DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Aspyre Wealth Partners CRD 107212 | Overland Park, KS | independent RIA | $668M | 100% | 9 | $74.3M | 0 | 0 |
| Bcwm CRD 144748 | Overland Park, KS | independent RIA | $665M | 100% | 7 | $95.0M | 0 | 0 |
| 503 Capital Partners, LLC CRD 327580 | Leawood, KS | mixed wealth | $636M | 34% | 0 | n/a | 0 | 8 |
| C•••••• F•••••••• CRD 295907 | Topeka, KS | independent RIA | $632M | 100% | 11 | $57.5M | 4 | 0 |
| S•••••• F••••••••• L•• CRD 134530 | Overland Park, KS | independent RIA | $611M | 58% | 2 | $306M | 0 | 0 |
| E••••••• P•••••• W•••••• I••• CRD 313053 | Topeka, KS | independent RIA | $595M | 95% | 11 | $54.1M | 4 | 0 |
| M•••••• W••••• M••••••••• L•• CRD 304520 | Lawrence, KS | independent RIA | $579M | 96% | 4 | $145M | 0 | 0 |
| W••••••• I••••••••• A••••••• CRD 281742 | Mission, KS | independent RIA | $572M | 98% | 3 | $191M | 1 | 0 |
| M•••••• F•••••••• G•••• L•• CRD 175288 | Overland Park, KS | independent RIA | $566M | 98% | 11 | $51.5M | 1 | 0 |
| P•• R••••••••• C••••••••• CRD 304989 | Overland Park, KS | institutional | $559M | 0.0% | 1 | $559M | 0 | 0 |
| P•••••• A•••••••• L•• CRD 339211 | Leawood, KS | other | $554M | 0.0% | 10 | $55.4M | 3 | 0 |
| S••••• F•••••••• S•••••••• I••• CRD 105807 | Overland Park, KS | independent RIA | $514M | 81% | 8 | $64.2M | 3 | 0 |
| G•••• R•••• C••••••• L•• CRD 164294 | Mission Woods, KS | asset manager | $495M | 0.0% | 0 | n/a | 0 | 2 |
| R••••••• A••••••• I•• CRD 107699 | Wichita, KS | independent RIA | $491M | 53% | 5 | $98.1M | 0 | 0 |
| P••••••• P••••••• L•• CRD 328865 | Overland Park, KS | mixed wealth | $489M | 23% | 5 | $97.8M | 0 | 0 |
| Y•••• W••••• M••••••••• I••• CRD 109413 | Overland Park, KS | independent RIA | $467M | 100% | 2 | $234M | 0 | 0 |
| A•• W••••• A•••••••• L•• CRD 146796 | Wichita, KS | independent RIA | $456M | 57% | 6 | $76.1M | 1 | 0 |
| N••• R• W•••••• I••• CRD 169574 | Overland Park, KS | independent RIA | $453M | 94% | 5 | $90.5M | 0 | 0 |
| E•• P•••••••• P•••••••• I••• CRD 128366 | Leawood, KS | independent RIA | $431M | 97% | 4 | $108M | 1 | 0 |
| P••••••••• F•••••••• A•••••••• L•• CRD 124839 | Overland Park, KS | mixed wealth | $428M | 43% | 4 | $107M | 0 | 0 |
| M••••• I••••••••• G••••• L•• CRD 334248 | Wichita, KS | independent RIA | $416M | 100% | 3 | $139M | 3 | 0 |
| W•••••••• C•••••• A••••••• CRD 155414 | Mission Woods, KS | asset manager | $415M | 0.0% | 2 | $208M | 0 | 3 |
| C••••• F•••••••• CRD 168203 | Lenexa, KS | independent RIA | $411M | 100% | 39 | $10.5M | 31 | 0 |
| L••••• I••••••••• P•••••••• L•• CRD 133014 | Overland Park, KS | independent RIA | $403M | 98% | 3 | $134M | 0 | 0 |
| M• W••••• A•••••••• L•• CRD 322617 | Overland Park, KS | independent RIA | $394M | 100% | 3 | $131M | 0 | 0 |
