DFX Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Keystate Advisory, LLC CRD 156226 | Las Vegas, NV | other | $17B | 0.0% | 9 | $1.8B | 1 | 0 |
| Simplify Asset Management Inc. CRD 309535 | Las Vegas, NV | asset manager | $14B | 0.0% | 4 | $3.5B | 1 | 0 |
| The Ameriflex Group CRD 305585 | Las Vegas, NV | BD affiliated | $9.7B | 90% | 209 | $46.2M | 110 | 0 |
| G••••• C••••• A•••• M••••••••• I••• CRD 112674 | Reno, NV | other | $8.5B | 12% | 0 | n/a | 0 | 0 |
| B•••••••• A•••• M••••••••• L•• CRD 143440 | Reno, NV | independent RIA | $7.6B | 68% | 172 | $44.1M | 113 | 0 |
| T•• W••••• C••••••••• G•••• CRD 173194 | Las Vegas, NV | independent RIA | $6.3B | 94% | 131 | $47.9M | 50 | 0 |
| D•••••• A•••• A•••••••• L•• CRD 286351 | Henderson, NV | asset manager | $2.4B | 0.0% | 0 | n/a | 2 | 13 |
| T•• I••••••••• C•••••• C•••••• CRD 19608 | Las Vegas, NV | independent RIA | $2.2B | 96% | 7 | $312M | 0 | 0 |
| Z••••• A••••••••• L•• CRD 104751 | Incline Village, NV | institutional | $2.0B | 0.0% | 0 | n/a | 0 | 5 |
| A••••• W••••• M••••••••• L•• CRD 141504 | Las Vegas, NV | independent RIA | $1.2B | 82% | 11 | $109M | 2 | 0 |
| N•••••••• • A••••••••• I•• CRD 107568 | Reno, NV | independent RIA | $1.1B | 98% | 12 | $91.8M | 0 | 0 |
| D••• U•• L•• CRD 297884 | Las Vegas, NV | asset manager | $1.0B | 0.0% | 0 | n/a | 0 | 6 |
| R• C•••••• M••••••••• L•• CRD 125678 | Reno, NV | independent RIA | $931M | 94% | 14 | $66.5M | 11 | 0 |
| P•••••• G••••• A••••••• L•• CRD 323259 | Reno, NV | asset manager | $884M | 0.0% | 0 | n/a | 0 | 2 |
| 1••••••••• CRD 295180 | Incline Village, NV | asset manager | $860M | 0.0% | 0 | n/a | 0 | 10 |
| A••••••• W••••• M••••••••• CRD 122205 | Reno, NV | independent RIA | $761M | 96% | 5 | $152M | 0 | 0 |
| D• A••••••• L•• CRD 341725 | Las Vegas, NV | asset manager | $753M | 0.0% | 0 | n/a | 0 | 0 |
| P••••••• I••••••••• L•• CRD 124776 | Zephyr Cove, NV | independent RIA | $653M | 50% | 7 | $93.2M | 4 | 0 |
| B•••••• W••••• CRD 285823 | Las Vegas, NV | independent RIA | $644M | 78% | 5 | $129M | 0 | 0 |
| A••••• C•••••• M••••••••• CRD 167381 | Carson City, NV | independent RIA | $628M | 97% | 3 | $209M | 1 | 0 |
| R••••••• C•••••• L•• CRD 284474 | Las Vegas, NV | other | $538M | 14% | 5 | $108M | 2 | 0 |
| K••••••••• W••••• M••••••••• I••• CRD 165560 | Las Vegas, NV | independent RIA | $469M | 94% | 5 | $93.9M | 1 | 0 |
| O•• H••••• C••••••• L•• CRD 169089 | Las Vegas, NV | asset manager | $442M | 0.0% | 0 | n/a | 1 | 18 |
| I••••••••• M••••••••• C••••••••• CRD 122718 | Las Vegas, NV | mixed wealth | $440M | 32% | 2 | $220M | 0 | 0 |
| P•• C•••••• M••••••••• L•• CRD 300645 | Stateline, NV | asset manager | $419M | 0.0% | 0 | n/a | 2 | 9 |
| C••••••• C•••••• W••••• A••••••• CRD 123764 | Henderson, NV | independent RIA | $408M | 88% | 5 | $81.7M | 0 | 0 |
