DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Lunt Capital Management Inc. CRD 125183 | Holladay, UT | mixed wealth | $601M | 20% | 3 | $200M | 0 | 0 |
| Lone Peak Global Investors, LLC CRD 153956 | Alpine, UT | mixed wealth | $598M | 22% | 6 | $99.7M | 0 | 0 |
| Squire Wealth Advisors CRD 117750 | Orem, UT | independent RIA | $587M | 73% | 12 | $48.9M | 2 | 0 |
| L•• M••••••••• L•• CRD 173481 | Salt Lake City, UT | asset manager | $585M | 0.0% | 0 | n/a | 0 | 4 |
| A•••• W••••• A••••••• CRD 286087 | Logan, UT | independent RIA | $566M | 86% | 10 | $56.6M | 1 | 12 |
| J••••••• C•••••• M••••••••• CRD 116085 | Salt Lake City, UT | independent RIA | $563M | 99% | 3 | $188M | 0 | 0 |
| N•••• F•••••••• P•••••••• L•• CRD 173534 | Salt Lake City, UT | independent RIA | $559M | 90% | 5 | $112M | 2 | 0 |
| A••••••• W••••• A•••••••• L•• CRD 314668 | Centerville, UT | independent RIA | $552M | 100% | 11 | $50.2M | 0 | 0 |
| H•• V•••••••• L•• CRD 317143 | Park City, UT | asset manager | $551M | 0.0% | 0 | n/a | 0 | 0 |
| C•••••••• CRD 327688 | Logan, UT | asset manager | $547M | 0.0% | 3 | $182M | 0 | 2 |
| C••••••• H••••••••• C••••••• L•• CRD 282387 | Salt Lake City, UT | asset manager | $533M | 0.0% | 0 | n/a | 0 | 7 |
| N••••••• P•••••• W•••••• L•• CRD 170774 | Draper, UT | independent RIA | $529M | 100% | 7 | $75.6M | 2 | 0 |
| P••••••• W••••• S••••••• I••• CRD 288620 | South Ogden, UT | independent RIA | $529M | 93% | 4 | $132M | 0 | 0 |
| F•••••••• A•••••••• L•• CRD 104189 | Cottonwood Heights, UT | institutional | $520M | 0.3% | 2 | $260M | 0 | 0 |
| F•••••••• N•••••• W••••• A••••••• L•• CRD 318842 | Murray, UT | independent RIA | $515M | 89% | 7 | $73.6M | 2 | 0 |
| P••••••• W••••• A••••••• CRD 329313 | Holladay, UT | independent RIA | $509M | 78% | 11 | $46.3M | 3 | 0 |
| D•••••• A••••••• CRD 149559 | Salt Lake City, UT | independent RIA | $504M | 96% | 8 | $63.0M | 1 | 0 |
| E••••••• C•••••• A•••••••• L•• CRD 226721 | Draper, UT | independent RIA | $499M | 100% | 21 | $23.8M | 10 | 0 |
| W•••••• H••••• P••••••• CRD 335443 | Salt Lake City, UT | asset manager | $495M | 0.0% | 0 | n/a | 0 | 4 |
| T••••• A••••••• I•• CRD 107539 | Salt Lake City, UT | independent RIA | $478M | 82% | 2 | $239M | 0 | 0 |
| C•••• C•••••• A••••••• L•• CRD 171306 | Draper, UT | independent RIA | $473M | 77% | 8 | $59.1M | 0 | 0 |
| O•• L••• A••••••• CRD 140612 | Centerville, UT | independent RIA | $446M | 84% | 9 | $49.6M | 1 | 0 |
| L••••• W••••• M••••••••• CRD 104961 | Salt Lake City, UT | independent RIA | $445M | 100% | 3 | $148M | 0 | 0 |
| S•••••• F•••••••• S••••••• I•• CRD 110870 | Salt Lake City, UT | independent RIA | $397M | 99% | 6 | $66.1M | 0 | 0 |
| C••••• C•••••• M••••••••• I••• CRD 144247 | Salt Lake City, UT | independent RIA | $386M | 65% | 4 | $96.5M | 0 | 0 |
