DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Bcg Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kaytie Anne Cunningham SalzmanBcg Securities, Inc. independent RIAJ. W. Cole Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 1, 2026Aug 11, 2026 (41 d)
Patricia Strain-RileyBcg Securities, Inc. independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseMay 1, 2026Apr 29, 2026
Sean Patrick RileyBcg Securities, Inc. independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseMay 1, 2026Apr 29, 2026
Richard Ellis CraftBcg Securities, Inc. independent RIAWorld Investment Advisors, LLC otherOtherNov 6, 2025Nov 4, 2025
Brian Alexander SullivanBcg Securities, Inc. independent RIAWorld Investment Advisors, LLC otherOtherNov 6, 2025Nov 5, 2025
Michael Christopher BassBcg Securities, Inc. independent RIAWorld Investment Advisors, LLC otherOtherNov 6, 2025Nov 4, 2025
Andrew Reilly DugeryBcg Securities, Inc. independent RIAWealth Advisory Group, Inc. otherOtherNov 6, 2025Dec 21, 2011
Gregory Alexander StosuyBcg Securities, Inc. independent RIAAmerican Portfolios Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankAug 9, 2024Aug 2, 2024
Michael WeckenbrockBcg Securities, Inc. independent RIAAmeritas Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 11, 2024Oct 30, 2024 (141 d)
Michael RochonchouBcg Securities, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 29, 2024Feb 28, 2024
Kasey PetrilliBcg Securities, Inc. independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankOct 13, 2023Oct 19, 2023
Peter George NeubergBcg Securities, Inc. independent RIAIc Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 15, 2023Jun 2, 2023
Ronald Harris McneeseBcg Securities, Inc. BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 10, 2022Oct 20, 2022
Gerald Lee PreschuttiBcg Securities, Inc. BD affiliatedWealth Advisory Group, Inc. otherOtherDec 10, 2021Jul 31, 2012
Brian Patrick JackBcg Securities, Inc. BD affiliatedAshton Thomas Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIASep 9, 2021Mar 4, 2026 (1637 d)
Teresa FloresBcg Securities, Inc. BD affiliatedAshton Thomas Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIASep 9, 2021Mar 11, 2026 (1644 d)
Matthew Joseph FigueroaBcg Securities, Inc. BD affiliatedAshton Thomas Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIASep 9, 2021Mar 4, 2026 (1637 d)
Tanner Ryan WelchBcg Securities, Inc. BD affiliatedPinnacle Peak Private Client Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 9, 2021Jul 17, 2020
Jeffrey M GardinerBcg Securities, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 21, 2021Aug 19, 2021
Kelli Anne Lyons-StevensBcg Securities, Inc. BD affiliatedAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAJul 20, 2021Jun 28, 2021
Justin Kerry WineBcg Securities, Inc. BD affiliatedAspen Wealth Management, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserJul 1, 2021Sep 10, 2021 (71 d)
Jeffrey P. HeppardBcg Securities, Inc. BD affiliatedBelpointe Asset Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 24, 2021Mar 19, 2021
Roger Paul MaiBcg Securities, Inc. BD affiliatedHorace Mann Investors, Inc. no RAUMOtherAug 31, 2020Aug 31, 2020
Brian J TirriBcg Securities, Inc. BD affiliatedGreycliff Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 10, 2020May 7, 2026 (2127 d)
Timothy Lee WesbrookBcg Securities, Inc. BD affiliatedChoreo, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 21, 2020May 28, 2020
Jason Harris GoldBcg Securities, Inc. BD affiliatedGreycliff Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 19, 2020Jul 14, 2021 (421 d)
Christine BeschenBcg Securities, Inc. BD affiliatedAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAMay 8, 2020May 1, 2020
Jonathan Paul ReardonBcg Securities, Inc. BD affiliatedPss Benefits, LLC unclassifiedOtherMay 8, 2020Mar 27, 2017
Robert Vincent ProtestoBcg Securities, Inc. BD affiliatedPss Benefits, LLC unclassifiedOtherMay 8, 2020Dec 14, 2018
