Ryan Francis HornerM&T Securities, Inc. unclassifiedBcg Securities, Inc. otherOtherNov 4, 2013Nov 15, 2013
D. G. (Chip) KensingerPrivate Advisor Group, LLC otherBcg Securities, Inc. otherOtherSep 16, 2013Oct 25, 2013 (39 d)
Justin Nicholson KensingerPrivate Advisor Group, LLC otherBcg Securities, Inc. otherOtherSep 16, 2013Oct 25, 2013 (39 d)
Nicholas J AdornettoLPL Financial LLC otherBcg Securities, Inc. otherOtherJul 5, 2013Jun 28, 2013
Timothy CasoMsi Financial Services, Inc. otherBcg Securities, Inc. otherOtherMay 20, 2013May 23, 2013
Christine BeschenOsaic Fs, Inc. otherBcg Securities, Inc. otherOtherJan 16, 2013Apr 29, 2014 (468 d)
Woo Don KangMsi Financial Services, Inc. otherBcg Securities, Inc. otherOtherOct 31, 2012Nov 27, 2012
Brian J TirriEquitable Advisors, LLC national BDBcg Securities, Inc. otherOtherOct 4, 2012Jun 22, 2016 (1357 d)
Ross S RubinCetera Advisor Networks LLC otherBcg Securities, Inc. otherOtherSep 18, 2012Sep 6, 2012
Justin Kerry WineLPL Financial LLC otherBcg Securities, Inc. otherOtherSep 5, 2012Sep 14, 2012
James George NaplacicWells Fargo Advisors wirehouseBcg Securities, Inc. otherOtherAug 13, 2012Nov 7, 2012 (86 d)
Gerald Lee PreschuttiCetera Advisor Networks LLC otherBcg Securities, Inc. otherOtherJul 26, 2012Jul 31, 2012
Jeffrey M GardinerAmeriprise Financial Services, LLC national BDBcg Securities, Inc. otherOtherJul 19, 2012Jul 20, 2012
Michael RochonchouSignator Investors, Inc. otherBcg Securities, Inc. otherOtherJul 13, 2012Jul 20, 2012
Brian D BroganVe Capital Management LLC unclassifiedBcg Securities, Inc. otherOtherMay 18, 2012Apr 14, 2015 (1061 d)
Andrew Reilly DugeryRaymond James Financial Services Advisors, Inc otherBcg Securities, Inc. otherOtherNov 30, 2011Dec 15, 2011
Jeffrey P. HeppardMorgan Stanley wirehouseBcg Securities, Inc. otherOtherJun 28, 2011Jun 21, 2011
Richard ZytkoEquitable Advisors, LLC national BDBcg Securities, Inc. otherOtherDec 13, 2010Dec 20, 2010
Michael Christopher BassEquitable Advisors, LLC national BDBcg Securities, Inc. otherOtherMar 9, 2010Mar 15, 2010
Richard Ellis CraftEquitable Advisors, LLC national BDBcg Securities, Inc. otherOtherFeb 19, 2010Feb 23, 2010
Gregory Alexander StosuyBanc Of America Investment Services, Inc. unclassifiedBcg Securities, Inc. otherOtherMar 20, 2008Mar 19, 2008
Timothy James PowersBanc Of America Investment Services, Inc. unclassifiedBcg Securities, Inc. otherOtherMay 16, 2006May 16, 2006
Mark Everett CharnetSii Investments, Inc. otherBcg Securities, Inc. otherOtherFeb 15, 2006Feb 9, 2006
Charles Ronald BurnsBanc One Securities Corporation unclassifiedBcg Securities, Inc. otherOtherJun 21, 2005Aug 20, 2015 (3712 d)
Peter George NeubergAdvanced Planning Group unclassifiedBcg Securities, Inc. otherOtherApr 6, 2005Sep 14, 2012 (2718 d)
Stuart Michael SimchowitzWalnut Street Securities, Inc. otherBcg Securities, Inc. otherOtherAug 5, 2004Aug 6, 2004
Stavroula KoutsfetsoulisEquitable Advisors, LLC national BDBcg Securities, Inc. otherOtherJul 27, 2004Jul 14, 2004
Alex B PerezAmeriprise Financial Services, LLC national BDBcg Securities, Inc. otherOtherMar 30, 2004Jun 8, 2005 (435 d)
Ho-Tae ChangEquitable Advisors, LLC national BDBcg Securities, Inc. otherOtherOct 23, 2003Jan 23, 2004 (92 d)
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62 moves match.