DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Griffis Residential Investment Advisor CRD 166201 | Greenwood Village, CO | asset manager | $1.9B | 0.0% | 0 | n/a | 0 | 11 |
| Mainline West Fund Manager LLC CRD 147532 | Denver, CO | mixed wealth | $1.8B | 24% | 4 | $443M | 0 | 7 |
| Resource Capital Funds CRD 161007 | Denver, CO | asset manager | $1.8B | 0.0% | 0 | n/a | 3 | 12 |
| Corundum Group, Inc. CRD 106490 | Colorado Springs, CO | mixed wealth | $1.7B | 34% | 6 | $282M | 0 | 16 |
| Buck Wealth Strategies, LLC CRD 322138 | Denver, CO | independent RIA | $1.6B | 54% | 48 | $34.2M | 15 | 0 |
| Delta-V Capital, LLC CRD 161800 | Denver, CO | asset manager | $1.6B | 0.0% | 2 | $784M | 0 | 25 |
| Lab Quantitative Strategies, LLC CRD 312409 | Denver, CO | asset manager | $1.6B | 0.0% | 0 | n/a | 0 | 3 |
| Townsend CRD 113681 | Westminster, CO | independent RIA | $1.5B | 100% | 18 | $84.5M | 2 | 0 |
| Frontrange Capital Advisers, LLC CRD 162388 | Denver, CO | asset manager | $1.5B | 0.0% | 0 | n/a | 0 | 20 |
| Platte River Equity CRD 160667 | Denver, CO | asset manager | $1.5B | 0.0% | 0 | n/a | 0 | 15 |
| Class Vi Family Office, LLC CRD 285035 | Denver, CO | independent RIA | $1.5B | 99% | 8 | $187M | 0 | 0 |
| Mountaingate Management Co., LLC CRD 294899 | Denver, CO | asset manager | $1.5B | 0.0% | 0 | n/a | 0 | 13 |
| The Institute CRD 127207 | Denver, CO | independent RIA | $1.4B | 97% | 13 | $105M | 6 | 2 |
| Capital Investment Counsel, LLC CRD 328472 | Denver, CO | independent RIA | $1.4B | 93% | 5 | $270M | 2 | 0 |
| Paragon Capital Management CRD 105147 | Denver, CO | independent RIA | $1.3B | 100% | 5 | $263M | 0 | 0 |
| Swan Capital Management, LLC CRD 164280 | Durango, CO | asset manager | $1.3B | 0.0% | 0 | n/a | 0 | 0 |
| Redefine Ventures LLC CRD 323691 | Boulder, CO | asset manager | $1.3B | 0.0% | 0 | n/a | 0 | 33 |
| Ophir Asset Management US LLC CRD 312619 | Denver, CO | asset manager | $1.3B | 0.0% | 0 | n/a | 1 | 0 |
| Wynkoop LLC CRD 150018 | Greenwood Village, CO | asset manager | $1.2B | 0.0% | 0 | n/a | 2 | 4 |
| Sagard Real Estate Advisors CRD 167125 | Denver, CO | asset manager | $1.2B | 0.0% | 0 | n/a | 1 | 23 |
| Sachem Hill LLC CRD 174210 | Denver, CO | independent RIA | $1.2B | 81% | 4 | $296M | 0 | 5 |
| Crusonia Wealth Advisors LLC CRD 330057 | Denver, CO | independent RIA | $1.2B | 99% | 15 | $78.6M | 3 | 0 |
| Bow River Advisers, LLC CRD 325285 | Denver, CO | asset manager | $1.2B | 0.0% | 0 | n/a | 0 | 0 |
| Ibex Investors LLC CRD 126496 | Denver, CO | asset manager | $1.2B | 0.0% | 1 | $1.2B | 1 | 20 |
| Aether Investment Partners, LLC CRD 149742 | Littleton, CO | asset manager | $1.1B | 0.0% | 0 | n/a | 1 | 8 |
| Sharkey Howes & Javer Inc CRD 106050 | Denver, CO | independent RIA | $1.1B | 91% | 10 | $113M | 0 | 0 |