| W••• R•••• A••••••• CRD 282718 | Henderson, NV | mixed wealth | $396M | 47% | 11 | $36.0M | 5 | 0 |
| A••••••• R••••••••• P••••••• G•••• I•• CRD 108300 | Las Vegas, NV | independent RIA | $348M | 63% | 2 | $174M | 0 | 0 |
| M•••••• F•••••••• G••••• L•• CRD 311876 | Las Vegas, NV | independent RIA | $311M | 83% | 6 | $51.8M | 5 | 0 |
| W••••• I••••••••• CRD 107125 | Las Vegas, NV | independent RIA | $306M | 93% | 5 | $61.1M | 1 | 0 |
| B••••• W••••• M••••••••• I••• CRD 145476 | Glenbrook, NV | independent RIA | $299M | 98% | 2 | $149M | 1 | 0 |
| W•••••••• I•••••••• CRD 331803 | Incline Village, NV | asset manager | $292M | 0.0% | 0 | n/a | 1 | 3 |
| C•••••• W••••• • R••••••••• P••••••• L••••• CRD 309710 | Henderson, NV | independent RIA | $292M | 100% | 5 | $58.4M | 1 | 0 |
| O•• W••••• M••• L•• CRD 171750 | Las Vegas, NV | independent RIA | $287M | 100% | 6 | $47.9M | 8 | 0 |
| S•••••• G•••• C•••••• M••••••••• L•• CRD 336187 | Reno, NV | independent RIA | $286M | 100% | 3 | $95.3M | 2 | 0 |
| P•••••• W•••••• I••• CRD 331816 | Las Vegas, NV | independent RIA | $285M | 100% | 3 | $95.0M | 3 | 0 |
| O••• W••••• F•••••••• S••••••••• L••• CRD 131562 | Reno, NV | independent RIA | $284M | 89% | 3 | $94.8M | 2 | 0 |
| K••••••••• I••••••••• P••••••• L•• CRD 336502 | Las Vegas, NV | asset manager | $283M | 0.0% | 0 | n/a | 1 | 8 |
| H••••••• I••••••••• A•••••••• I••• CRD 141335 | Reno, NV | asset manager | $271M | 2.7% | 0 | n/a | 2 | 0 |
| V•••••• W••••• P••••••• CRD 173929 | Reno, NV | independent RIA | $265M | 95% | 3 | $88.2M | 0 | 0 |
| F••••• F••••••••• L•• CRD 131442 | Las Vegas, NV | independent RIA | $260M | 100% | 1 | $260M | 0 | 0 |
| G• W••••• M••••••••• L•• CRD 296847 | Reno, NV | independent RIA | $259M | 99% | 6 | $43.1M | 0 | 0 |
| P••••••• W••••• M••••••••• L•• CRD 285415 | Sparks, NV | independent RIA | $251M | 99% | 3 | $83.7M | 1 | 0 |
| M•••••• • A••••••••• L•• CRD 151187 | Las Vegas, NV | independent RIA | $242M | 94% | 3 | $80.7M | 0 | 0 |
| W••••• F•••••••• CRD 311869 | Las Vegas, NV | independent RIA | $223M | 99% | 5 | $44.6M | 0 | 0 |
| D••••• L•• CRD 324419 | Henderson, NV | independent RIA | $222M | 95% | 3 | $73.9M | 2 | 0 |
| S••••• C••••••• I••• CRD 154248 | Las Vegas, NV | independent RIA | $219M | 87% | 2 | $110M | 2 | 0 |
| S••••• I••••••••• G•••• CRD 341135 | Las Vegas, NV | other | $218M | 0.0% | 1 | $218M | 0 | 1 |
| S•••••• F•••••••• G•••• I••••••••• CRD 108724 | Reno, NV | independent RIA | $215M | 97% | 5 | $43.0M | 1 | 0 |
| A••••••• W••••• E••••••••• CRD 111243 | Las Vegas, NV | independent RIA | $214M | 100% | 5 | $42.8M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
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76 advisers match.