DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
1,082 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Douglas Capital Management Inc CRD 106262 | Jacksonville, FL | mixed wealth | $295M | 20% | 3 | $98.4M | 0 | 0 |
| Carpenter, Claydon Advisors, Inc. CRD 143516 | Maitland, FL | independent RIA | $295M | 88% | 1 | $295M | 0 | 0 |
| Madden Advisory Services, Inc. CRD 112607 | Jacksonville, FL | independent RIA | $292M | 92% | 2 | $146M | 0 | 0 |
| T•••• E•• C•••••• M••••••••• L•• CRD 287819 | Miami Beach, FL | mixed wealth | $291M | 50% | 1 | $291M | 0 | 1 |
| C••• P•••••• C••••• M••••••••• L•• CRD 334020 | Miami, FL | asset manager | $290M | 0.0% | 0 | Not computed | 12 | 1 |
| O•• S•••• P••••••• L••••• CRD 163742 | Miami, FL | asset manager | $290M | 0.0% | 0 | Not computed | 0 | 4 |
| P•• P•••••• W••••• M••••••••• L•• CRD 282301 | Lutz, FL | independent RIA | $289M | 97% | 6 | $48.2M | 0 | 0 |
| Y••••••••• C•••••• P••••••• CRD 324681 | Gainesville, FL | asset manager | $289M | 0.0% | 0 | Not computed | 0 | 4 |
| S•••••• F•••••••• G••••• L•• CRD 310581 | Ponte Vedra Beach, FL | independent RIA | $287M | 100% | 2 | $143M | 1 | 0 |
| B•• A••••••• CRD 301667 | Miami, FL | asset manager | $286M | 0.0% | 0 | Not computed | 0 | 0 |
| N••••• L•• CRD 330231 | Boca Raton, FL | asset manager | $286M | 0.0% | 0 | Not computed | 0 | 15 |
| T•• H•••••• G••••• R••••••••• W••••• A•••••••• L•• CRD 326421 | Clearwater, FL | independent RIA | $286M | 99% | 3 | $95.4M | 0 | 0 |
| T•• P••••• K••••• C•••••• CRD 112983 | Jacksonville, FL | independent RIA | $285M | 100% | 2 | $143M | 0 | 0 |
| L••••••••• R••••••••• CRD 147403 | Ponte Vedra, FL | independent RIA | $285M | 100% | 1 | $285M | 0 | 0 |
| P•••••••• A•••• M••••••••• I•• CRD 108600 | Bradenton, FL | independent RIA | $284M | 98% | 2 | $142M | 0 | 0 |
| F•• W••••• M••••••••• L•• CRD 292050 | Miami, FL | mixed wealth | $284M | 32% | 3 | $94.6M | 2 | 0 |
| P•••••••• F••• M••••••••• P•••••••• L•• CRD 297635 | Palm Beach Gardens, FL | asset manager | $284M | 0.0% | 0 | Not computed | 0 | 15 |
| F•• C•••••• M••••••••• L•• CRD 290099 | Jacksonville, FL | asset manager | $283M | 0.0% | 0 | Not computed | 0 | 2 |
| C••••••••• CRD 326810 | Jacksonville, FL | independent RIA | $283M | 99% | 4 | $70.7M | 1 | 0 |
| P••• V••••• C•••••• M••••••••• CRD 299896 | Jacksonville Beach, FL | asset manager | $282M | 8.3% | 2 | $141M | 2 | 0 |
| S••••••••• P••••••••• L•• CRD 152429 | Clearwater, FL | independent RIA | $282M | 98% | 3 | $93.8M | 0 | 3 |
| S•••• A•••• M••••••••• C••• L•• CRD 127684 | Chiefland, FL | independent RIA | $281M | 99% | 3 | $93.7M | 0 | 0 |
| S•••• H•••• F••••••••• L•• CRD 143190 | Tallahassee, FL | independent RIA | $281M | 100% | 5 | $56.2M | 0 | 0 |
| H••••• C•••••• P••••••• L•• CRD 163718 | Palm Beach, FL | asset manager | $281M | 0.0% | 0 | Not computed | 0 | 6 |
| M•••••• I••••••••• A••••••• L•• CRD 316137 | Miami, FL | asset manager | $278M | 0.0% | 0 | Not computed | 0 | 11 |
