DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
2,583 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Trutino Capital Management, LLC CRD 281980 | New York, NY | asset manager | $6.7B | 0.0% | 0 | Not computed | 1 | 1 |
| Leeds Equity Partners CRD 161956 | New York, NY | asset manager | $6.7B | 0.0% | 0 | Not computed | 2 | 27 |
| Bc Partners Advisors L.P. CRD 288495 | New York, NY | asset manager | $6.7B | 0.0% | 0 | Not computed | 0 | 9 |
| L•••••••• T••••••• A•••• M••••••••• I•• CRD 108604 | New York, NY | other | $6.7B | 18% | 22 | $303M | 1 | 0 |
| A••••• H••••••••• P••••••• CRD 160750 | New York, NY | asset manager | $6.7B | 0.0% | 0 | Not computed | 0 | 18 |
| Q••••••• T••••••••• L• CRD 170824 | New York, NY | asset manager | $6.7B | 0.0% | 0 | Not computed | 5 | 2 |
| C••••• G•••• M••••••••• S•••••••• L•• CRD 161429 | New York, NY | asset manager | $6.6B | 0.0% | 0 | Not computed | 0 | 12 |
| S••••••••• C•••••• A••••••• L• CRD 161754 | New York, NY | asset manager | $6.6B | 0.0% | 0 | Not computed | 0 | 1 |
| L•••• E••••• CRD 160016 | New York, NY | asset manager | $6.5B | 0.0% | 0 | Not computed | 1 | 18 |
| D••••••• W••••••• A••••••• L•• CRD 108680 | New York, NY | independent RIA | $6.5B | 91% | 10 | $646M | 2 | 0 |
| A•••••• L•• CRD 290117 | New York, NY | mixed wealth | $6.4B | 31% | 2 | $3.2B | 2 | 8 |
| N••••• G••••• C••••• L•• CRD 287937 | New York, NY | asset manager | $6.4B | 0.0% | 0 | Not computed | 1 | 24 |
| C••••••• M••••••••• L•• CRD 296928 | New York, NY | asset manager | $6.4B | 0.0% | 0 | Not computed | 0 | 14 |
| T••••••• P••••••• L••• CRD 156040 | New York, NY | asset manager | $6.4B | 0.0% | 0 | Not computed | 2 | 26 |
| G••••••• C•••••• M••••••••• L•• CRD 137640 | New York, NY | asset manager | $6.4B | 0.0% | 0 | Not computed | 1 | 0 |
| A•••••• C•••••• P••••••• O• A•••••• L•• CRD 161684 | New York, NY | institutional | $6.4B | 0.0% | 0 | Not computed | 0 | 1 |
| M•••••• I••••••••• R••••• H•••••••• L•• CRD 158165 | New York, NY | asset manager | $6.3B | 0.0% | 0 | Not computed | 6 | 26 |
| W••••••• C•••••• P••••••• L• CRD 300347 | New York, NY | asset manager | $6.3B | 0.0% | 0 | Not computed | 0 | 0 |
| L••••••• M••••••••• L•• CRD 157511 | New York, NY | other | $6.3B | 0.0% | 0 | Not computed | 0 | 2 |
| B•••••• P•••••••• L• CRD 316147 | New York, NY | asset manager | $6.3B | 0.0% | 0 | Not computed | 0 | 12 |
| S••••• A••••••• S••••••• L•• CRD 145103 | New York, NY | independent RIA | $6.3B | 99% | 1 | $6.3B | 1 | 3 |
| K••••••••• E••••• M••••••••• C••••••• L•• CRD 160432 | New York, NY | asset manager | $6.3B | 0.0% | 0 | Not computed | 2 | 24 |
| J• S•••• A•••• M••••••••• C••••••••• CRD 131243 | New York City, NY | independent RIA | $6.3B | 92% | 9 | $695M | 2 | 7 |
| P••••••• A•••• M••••••••• L••• CRD 126487 | New York, NY | asset manager | $6.2B | 0.0% | 0 | Not computed | 4 | 13 |
| B••••••••• C•••••• A•••••••• L•• CRD 167330 | New York, NY | asset manager | $6.2B | 0.0% | 0 | Not computed | 0 | 34 |
