DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
1,078 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Legacy Consulting Group CRD 108541 | Plano, TX | independent RIA | $379M | 94% | 4 | $94.7M | 0 | 0 |
| Concorde Investment Management CRD 105237 | Dallas, TX | independent RIA | $376M | 82% | 4 | $94.1M | 0 | 0 |
| Cultivar Capital, Inc. CRD 160145 | Denton, TX | independent RIA | $375M | 82% | 2 | $188M | 1 | 0 |
| K• C•••••• M••••••••• L••• CRD 132887 | Austin, TX | independent RIA | $374M | 80% | 4 | $93.6M | 1 | 0 |
| J•••••• C•••••• I••••••••• M••••••••• L••• CRD 312630 | Houston, TX | asset manager | $371M | 0.0% | 1 | $371M | 0 | 2 |
| O•••••••• W••••• A••••••• CRD 115009 | Fort Worth, TX | independent RIA | $368M | 98% | 9 | $40.9M | 2 | 0 |
| R••••• A••••••• CRD 300477 | Austin, TX | independent RIA | $368M | 95% | 4 | $91.9M | 0 | 0 |
| U•••• P••••••• CRD 322847 | Dallas, TX | asset manager | $367M | 0.0% | 0 | Not computed | 1 | 3 |
| M• E• A•••••• • C••• I••• CRD 1047 | San Antonio, TX | independent RIA | $366M | 83% | 11 | $33.3M | 1 | 0 |
| O•• H•••••• P••••••• M••••••••• L• CRD 316961 | Austin, TX | asset manager | $366M | 0.0% | 0 | Not computed | 0 | 2 |
| F•••••••• L••• A••••••• CRD 128502 | San Antonio, TX | independent RIA | $366M | 97% | 7 | $52.3M | 0 | 0 |
| C••••• W••••• A••••••• L•• CRD 148518 | Houston, TX | independent RIA | $366M | 96% | 5 | $73.3M | 5 | 0 |
| H••••• W••••• G•••• L•• CRD 340589 | Houston, TX | independent RIA | $366M | 92% | 2 | $183M | 0 | 0 |
| B••••••• A•••• M••••••••• L•• CRD 150407 | B•••••••, TX | independent RIA | $365M | 94% | 3 | $122M | 3 | 0 |
| T• P•••••• W••••• CRD 167818 | Southlake, TX | independent RIA | $364M | 100% | 4 | $91.1M | 1 | 0 |
| S•••••• W••••• M••••••••• L•• CRD 312686 | Fort Worth, TX | independent RIA | $364M | 100% | 4 | $91.1M | 0 | 0 |
| G••••••••• S•••• C•••••• M••••••••• L•• CRD 150434 | Dallas, TX | independent RIA | $363M | 100% | 4 | $90.8M | 0 | 0 |
| C•••••••• P•••••• W••••• L•• CRD 304170 | Boerne, TX | independent RIA | $363M | 100% | 3 | $121M | 1 | 0 |
| T•• W••••• M••••••••• CRD 323123 | Houston, TX | independent RIA | $359M | 98% | 3 | $120M | 0 | 0 |
| R•••••••• O••••••••• C••••••• L•• CRD 118484 | Dallas, TX | asset manager | $359M | 0.0% | 3 | $120M | 0 | 2 |
| L•••••• F•••••••• C••••••••• CRD 114276 | Plano, TX | independent RIA | $359M | 98% | 2 | $179M | 0 | 0 |
| H••••••• W••••• M••••••••• CRD 122394 | Houston, TX | independent RIA | $358M | 100% | 6 | $59.6M | 0 | 0 |
| M••••••• C•••••• M••••••••• CRD 114531 | Lubbock, TX | independent RIA | $358M | 77% | 3 | $119M | 0 | 2 |
| S•••• O•• W••••• M••••••••• L•• CRD 288217 | San Antonio, TX | independent RIA | $356M | 96% | 4 | $88.9M | 1 | 0 |
| H••••••• R••••••••• A•••••••• L•• CRD 165191 | Colleyville, TX | independent RIA | $351M | 90% | 3 | $117M | 0 | 0 |