| A••••••• W•••••• L•• CRD 116950 | South Jordan, UT | independent RIA | $378M | 75% | 5 | $75.6M | 0 | 0 |
| T•• K••••• C••••••• I••• CRD 109578 | Roy, UT | independent RIA | $373M | 98% | 5 | $74.6M | 0 | 0 |
| I•••••••• CRD 316746 | Holladay, UT | independent RIA | $370M | 83% | 5 | $73.9M | 0 | 0 |
| S••••••••• F•••••••• P••••••• L•• CRD 282856 | Lehi, UT | independent RIA | $367M | 100% | 2 | $184M | 3 | 0 |
| A••••• C••••• I••••••••• CRD 334981 | Salt Lake City, UT | asset manager | $366M | 0.0% | 0 | n/a | 0 | 7 |
| N•••• C•••••• CRD 148802 | Salt Lake City, UT | independent RIA | $366M | 73% | 11 | $33.3M | 1 | 0 |
| D••••• R••••••••• P••••••• I••• CRD 284281 | Lehi, UT | independent RIA | $360M | 99% | 10 | $36.0M | 5 | 0 |
| E•••••• W••••• M••••••••• L•• CRD 312068 | South Jordan, UT | independent RIA | $352M | 99% | 17 | $20.7M | 6 | 0 |
| N••••••• F•••••••• L•• CRD 325945 | Salt Lake City, UT | other | $338M | 15% | 3 | $113M | 0 | 0 |
| W•••••• E••••• P••••••• CRD 326762 | Logan, UT | asset manager | $337M | 0.0% | 0 | n/a | 1 | 22 |
| L•••• W•••••• L•• CRD 337826 | Spanish Fork, UT | independent RIA | $335M | 100% | 3 | $112M | 2 | 0 |
| S•••••• L•••• I•• CRD 114596 | Salt Lake City, UT | independent RIA | $334M | 95% | 2 | $167M | 2 | 0 |
| W••••• M••••••••• C•••• L•• CRD 310096 | Salt Lake City, UT | independent RIA | $329M | 100% | 6 | $54.9M | 1 | 0 |
| P••••••••• F•••••••• P•••••••• L•• CRD 153666 | Farmington, UT | independent RIA | $319M | 99% | 12 | $26.6M | 6 | 0 |
| B••• B••• W••••• CRD 107202 | Orem, UT | independent RIA | $317M | 93% | 8 | $39.6M | 0 | 0 |
| K••••• T••••• M••••••••• L•• CRD 109522 | Orem, UT | independent RIA | $306M | 99% | 5 | $61.1M | 1 | 0 |
| B••• D•••••• C•••••• I••••••••• A••••••• CRD 333059 | Provo, UT | independent RIA | $301M | 73% | 2 | $151M | 0 | 10 |
| T••••• W••••• C••••••• CRD 166130 | South Jordan, UT | independent RIA | $285M | 96% | 8 | $35.6M | 10 | 0 |
| C••••••••• W••••• S••••••••• L•• CRD 311272 | Salt Lake City, UT | independent RIA | $279M | 72% | 2 | $139M | 0 | 4 |
| A•••• P•••••• W••••• L•• CRD 309862 | Holladay, UT | independent RIA | $268M | 71% | 4 | $67.1M | 0 | 29 |
| D•••••••• C•••••• M••••••••• I•• L•• CRD 175030 | Park City, UT | asset manager | $267M | 0.0% | 0 | n/a | 1 | 5 |
| N•• M••••••••• G•••• CRD 299249 | Sandy, UT | independent RIA | $257M | 96% | 13 | $19.8M | 3 | 0 |
| S••••••• I••••• A••••••• CRD 324124 | Salt Lake City, UT | other | $255M | 17% | 4 | $63.8M | 0 | 0 |
| W•••••• I••••••••• F••• M••••••• L•• CRD 325037 | Logan, UT | asset m•••••• | $255M | 0.0% | 0 | n/a | 0 | 5 |
| E•••••••• CRD 222515 | Midvale, UT | independent RIA | $248M | 99% | 19 | $13.0M | 1 | 0 |
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150 advisers match.