DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,811 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Stokes Capital Advisors, LLC CRD 281278 | Greenwood, SC | independent RIA | $499M | 91% | 1 | $499M | 0 | 0 |
| Elevated Capital Advisors, LLC CRD 226721 | Draper, UT | independent RIA | $499M | 100% | 21 | $23.8M | 10 | 0 |
| Evt Financial Advisors CRD 155268 | Zurich, | independent RIA | $499M | 100% | 1 | $499M | 0 | 0 |
| P••••••• C•••••• M••••••••• L•• CRD 304501 | San Diego, CA | independent RIA | $499M | 98% | 8 | $62.4M | 2 | 0 |
| A•• A••••••• CRD 173120 | Asheville, NC | independent RIA | $499M | 97% | 4 | $125M | 1 | 0 |
| C•••• F•••••••• S••••••• G••••• I••• CRD 110650 | Chesterfield, MO | independent RIA | $499M | 98% | 5 | $99.7M | 0 | 0 |
| K••• B••••••• A••••••• L•• CRD 144368 | New York, NY | independent RIA | $499M | 89% | 3 | $166M | 0 | 0 |
| O•••••••• C••••••• L•• CRD 331377 | Austin, TX | independent RIA | $498M | 57% | 3 | $166M | 0 | 6 |
| J•••••• F•••••••• S•••••••• L•• CRD 132252 | Mt. Pleasant, SC | independent RIA | $498M | 100% | 1 | $498M | 0 | 0 |
| R•••• W••••• M••••••••• I••• CRD 173262 | Champaign, IL | independent RIA | $498M | 92% | 5 | $99.6M | 2 | 0 |
| P•••• F•••••••• CRD 171441 | Arden Hills, MN | independent RIA | $498M | 99% | 4 | $124M | 0 | 0 |
| X••• W••••• M••••••••• L•• CRD 158863 | Holly Hill, FL | independent RIA | $498M | 97% | 3 | $166M | 0 | 0 |
| W•••••• M•••••• A•••••••• I••• CRD 294782 | Abilene, TX | independent RIA | $498M | 97% | 3 | $166M | 0 | 0 |
| S•••••• F•••••••• M••••••••• CRD 328247 | Kirkland, WA | independent RIA | $498M | 100% | 2 | $249M | 0 | 0 |
| T•• M•••••••• G••••• L•• CRD 108931 | Milwaukee, WI | independent RIA | $497M | 99% | 5 | $99.4M | 0 | 0 |
| P•••••• C••••••• L•• CRD 159922 | mixed wealth | $496M | 46% | 1 | $496M | 0 | 0 | |
| A•••••••• I••••••••• S••••••• C•• CRD 1037 | Louisville, KY | independent RIA | $496M | 96% | 10 | $49.6M | 1 | 0 |
| R•••••••• C•••••• M••••••••• CRD 159983 | Denton, TX | independent RIA | $496M | 100% | 4 | $124M | 1 | 0 |
| M•••••• C•••••• M••••••••• I•• CRD 106244 | Fort Wayne, IN | independent RIA | $496M | 71% | 4 | $124M | 0 | 0 |
| K••••••• C•••••• CRD 285582 | Miami, FL | mixed wealth | $496M | 44% | 4 | $124M | 0 | 0 |
| P••••••• C•••••• M••••••••• L•• CRD 155682 | Greenboro, NC | independent RIA | $496M | 67% | 3 | $165M | 0 | 1 |
| C••••••••• W••••• M••••••••• L•• CRD 171541 | Montclair, NJ | independent RIA | $495M | 100% | 1 | $495M | 0 | 0 |
| M•••• W••••• A••••••• L•• CRD 286503 | Manchester, TN | independent RIA | $495M | 86% | 5 | $99.1M | 1 | 0 |
| S••••• F•••••••• A•••••••• I••• CRD 144978 | Winston-Salem, NC | independent RIA | $495M | 100% | 8 | $61.9M | 1 | 0 |