| Schaefer Financial Management, Inc. CRD 110110 | Centennial, CO | independent RIA | $1.1B | 100% | 8 | $139M | 0 | 0 |
| Heirloom Wealth Management LLC CRD 292277 | Greenwood Village, CO | independent RIA | $1.1B | 88% | 19 | $58.3M | 1 | 0 |
| Crest Rock Partners CRD 305101 | Denver, CO | asset manager | $1.1B | 0.0% | 0 | n/a | 0 | 4 |
| Bruni J V & Co CRD 106644 | Colorado Springs, CO | independent RIA | $1.1B | 82% | 1 | $1.1B | 0 | 0 |
| Mattern Capital Management, LLC CRD 299342 | Lakewood, CO | independent RIA | $1.1B | 97% | 8 | $134M | 1 | 0 |
| Dream U.S. Manager LLC CRD 314547 | Denver, CO | asset manager | $1.0B | 0.0% | 0 | n/a | 1 | 1 |
| Peak Asset Management, LLC CRD 106944 | Louisville, CO | independent RIA | $1.0B | 97% | 14 | $72.2M | 0 | 0 |
| Bayswater Management Company LP CRD 285290 | Denver, CO | asset manager | $991M | 0.0% | 0 | n/a | 0 | 6 |
| Semper Augustus Investments Group LLC CRD 108153 | Highlands Ranch, CO | independent RIA | $982M | 72% | 2 | $491M | 1 | 1 |
| Maia Wealth CRD 292817 | Denver, CO | independent RIA | $973M | 99% | 42 | $23.2M | 8 | 0 |
| Elk River Wealth Management LLC CRD 307263 | Denver, CO | independent RIA | $971M | 92% | 1 | $971M | 2 | 0 |
| Uniting Wealth Partners CRD 332317 | Denver, CO | independent RIA | $935M | 85% | 16 | $58.4M | 5 | 0 |
| Mountain Capital Investment Advisors Inc CRD 156660 | Westminster, CO | independent RIA | $929M | 100% | 16 | $58.1M | 4 | 0 |
| Sprinkle Financial Consultants LLC CRD 112227 | Littleton, CO | independent RIA | $926M | 99% | 3 | $309M | 0 | 0 |
| Fi401k Advisors CRD 168408 | Centennial, CO | institutional | $915M | 0.0% | 2 | $457M | 0 | 0 |
| First Affirmative Financial Network LLC CRD 109036 | Colorado Springs, CO | independent RIA | $905M | 98% | 13 | $69.6M | 9 | 0 |
| The Millstone Evans Group, LLC CRD 311142 | Boulder, CO | independent RIA | $893M | 98% | 7 | $128M | 1 | 0 |
| Icon Advisers, Inc. CRD 108268 | Greenwood Village, CO | other | $876M | 11% | 3 | $292M | 0 | 0 |
| Gill Capital Partners CRD 14559 | Denver, CO | independent RIA | $862M | 77% | 10 | $86.2M | 0 | 1 |
| Bason Asset Management CRD 165450 | Lakewood, CO | independent RIA | $849M | 99% | 2 | $424M | 2 | 0 |
| Manna Tree Partners, LLC CRD 299654 | Denver, CO | asset manager | $816M | 0.0% | 0 | n/a | 1 | 12 |
| Forum Capital Advisors LLC CRD 297582 | Denver, CO | asset manager | $815M | 0.0% | 1 | $815M | 0 | 5 |
| Kozak & Tripp Private Asset Management, Inc. CRD 298353 | Highlands Ranch, CO | independent RIA | $813M | 98% | 3 | $271M | 0 | 0 |
| Investment Management Associates CRD 110900 | Greenwood Village, CO | independent RIA | $810M | 89% | 3 | $270M | 0 | 0 |
356 advisers match.