DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Westfield Capital Management Company, L.P. CRD 146990 | Boston, MA | other | $30B | 6.8% | 1 | $30B | 0 | 2 |
| Berkshire Partners LLC CRD 160675 | Boston, MA | asset manager | $29B | 0.0% | 0 | n/a | 2 | 26 |
| Mdt Advisers, A Division Of Federated Mdta LLC CRD 109355 | Boston, MA | asset manager | $26B | 3.8% | 206 | $126M | 1 | 0 |
| T•• B•••••• G••••• L••••• CRD 109530 | Boston, MA | asset manager | $25B | 0.0% | 0 | n/a | 0 | 12 |
| M•• I••••••••• A•••••••• L•• CRD 169568 | Springfield, MA | asset manager | $25B | 0.0% | 0 | n/a | 1 | 0 |
| I••••••••• W••••• C••••••• L•• CRD 284656 | Waltham, MA | independent RIA | $24B | 97% | 473 | $49.8M | 120 | 0 |
| L••••••••• I••••••••• M••••••••• C•• L•• CRD 104945 | Boston, MA | institutional | $23B | 1.0% | 0 | n/a | 0 | 0 |
| C•••••• A••••••• G••••• I•• CRD 112000 | Boston, MA | other | $23B | 0.1% | 6 | $3.8B | 2 | 0 |
| T•• M••••••• V••• L•• CRD 171042 | Boston, MA | asset manager | $21B | 0.0% | 0 | n/a | 0 | 26 |
| C••••••••• C•••••• P•••••••• L•• CRD 160256 | Boston, MA | asset manager | $21B | 0.0% | 0 | n/a | 1 | 50 |
| A•••• P•••••• E••••• CRD 160483 | Boston, MA | asset manager | $20B | 0.0% | 0 | n/a | 4 | 38 |
| R•• W••••• P••••••• CRD 156984 | Boston, MA | independent RIA | $20B | 93% | 73 | $271M | 5 | 0 |
| B•••••••• P••••••• A•••••••• L•• CRD 161374 | Boston, MA | asset manager | $19B | 0.0% | 0 | n/a | 2 | 4 |
| G•••• H••• P••••••• CRD 158158 | Boston, MA | asset manager | $19B | 0.0% | 0 | n/a | 1 | 50 |
| F••••••• D••••••••• S•••••••• L•• CRD 315088 | Boston, MA | asset manager | $19B | 0.0% | 0 | n/a | 5 | 12 |
| M•••••••• I••••••••• CRD 165899 | Boston, MA | asset manager | $18B | 0.0% | 0 | n/a | 0 | 8 |
| M•••••••• C•••••• M••••••••• L•• CRD 169258 | Boston, MA | other | $18B | 0.1% | 0 | n/a | 0 | 4 |
| R• C•••••• M••••••••• L• CRD 160174 | Boston, MA | asset manager | $16B | 0.0% | 0 | n/a | 2 | 6 |
| B••• C•••••• A•••• M••••••••• L• CRD 183517 | Boston, MA | asset manager | $16B | 0.0% | 0 | n/a | 0 | 43 |
| B•••••• M••••••••• C•••• CRD 160921 | Boston, MA | asset manager | $16B | 0.0% | 0 | n/a | 3 | 60 |
| W•••• A•••• M••••••••• CRD 155564 | Boston, MA | asset manager | $16B | 0.0% | 0 | n/a | 3 | 2 |
| B••••••••• P••••••• CRD 152802 | Waltham, MA | independent RIA | $15B | 97% | 90 | $170M | 4 | 9 |
| C• A•••••••• L•• CRD 310873 | Boston, MA | independent RIA | $15B | 95% | 94 | $162M | 24 | 4 |
| A••• P••••••• I•• L•• CRD 161154 | Boston, MA | asset manager | $15B | 0.0% | 0 | n/a | 2 | 29 |
| C••••••• A•••• M••••••••• C••••••• L•• CRD 105161 | Boston, MA | mixed wealth | $14B | 48% | 16 | $887M | 1 | 0 |