| N••••• I••••••••• M••••••••• L••• CRD 132975 | Austin, TX | asset manager | $351M | 0.0% | 0 | Not computed | 0 | 5 |
| E•••••• W••••• M••••••••• CRD 305031 | Cedar Park, TX | independent RIA | $349M | 100% | 8 | $43.7M | 3 | 0 |
| M•••••• F••••• F••••••••• L•• CRD 319311 | Fort Worth, TX | independent RIA | $348M | 100% | 2 | $174M | 1 | 0 |
| C••••••••• C•••••• A••••••• CRD 322366 | Irving, TX | independent RIA | $347M | 85% | 5 | $69.5M | 0 | 4 |
| G•• W••••• M••••••••• I••• CRD 145049 | Houston, TX | independent RIA | $346M | 71% | 10 | $34.6M | 0 | 0 |
| V•••••• M••••••••• L•• CRD 313345 | Dallas, TX | asset manager | $346M | 0.0% | 0 | Not computed | 0 | 8 |
| R•• W••••• M••••••••• CRD 304735 | Houston, TX | independent RIA | $345M | 96% | 5 | $69.0M | 0 | 0 |
| C••••••• A•••••• G••••• I••• CRD 115974 | Plano, TX | independent RIA | $344M | 62% | 18 | $19.1M | 1 | 0 |
| A•••••• A•••••••• L•• CRD 335130 | Austin, TX | asset manager | $343M | 0.0% | 3 | $114M | 1 | 38 |
| C•••••• A••••••• G•••• CRD 334565 | Texarkana, TX | independent RIA | $341M | 96% | 4 | $85.3M | 0 | 0 |
| C•• S•• A••••••• CRD 325164 | Houston, TX | other | $341M | 13% | 4 | $85.2M | 2 | 0 |
| E•••••• A•••••••• L••• CRD 115371 | West Lake Hills, TX | independent RIA | $340M | 93% | 8 | $42.5M | 0 | 0 |
| R•• R••••••••• P••• A••••••• CRD 319220 | Austin, TX | institutional | $336M | 0.0% | 4 | $84.1M | 0 | 0 |
| L••••••• R••••••••• I••••••••• A•••••••• L•• CRD 144200 | Lubbock, TX | independent RIA | $336M | 99% | 11 | $30.6M | 10 | 0 |
| C•••••• I•••• CRD 114352 | Dallas, TX | independent RIA | $336M | 78% | 5 | $67.2M | 2 | 0 |
| F•••• D••••• S••••••••• I••• CRD 24549 | D•••••, TX | independent RIA | $336M | 85% | 7 | $48.0M | 0 | 0 |
| T•• M••••• F•••••••• G••••• L•• CRD 299404 | Houston, TX | independent RIA | $335M | 98% | 2 | $168M | 0 | 0 |
| T••••••••• A•••••••• L•• CRD 142438 | Katy, TX | independent RIA | $335M | 100% | 2 | $168M | 0 | 0 |
| A••••••••• W••••• A••••••• CRD 337220 | Fort Worth, TX | independent RIA | $335M | 100% | 3 | $112M | 0 | 0 |
| D••••••• W••••• M••••••••• L•• CRD 291068 | Taylor, TX | independent RIA | $333M | 98% | 3 | $111M | 0 | 0 |
| H••••• P•••••••• L•• CRD 289744 | Austin, TX | asset manager | $331M | 0.0% | 0 | Not computed | 1 | 5 |
| F••••• F••••••••• L•• CRD 170041 | Dallas, TX | independent RIA | $330M | 98% | 5 | $65.9M | 0 | 0 |
| T•••••••• C•••••• M••••••••• CRD 162322 | Austin, TX | asset manager | $329M | 0.0% | 0 | Not computed | 0 | 2 |
| A••••••• W••••• M••••••••• L•• CRD 152590 | West Lake Hills, TX | independent RIA | $327M | 100% | 4 | $81.7M | 1 | 0 |
| R•••••••• C•••••• M••••••••• L•• CRD 318997 | Dallas, TX | asset manager | $326M | 0.0% | 0 | Not computed | 0 | 3 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.