| S•• F•••••••• S•••••••• I••• CRD 110471 | Overland Park, KS | independent RIA | $392M | 89% | 4 | $98.1M | 1 | 0 |
| O•• A••••••• P•••••••• L•• CRD 161614 | Overland Park, KS | independent RIA | $370M | 100% | 7 | $52.8M | 0 | 0 |
| F•••••• F•••••••• A•••••••• L•• CRD 145799 | Overland Park, KS | independent RIA | $323M | 81% | 5 | $64.5M | 0 | 0 |
| W••••••• P•••••• W••••• M••••••••• I••• CRD 113761 | Overland Park, KS | independent RIA | $310M | 98% | 5 | $61.9M | 7 | 0 |
| G••••• P•••••• W••••• CRD 323208 | Wichita, KS | independent RIA | $308M | 76% | 4 | $76.9M | 0 | 0 |
| R••••••••• P••••••••• L•• CRD 330289 | Lawrence, KS | independent RIA | $290M | 67% | 2 | $145M | 0 | 0 |
| S•••• S••••••••• L•• CRD 129755 | Overland Park, KS | independent RIA | $285M | 100% | 9 | $31.6M | 0 | 0 |
| C••••••••• A••••••• G••••• L•• CRD 324181 | Overland Park, KS | independent RIA | $276M | 95% | 5 | $55.3M | 0 | 0 |
| N••••••• I••••••••• A••••••• CRD 316321 | Leawood, KS | independent RIA | $273M | 97% | 5 | $54.7M | 7 | 0 |
| O•• F•••••••• S•••••••• I••• CRD 23940 | Topeka, KS | independent RIA | $271M | 77% | 28 | $9.7M | 4 | 0 |
| C••••••••• A••••••• CRD 114510 | Topeka, KS | independent RIA | $265M | 100% | 3 | $88.4M | 0 | 0 |
| V••••••••• L•• CRD 309043 | Leawood, KS | independent RIA | $261M | 98% | 3 | $86.9M | 1 | 0 |
| S••••••• F••••• O••••• CRD 331394 | Overland Park, KS | independent RIA | $259M | 87% | 4 | $64.9M | 0 | 0 |
| D•••••• W••••• M••••••••• L•• CRD 317580 | Lenexa, KS | independent RIA | $257M | 100% | 4 | $64.3M | 1 | 0 |
| M•••• W••••• M••••••••• CRD 328005 | Overland Park, KS | independent RIA | $250M | 100% | 2 | $125M | 0 | 0 |
| T•• C•••••• A•••••••• L•• CRD 326208 | Overland Park, KS | asset manager | $244M | 0.0% | 0 | n/a | 1 | 1 |
| R••••••••• T•• A•• W••••• A•••••••• I••• CRD 284394 | Topeka, KS | independent RIA | $243M | 97% | 8 | $30.4M | 1 | 0 |
| E•••••• W••••• M••••••••• CRD 133823 | Leawood, KS | independent RIA | $237M | 100% | 1 | $237M | 0 | 0 |
| R••••••••• F••••••••• I••• CRD 114067 | Lawrence, KS | independent RIA | $234M | 80% | 6 | $39.0M | 1 | 0 |
| D••••••• CRD 145851 | Overland Park, KS | other | $228M | 0.0% | 9 | $25.4M | 0 | 1 |
| T•• P••••••••• G•••• CRD 175294 | Lawrence, KS | independent RIA | $225M | 99% | 2 | $113M | 0 | 0 |
| C•••• A•••••••• L•• CRD 312547 | Overland Park, KS | independent RIA | $220M | 82% | 16 | $13.8M | 8 | 0 |
| I•••••• F•••••••• S••••••• CRD 147518 | Overland Park, KS | independent RIA | $214M | 100% | 9 | $23.8M | 3 | 0 |
| C••••••••• S••••••••• L•• CRD 140379 | Overland Park, KS | independent RIA | $210M | 100% | 10 | $21.0M | 3 | 0 |
| I•••••• CRD 174890 | Seneca, KS | mixed wealth | $199M | 28% | 3 | $66.2M | 1 | 0 |
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134 advisers match.