Michael RochonchouBcg Securities, Inc. BD affiliatedAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAMay 8, 2020May 1, 2020
Timothy James PowersBcg Securities, Inc. BD affiliatedPowers Capital Management state registeredAffiliated broker-dealer or bank to a state-registered adviserSep 9, 2019Sep 10, 2019
Jason Robert BrownBcg Securities, Inc. BD affiliatedNext Financial Group, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 30, 2019Sep 13, 2019 (136 d)
Michael Adam RosenBcg Securities, Inc. BD affiliatedOsaic Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 12, 2018Jul 12, 2018
Robert Benjamin SeidenBcg Securities, Inc. BD affiliatedGreat Valley Advisor Group, LLC otherOtherDec 26, 2017Dec 21, 2017
Dennis Michael JablonoskiBcg Securities, Inc. otherCordasco Financial Network, Inc. otherOtherJun 26, 2017Sep 7, 2017 (73 d)
Eli David Paul CohenBcg Securities, Inc. otherFisher Investments otherOtherApr 18, 2017Jan 16, 2018 (273 d)
Charles Ronald BurnsBcg Securities, Inc. otherPinnacle Peak Private Client Group, LLC otherOtherApr 3, 2017Sep 5, 2017 (155 d)
Shawn Jay BedfordBcg Securities, Inc. otherPrincipal Securities, Inc. BD affiliatedOtherAug 1, 2016Sep 14, 2023 (2600 d)
Richard ZytkoBcg Securities, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJun 8, 2016Jun 15, 2022 (2198 d)
Ross S RubinBcg Securities, Inc. otherWealth Advisory Group, Inc. otherOtherMay 31, 2016Sep 19, 2012
Brian D BroganBcg Securities, Inc. otherOppenheimer & Co. Inc. otherOtherSep 23, 2015Feb 23, 2017 (519 d)
James George NaplacicBcg Securities, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 24, 2015May 15, 2015
Paul Alphonse De RosaBcg Securities, Inc. otherDe Rosa Asset Management, LLC state registeredOtherMar 2, 2015Sep 5, 2024 (3475 d)
Jay Harold FlammeBcg Securities, Inc. otherSummit Financial, LLC BD affiliatedOtherMar 2, 2015Jan 3, 2025 (3595 d)
Brian James PowerBcg Securities, Inc. otherSummit Financial, LLC BD affiliatedOtherMar 2, 2015Jan 3, 2025 (3595 d)
Glenn Alan BlachmanBcg Securities, Inc. otherSummit Financial, LLC BD affiliatedOtherMar 2, 2015Jan 2, 2025 (3594 d)
Ryan Francis HornerBcg Securities, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 24, 2014Mar 3, 2015 (99 d)
Mark Everett CharnetBcg Securities, Inc. otherUnited Planners' Financial Services Of America A Limited Partner otherOtherMar 7, 2014Mar 11, 2014
Arthur Michael ArgerosBcg Securities, Inc. otherUnited Planners' Financial Services Of America A Limited Partner otherOtherMar 7, 2014Mar 31, 2014
Jim Edward BaadshaugBcg Securities, Inc. otherUnited Planners' Financial Services Of America A Limited Partner otherOtherMar 7, 2014Mar 11, 2014
Michael Robert AllisonBcg Securities, Inc. otherEquitable Advisors, LLC national BDOtherMar 7, 2014Sep 21, 2017 (1294 d)
Peter Denis MurphyBcg Securities, Inc. otherUnited Planners' Financial Services Of America A Limited Partner otherOtherMar 7, 2014Mar 10, 2014
Randy Dean DeatonBcg Securities, Inc. otherUnited Planners' Financial Services Of America A Limited Partner otherOtherMar 7, 2014Mar 6, 2014
Jeffrey Scott BeyerBcg Securities, Inc. otherUnited Planners' Financial Services Of America A Limited Partner otherOtherMar 7, 2014Mar 6, 2014
Gary William RonanBcg Securities, Inc. otherUnited Planners' Financial Services Of America A Limited Partner otherOtherMar 7, 2014Mar 11, 2014
Timothy CasoBcg Securities, Inc. otherAmeriprise Financial Services, LLC national BDOtherFeb 12, 2014Feb 24, 2014
James Warren VassasBcg Securities, Inc. otherSpc otherOtherDec 9, 2013Dec 10, 2013
Mark Andrew TimmickBcg Securities, Inc. otherFounders Financial Securities, LLC otherOtherAug 13, 2013Aug 13, 2013
Woo Don KangBcg Securities, Inc. otherLk Wealth Management, LLC state registeredOtherAug 1, 2013Jul 9, 2013
Brigitte Audrey BrombergkleinBcg Securities, Inc. otherEast Coast Wealth Management, Inc. independent RIAOtherMay 17, 2013Feb 16, 2021 (2832 d)
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64 moves match.