DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
2,583 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Donald Smith & Co., Inc. CRD 104947 | New York, NY | other | $5.6B | 0.0% | 0 | Not computed | 0 | 3 |
| Madison Realty Capital CRD 158988 | New York, NY | asset manager | $5.6B | 0.0% | 0 | Not computed | 3 | 0 |
| Antarctica Investment Advisors, LLC CRD 284659 | New York, NY | institutional | $5.6B | 0.0% | 0 | Not computed | 0 | 17 |
| I••••••••• I••••••••• A••••••• L•• CRD 137790 | New York, NY | asset manager | $5.5B | 0.0% | 0 | Not computed | 0 | 47 |
| S••••• B•••• A••••••••• I•• CRD 105056 | New York, NY | other | $5.5B | 7.8% | 0 | Not computed | 0 | 0 |
| C•• •••• L•• CRD 147329 | New York, NY | asset manager | $5.5B | 0.0% | 0 | Not computed | 0 | 1 |
| I••••••• H••••••• L• CRD 314678 | New York, NY | asset manager | $5.5B | 0.0% | 0 | Not computed | 1 | 12 |
| B•••• G•••• L•• CRD 312320 | New York, NY | asset manager | $5.5B | 0.0% | 0 | Not computed | 0 | 20 |
| V••••• P•••• C••••••• L• CRD 325894 | New York, NY | other | $5.5B | 0.0% | 0 | Not computed | 0 | 1 |
| P••••••• C•••••• M••••••••• L•• CRD 160535 | New York, NY | asset manager | $5.4B | 0.0% | 0 | Not computed | 0 | 2 |
| M••••• C•••••• M••••••••• L•• CRD 285341 | New York, NY | asset manager | $5.4B | 0.0% | 0 | Not computed | 4 | 37 |
| T••••••• C•••••• CRD 156562 | New York, NY | asset manager | $5.4B | 0.0% | 0 | Not computed | 0 | 22 |
| F••••••• A•••• M••••••••• I••• CRD 110946 | Cobleskill, NY | mixed wealth | $5.4B | 31% | 19 | $285M | 1 | 1 |
| B••••••••• A••••••••• I••••••••• A••••••• L•• CRD 165782 | New York, NY | asset manager | $5.4B | 0.0% | 0 | Not computed | 6 | 0 |
| C•••••• C•••••• CRD 226779 | New York, NY | asset manager | $5.4B | 0.0% | 0 | Not computed | 1 | 16 |
| M••••• R•••• L• CRD 284653 | New York, NY | asset manager | $5.3B | 0.0% | 0 | Not computed | 0 | 13 |
| F••••• M••••• L•• CRD 104951 | New York, NY | mixed wealth | $5.3B | 37% | 10 | $531M | 2 | 2 |
| F•••••••• P•••••••• L•• CRD 147353 | New York, NY | asset manager | $5.3B | 0.0% | 0 | Not computed | 0 | 26 |
| M•• F••• M••••••••• L•• CRD 157212 | New York, NY | asset manager | $5.3B | 0.0% | 0 | Not computed | 0 | 10 |
| D••••• P••••••• CRD 321820 | New York, NY | asset manager | $5.3B | 0.0% | 0 | Not computed | 0 | 14 |
| Z••••• P•••••••• L• CRD 165684 | New York, NY | asset manager | $5.2B | 0.0% | 0 | Not computed | 0 | 4 |
| S••••• H•••• I••••••••• M••••••••• L•• CRD 163427 | New York, NY | asset manager | $5.2B | 0.0% | 0 | Not computed | 1 | 2 |
| S••••••• I••••••••• L•• CRD 160843 | New York, NY | asset manager | $5.2B | 2.9% | 0 | Not computed | 0 | 12 |
| P•••• S••••••• P•••••••• L•• CRD 157551 | New York, NY | asset manager | $5.2B | 0.0% | 0 | Not computed | 1 | 18 |
| I••••••••• C•••••• I••••••••• P•••••••• L••• CRD 329155 | New York, NY | asset manager | $5.2B | 0.0% | 0 | Not computed | 0 | 10 |