| B•••• M••• • O••••• L•• CRD 105466 | New York, NY | independent RIA | $6.2B | 83% | 8 | $773M | 1 | 19 |
| T•••••• C•••••• N•••• A•••••• L•• CRD 289075 | New York, NY | asset manager | $6.2B | 0.0% | 0 | Not computed | 0 | 29 |
| P•••••• W••• I• I••••••••• M••••••••• L•• CRD 288266 | New York, NY | asset manager | $6.1B | 0.0% | 0 | Not computed | 0 | 6 |
| A••••••• I••••••••• L•• CRD 295468 | New York, NY | asset manager | $6.1B | 0.0% | 0 | Not computed | 3 | 9 |
| E••• E•• A•••••••• L•• CRD 147144 | New York, NY | other | $6.1B | 15% | 0 | Not computed | 0 | 0 |
| J••• F•••••• • C•• L•• CRD 142529 | New York, NY | asset manager | $6.0B | 0.0% | 0 | Not computed | 2 | 21 |
| M••••• C•••••• M••••••••• L•• CRD 161322 | New York, NY | asset manager | $6.0B | 0.0% | 0 | Not computed | 2 | 15 |
| D•••• A•••• M••••••••• •••••••• L•• CRD 126191 | New York, NY | other | $6.0B | 0.0% | 0 | Not computed | 0 | 0 |
| C•••••• A•••• M••••••••• L•• CRD 154645 | New York, NY | asset manager | $5.9B | 0.0% | 0 | Not computed | 0 | 2 |
| L•• C•••••• M••••••••• L••• CRD 166799 | New York, NY | asset manager | $5.9B | 0.0% | 0 | Not computed | 5 | 17 |
| T•••••••• N•••• A•••••• CRD 152331 | New York, NY | asset manager | $5.9B | 0.0% | 0 | Not computed | 1 | 19 |
| A•••••• C•••••• M••••••••• L• CRD 309211 | New York, NY | asset manager | $5.9B | 0.0% | 0 | Not computed | 0 | 1 |
| H• V••• C•••••• M••••••••• L•• CRD 161788 | New York, NY | asset manager | $5.9B | 0.0% | 0 | Not computed | 0 | 19 |
| T••••••••• I••••••••• L•• CRD 111289 | New York, NY | asset manager | $5.8B | 0.0% | 0 | Not computed | 0 | 5 |
| L•• E••••• P•••••••• L•• CRD 157422 | New York, NY | asset manager | $5.8B | 0.0% | 0 | Not computed | 1 | 30 |
| T•• L•••••• P••••••••• L• CRD 326550 | New York, NY | asset manager | $5.8B | 0.0% | 0 | Not computed | 1 | 2 |
| A•••• I••••••••• U• I••• CRD 168164 | New York, NY | asset manager | $5.8B | 0.0% | 0 | Not computed | 0 | 8 |
| S••••• G•••• A•••• M••••••••• L•• CRD 304725 | New York, NY | asset manager | $5.8B | 0.0% | 0 | Not computed | 3 | 9 |
| M•••• A•••• G••••• I••••••••• •••• L•• CRD 147548 | New York, NY | asset manager | $5.8B | 0.0% | 0 | Not computed | 1 | 19 |
| P••••••• R•••• CRD 299594 | New York, NY | asset manager | $5.8B | 0.0% | 0 | Not computed | 2 | 16 |
| A•••• A••••••••• M••••••••• CRD 116761 | New York, NY | institutional | $5.8B | 0.0% | 0 | Not computed | 1 | 7 |
| O••• C•••••• M••••••••• L••• CRD 155231 | New York, NY | asset manager | $5.7B | 0.0% | 1 | $5.7B | 5 | 0 |
| K••••••• A•• A••••••••• L•• CRD 125618 | New York, NY | independent RIA | $5.7B | 78% | 9 | $629M | 0 | 0 |
| B•••• W•••••• A•••••••• L•• CRD 108894 | New York, NY | independent RIA | $5.6B | 70% | 4 | $1.4B | 4 | 4 |
| A••••• A•••••••• L••• A• E•• C•••••• CRD 339091 | Pittsford, NY | mixed wealth | $5.6B | 46% | 14 | $401M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.