| P•••••••• A••••••• C••••••••• CRD 107465 | Houston, TX | independent RIA | $495M | 80% | 7 | $70.7M | 0 | 0 |
| G•••••••• F•••••••• G••••• L•• CRD 306595 | Bloomfield Hills, MI | independent RIA | $495M | 96% | 4 | $124M | 2 | 0 |
| J•• W••••• M••••••••• L•• CRD 112474 | Santa Rosa, CA | independent RIA | $495M | 98% | 1 | $495M | 0 | 0 |
| S••••••• W••••• M••••••••• I••• CRD 131304 | Champaign, IL | independent RIA | $495M | 90% | 7 | $70.7M | 0 | 0 |
| B••••••• W••••• G•••• L•• CRD 328007 | Westlake, OH | independent RIA | $494M | 90% | 5 | $98.8M | 2 | 0 |
| T••• W••••• D•••••• L•• CRD 143194 | Akron, OH | independent RIA | $494M | 98% | 6 | $82.3M | 8 | 0 |
| B•••• C•••••• M••••••••• I••• CRD 128044 | Urbana, IL | mixed wealth | $494M | 30% | 4 | $123M | 8 | 0 |
| B••••••••• C••••••• L•• CRD 120780 | Birmingham, AL | independent RIA | $494M | 74% | 2 | $247M | 0 | 4 |
| A••••• H••••• W••••• M••••••••• CRD 297533 | Dallas, TX | independent RIA | $493M | 76% | 4 | $123M | 0 | 0 |
| H•• I••••••••• A•••••••• I••• CRD 115799 | independent RIA | $493M | 98% | 2 | $247M | 1 | 0 | |
| U•• A•••• M••••••••• CRD 21274 | New York, NY | independent RIA | $493M | 63% | 4 | $123M | 0 | 1 |
| S••••••• C•••••• A••••••• L•• CRD 122563 | Dallas, TX | independent RIA | $493M | 91% | 1 | $493M | 0 | 0 |
| F••••• C••••••• L•• CRD 154726 | Mt. Pleasant, SC | independent RIA | $492M | 100% | 4 | $123M | 3 | 0 |
| H••••••••• F•••••••• L•• CRD 249789 | Grand Rapids, MI | independent RIA | $492M | 73% | 5 | $98.4M | 0 | 0 |
| L••••••• W••••• A••••••• CRD 341748 | Champaign, IL | independent RIA | $492M | 99% | 5 | $98.4M | 1 | 0 |
| B•••• • K••• A••••••••• I•• CRD 107771 | Newtown, PA | independent RIA | $492M | 100% | 5 | $98.3M | 0 | 0 |
| T•••• S••••• C•••••• CRD 340011 | Plymouth, MA | independent RIA | $492M | 95% | 1 | $492M | 0 | 0 |
| I••••••••• F•••••••• CRD 309631 | mixed wealth | $491M | 40% | 2 | $246M | 1 | 0 | |
| P•••• F•••• W••••• A•••••••• L•• CRD 300057 | Atlanta, GA | independent RIA | $491M | 89% | 5 | $98.2M | 0 | 0 |
| M••••••• C•••••• A•••••••• I••• CRD 134875 | Chester, MD | independent RIA | $491M | 99% | 4 | $123M | 3 | 0 |
| W••••••• • H•••• I••• CRD 121064 | Ashland, OH | independent RIA | $491M | 91% | 8 | $61.3M | 0 | 0 |
| R••••••• A••••••• I•• CRD 107699 | Wichita, KS | independent RIA | $491M | 53% | 5 | $98.1M | 0 | 0 |
| T•• L••• W••••• G•••• CRD 332978 | Winter Garden, FL | independent RIA | $491M | 91% | 8 | $61.3M | 0 | 0 |
| S•••••• W••••• CRD 142214 | Chappaqua, NY | independent RIA | $491M | 99% | 8 | $61.3M | 5 | 0 |
| C•••••• F•••••••• P••••••• CRD 151014 | Haddon Heights, NJ | independent RIA | $490M | 99% | 7 | $70.1M | 3 | 0 |
| T•• L••••• I••••••••• L•• CRD 164413 | Longwood, FL | independent RIA | $490M | 100% | 3 | $163M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.