| J•••••••• I••••••••• A••••••• L•• CRD 325421 | New York, NY | mixed wealth | $5.2B | 40% | 119 | $43.3M | 9 | 0 |
| A•••••• P••••••• N•••• A•••••• L•• CRD 283144 | New York, NY | asset manager | $5.1B | 0.0% | 0 | Not computed | 0 | 0 |
| N•• T••• C•••••• M••••••••• L• CRD 282219 | New York, NY | asset manager | $5.1B | 0.0% | 0 | Not computed | 0 | 3 |
| S•••• P•••••• E••••• P•••••••• L•• CRD 297886 | New York, NY | asset manager | $5.1B | 0.0% | 0 | Not computed | 0 | 22 |
| D••••••• C•••••• P••••••• L•• CRD 329842 | New York, NY | asset manager | $5.1B | 0.0% | 0 | Not computed | 1 | 17 |
| I•••• C•••••• P•••••••• L•• CRD 133738 | New York, NY | asset manager | $5.1B | 0.0% | 0 | Not computed | 1 | 4 |
| T••••••• B•••••• A•• R••••••••• A••••••• CRD 36026 | Rensselaer, NY | institutional | $5.1B | 0.0% | 7 | $723M | 0 | 0 |
| M•••••••• C••••••• L•• CRD 159894 | New York, NY | asset manager | $5.0B | 0.0% | 0 | Not computed | 0 | 3 |
| L•••• C•••••• G••••• L• CRD 138253 | New York, NY | asset manager | $5.0B | 0.0% | 0 | Not computed | 0 | 18 |
| M•• C•••••• P•••••••• L•• CRD 318983 | New York, NY | asset manager | $5.0B | 0.0% | 0 | Not computed | 0 | 10 |
| S•••• CRD 318493 | New York, NY | independent RIA | $5.0B | 97% | 190 | $26.3M | 126 | 0 |
| J•• M••••••••• CRD 313398 | New York, NY | other | $5.0B | 8.8% | 0 | Not computed | 0 | 19 |
| A••••••• S•••••• C••••••• L•• CRD 104880 | New York, NY | institutional | $5.0B | 0.0% | 6 | $830M | 3 | 0 |
| H•••• P••••••• CRD 155551 | New York, NY | asset manager | $5.0B | 0.0% | 0 | Not computed | 0 | 3 |
| A••••• C•••••• M••••••••• I•• L••• CRD 111845 | New York, NY | asset manager | $5.0B | 0.0% | 0 | Not computed | 3 | 28 |
| 2• G•••• M••••••••• L•• CRD 155480 | New York, NY | asset manager | $5.0B | 0.0% | 0 | Not computed | 0 | 2 |
| S•••••• I••••••••• G•••• L• CRD 160935 | New York, NY | asset manager | $4.9B | 0.0% | 0 | Not computed | 1 | 4 |
| S•••• CRD 226550 | New York, NY | independent RIA | $4.9B | 100% | 1 | $4.9B | 0 | 0 |
| G•••••• M••••••••• L•• CRD 168096 | New York, NY | other | $4.9B | 1.3% | 0 | Not computed | 2 | 8 |
| A•••••••• A••••••• M••••••••• L••••• CRD 108178 | New York, NY | asset manager | $4.9B | 0.0% | 0 | Not computed | 0 | 1 |
| S•••• R• I••••••••• S••••••••• I••• CRD 318811 | New York, NY | asset manager | $4.9B | 0.0% | 0 | Not computed | 0 | 4 |
| J• G•••••• • C••• L••• CRD 157465 | New York, NY | asset manager | $4.9B | 0.0% | 0 | Not computed | 1 | 2 |
| L•••• M••••••••• A•• C•••••• P••••••• L• CRD 287883 | New York, NY | asset manager | $4.9B | 0.0% | 0 | Not computed | 0 | 11 |
| T•••••• C•••••• A••••••• L• CRD 137295 | New York, NY | asset manager | $4.9B | 0.0% | 0 | Not computed | 0 | 16 |
| E••••• I••••• P••••••• L• CRD 282373 | New York, NY | asset manager | $4.9B | 0.0% | 0 | Not computed | 5 | 14 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.