| A••••• C•••••• M••••••••• L••• CRD 155729 | Boston, MA | asset manager | $14B | 0.0% | 0 | n/a | 1 | 8 |
| M••••• U• CRD 300152 | Boston, MA | asset manager | $14B | 0.0% | 0 | n/a | 2 | 0 |
| A••••••• C•••••• P•••••••• L•• CRD 161228 | Boston, MA | asset manager | $14B | 0.0% | 0 | n/a | 0 | 16 |
| B••••••••• L••• S••••••• A••••••• L••••• CRD 304477 | Cambridge, MA | asset manager | $13B | 0.0% | 0 | n/a | 0 | 9 |
| R•••••••• CRD 156630 | Boston, MA | asset manager | $13B | 0.0% | 0 | n/a | 3 | 39 |
| I•••••• M••••••••• L•• CRD 168741 | Boston, MA | asset manager | $13B | 0.0% | 0 | n/a | 4 | 40 |
| W•••• R••• C•••••• M••••••••• CRD 140746 | Boston, MA | asset manager | $13B | 0.0% | 0 | n/a | 0 | 8 |
| A••••••• I••••••••• A•••••••• L•• CRD 120632 | Needham, MA | institutional | $13B | 0.0% | 42 | $309M | 0 | 0 |
| L•••••• W•••••• • C••••••• F•••••••• A•••••••• L•• CRD 107153 | Boston, MA | independent RIA | $13B | 95% | 10 | $1.3B | 0 | 0 |
| F•••• E•••• A••••••••• C•••••• L•• CRD 150900 | Boston, MA | asset manager | $13B | 0.0% | 0 | n/a | 2 | 70 |
| A••••••• P•••••••• I••• CRD 110049 | Boston, MA | other | $13B | 18% | 31 | $405M | 0 | 0 |
| M•• P••••••• M••••••••• L• CRD 291755 | Boston, MA | asset manager | $12B | 0.0% | 0 | n/a | 0 | 1 |
| I••••••••• R••• E••••• C••••••••• CRD 112332 | Boston, MA | asset manager | $12B | 0.0% | 0 | n/a | 10 | 0 |
| S••••••• P•••••• A•••••••• L••• CRD 109901 | Wakefield, MA | institutional | $12B | 9.5% | 54 | $221M | 23 | 0 |
| B•• M••••• E•• I••••••••• A••••••• L•• CRD 306148 | Boston, MA | asset manager | $11B | 0.0% | 0 | n/a | 2 | 0 |
| B•••••••• I••••••••• A••••••• L•• CRD 115324 | Boston, MA | asset manager | $11B | 0.0% | 0 | n/a | 0 | 24 |
| S••••••• K••••• K••••••• L•• CRD 127304 | Boston, MA | other | $11B | 14% | 2 | $5.4B | 0 | 58 |
| W•••••• E••••• P•••••••• L••• CRD 156729 | Waltham, MA | asset manager | $10B | 0.0% | 0 | n/a | 2 | 27 |
| S••••••• K••••• L•• CRD 128244 | Boston, MA | asset manager | $10B | 0.0% | 18 | $564M | 0 | 0 |
| C••••• I••••••••• A••••••• CRD 106109 | Boston, MA | independent RIA | $10B | 94% | 15 | $670M | 0 | 3 |
| B••• C•••••• R••• E•••••• L• CRD 291809 | Boston, MA | asset manager | $10.0B | 0.0% | 0 | n/a | 2 | 23 |
| M••••• I••••••••• G•••• I•• CRD 110601 | Westwood, MA | institutional | $10.0B | 0.0% | 0 | n/a | 5 | 1 |
| W•••• • F••••• L•• CRD 115119 | Boston, MA | independent RIA | $9.9B | 83% | 5 | $2.0B | 0 | 2 |
| B••• C•••••• V•••••••• L• CRD 145652 | Boston, MA | asset manager | $9.8B | 0.0% | 0 | n/a | 3 | 20 |
| F• L• P••••• I••••••••• M••••••••• C•• CRD 106223 | Lynnfield, MA | independent RIA | $9.7B | 78% | 79 | $123M | 14 | 0 |
The rest of the firm names are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
627 advisers match.