| D•••• C•••••• M••••••••• L•• CRD 128350 | Maitland, FL | institutional | $277M | 0.0% | 6 | $46.2M | 0 | 0 |
| D••••••• P•••••••• M••••••••• I••• CRD 106918 | Tampa, FL | independent RIA | $277M | 100% | 16 | $17.3M | 13 | 0 |
| A•• M••••••••• L•• CRD 311281 | West Palm Beach, FL | asset manager | $276M | 0.0% | 0 | Not computed | 0 | 0 |
| C•••••• W••••• M••••••••• L••••• CRD 299782 | Clearwater, FL | independent RIA | $274M | 98% | 2 | $137M | 0 | 0 |
| P•••••• W••••• G••••• L•• CRD 128560 | Tampa, FL | independent RIA | $274M | 93% | 1 | $274M | 0 | 0 |
| A•••• Z••• L•• CRD 319050 | Boca Raton, FL | independent RIA | $270M | 96% | 10 | $27.0M | 4 | 0 |
| B••• F•••••••• S•••••••• L•• CRD 125444 | Winter Park, FL | independent RIA | $269M | 99% | 2 | $135M | 0 | 0 |
| L•• O••• C•••••• W••••• L•• CRD 340641 | Fort Lauderdale, FL | mixed wealth | $269M | 22% | 3 | $89.7M | 0 | 0 |
| D••• C•••••• M••••••••• CRD 328632 | Stuart, FL | asset manager | $269M | 0.0% | 0 | Not computed | 0 | 0 |
| R••••••••• C•••••• M••••••••• I•• CRD 109079 | Jacksonville, FL | independent RIA | $267M | 87% | 3 | $89.1M | 0 | 0 |
| L•• O••• C•••••• A•••••••• L•• CRD 175077 | Fort Lauderdale, FL | mixed wealth | $267M | 23% | 2 | $134M | 0 | 7 |
| W•• A•••••••• I•• CRD 300351 | Palm Beach Gardens, FL | independent RIA | $267M | 97% | 4 | $66.7M | 0 | 0 |
| R•••• M•••• P••••••• L•• CRD 332058 | Palm Beach Gardens, FL | asset manager | $265M | 0.0% | 0 | Not computed | 2 | 7 |
| S•••••• W••• W••••• M••••••••• I•• CRD 147075 | Winter Park, FL | independent RIA | $265M | 97% | 3 | $88.4M | 0 | 0 |
| I••••• A••••••• CRD 318958 | Coral Gables, FL | other | $265M | 6.6% | 2 | $132M | 0 | 0 |
| C•••••• I••••••••• C••••••• L•• CRD 322164 | Winter Park, FL | asset manager | $263M | 0.0% | 0 | Not computed | 1 | 41 |
| S•••• W••••• P•••••••• L•• CRD 305758 | Boca Raton, FL | independent RIA | $263M | 100% | 1 | $263M | 1 | 0 |
| W••••••••• F•••••••• A••••••• L•• CRD 325012 | Fort Myers, FL | independent RIA | $262M | 96% | 3 | $87.5M | 0 | 0 |
| U••••• W••••• M••••••••• L•• CRD 300266 | Coconut Creek, FL | independent RIA | $261M | 94% | 2 | $131M | 0 | 0 |
| F•••••••• D•••••• W••••• M••••••••• CRD 314520 | Miami, FL | independent RIA | $261M | 66% | 3 | $87.1M | 0 | 0 |
| T•••••••• F•••••••• A•••••••• L•• CRD 108426 | Jacksonville, FL | independent RIA | $261M | 100% | 5 | $52.2M | 0 | 0 |
| B••••• G••••••••• W••••• M••••••••• CRD 331683 | South Miami, FL | independent RIA | $260M | 100% | 4 | $65.0M | 1 | 0 |
| D•••• C•••••• M••••••••• CRD 149014 | Jacksonville, FL | independent RIA | $259M | 100% | 4 | $64.8M | 0 | 0 |
| A••• F•••••• A•• C••••••• I••• CRD 137404 | Jupiter, FL | independent RIA | $259M | 100% | 2 | $129M | 0 | 0 |
| G•••••••• C•••••• M••••••••• L•• CRD 160088 | Miami Beach, FL | asset manager | $258M | 0.0% | 0 | Not computed | 0 | 2 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.