DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
1,082 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Pare Partners LLC CRD 309242 | Miami, FL | asset manager | $66.9M | 0.0% | 0 | Not computed | 1 | 4 |
| Mutual Trust Asset Mgmt., Inc. CRD 121364 | Tampa, FL | independent RIA | $58.4M | 100% | 5 | $11.7M | 4 | 0 |
| Rea Financial CRD 340696 | Orlando, FL | independent RIA | $54.8M | 100% | 1 | $54.8M | 0 | 0 |
| G••••• E•••• S••••••••• L•• CRD 169362 | Delray Beach, FL | asset manager | $50.5M | 0.0% | 0 | Not computed | 1 | 1 |
| W••••• A••••••• L•• CRD 304881 | St Petersburg, FL | independent RIA | $48.9M | 100% | 12 | $4.1M | 1 | 0 |
| A••••••• C•••••• M••••••••• L•• CRD 142478 | Boca Raton, FL | independent RIA | $48.4M | 100% | 4 | $12.1M | 0 | 0 |
| C•• R••••••••• C••••• M•••••• CRD 335786 | Orlando, FL | asset manager | $48.0M | 0.0% | 0 | Not computed | 0 | 0 |
| G•••••••• G••••• C•••••• M••••••••• L•• CRD 326890 | Miami, FL | asset manager | $45.4M | 0.0% | 0 | Not computed | 0 | 3 |
| E•••••• C••••••• L•• CRD 333684 | Miami, FL | other | $42.7M | 0.0% | 0 | Not computed | 4 | 2 |
| P••••••• C••••• R••• A••••••• L•• CRD 331345 | West Palm Beach, FL | asset manager | $42.6M | 0.0% | 0 | Not computed | 2 | 1 |
| B•••••• C•••••• L•• CRD 334768 | Sarasota, FL | asset manager | $39.5M | 0.0% | 0 | Not computed | 0 | 4 |
| L••••••••• A•••• M••••••••• L•• CRD 310252 | Palm Beach Gardens, FL | asset manager | $35.0M | 0.0% | 0 | Not computed | 0 | 0 |
| R••• N••••••••• C•••••• M••••••••• I••• CRD 137788 | Sunny Isles Beach, FL | asset manager | $33.6M | 0.0% | 0 | Not computed | 0 | 6 |
| P••••••• E••••••• Y•••• M••••••••• L•• CRD 335748 | West Palm Beach, FL | asset manager | $31.7M | 0.0% | 0 | Not computed | 2 | 0 |
| A•••• R••• C••••••• L• CRD 332521 | Vero Beach, FL | independent RIA | $26.6M | 100% | 0 | Not computed | 0 | 0 |
| F•••••• L•• CRD 329094 | Mount Dora, FL | asset manager | $25.6M | 0.0% | 2 | $12.8M | 1 | 0 |
| F•••••••• P••••••• S•••••••• I••• CRD 311146 | Fort Lauderdale, FL | independent RIA | $20.0M | 100% | 0 | Not computed | 1 | 0 |
| C•• F••• A••••••• I•• L•• CRD 174178 | Orlando, FL | asset manager | $19.9M | 0.0% | 0 | Not computed | 0 | 1 |
| A•••• G••••• M••••••••• L•• CRD 316760 | Delray Beach, FL | asset manager | $19.6M | 0.0% | 0 | Not computed | 4 | 0 |
| F•• I••••••••• M••••••••• CRD 322394 | Winter Park, FL | asset manager | $14.4M | 0.0% | 0 | Not computed | 0 | 1 |
| S• F•••• CRD 340522 | Lake Mary, FL | asset manager | $10.2M | 0.0% | 0 | Not computed | 0 | 2 |
| T••••• A•••••••• L•• CRD 339537 | Miami Beach, FL | asset manager | $10.0M | 0.0% | 1 | $10.0M | 0 | 0 |
| U••• C••••• L•• CRD 311564 | St. Petersburg, FL | other | $8.3M | 13% | 1 | $8.3M | 0 | 0 |
| C•••••• E••••• M••••••••• L•• CRD 331518 | Pensacola, FL | asset manager | $7.3M | 0.0% | 0 | Not computed | 0 | 0 |
| A•••• A••••••• I• L•• CRD 332460 | Coral Gables, FL | asset manager | $6.8M | 0.0% | 0 | Not computed | 0 | 0 |
| T•• S•••••••• I••••• A•••••• L•• CRD 336718 | West Palm Beach, FL | asset manager | $5.1M | 0.0% | 0 | Not computed | 0 | 0 |
| I•••• N•••• L•• CRD 328201 | Coral Gables, FL | independent RIA | $3.0M | 100% | 0 | Not computed | 0 | 0 |
| N•• D•••• R•••••••• I••• CRD 112260 | Sarasota, FL | asset manager | $2.2M | 0.0% | 17 | $130,668 | 2 | 0 |
| A••••••• L•• CRD 332477 | St Petersburg, FL | mixed wealth | $1.8M | 41% | 1 | $1.8M | 3 | 0 |
| D••••• E• J••••• CRD 342404 | Saint Augustine, FL | independent RIA | $1.5M | 100% | 1 | $1.5M | 0 | 0 |
| O• A••••••• L•• CRD 328812 | Boca Raton, FL | asset manager | $1.0M | 0.0% | 1 | $1.0M | 0 | 0 |
| R••••••• C•••••• CRD 327060 | Miami, FL | independent RIA | $927,000 | 100% | 1 | $927,000 | 0 | 0 |
| O••••••• CRD 328152 | Aventura, FL | independent RIA | $353,485 | 100% | 0 | Not computed | 0 | 0 |
| D••• A••••••• L•• CRD 319371 | Miami, FL | independent RIA | $228,411 | 100% | 1 | $228,411 | 1 | 0 |
| B••••••••• A••••••• L•• CRD 319418 | Miami, FL | independent RIA | $142,776 | 100% | 0 | Not computed | 0 | 0 |
| A•••• A••••••• L•• CRD 318039 | Coral Gables, FL | asset manager | $100,000 | 0.0% | 0 | Not computed | 0 | 0 |
| E• M••••• C••••• L•• CRD 328439 | Miami, FL | independent RIA | $3,600 | 100% | 0 | Not computed | 0 | 0 |
| K••••• A•••••• L•• CRD 337920 | Fort Lauderdale, FL | independent RIA | $377 | 100% | 1 | $377 | 0 | 0 |
| I••••••••• A••••• A•••••••• L•• CRD 10645 | Orlando, FL | no RAUM | $0 | n/a | 3 | Not computed | 0 | 0 |
| C•• A•••••••• I••• CRD 123811 | Boca Raton, FL | no RAUM | $0 | n/a | 2 | Not computed | 2 | 0 |
| R•••••• • F•••••••• S•••••••• CRD 146082 | Coconut Grove, FL | no RAUM | $0 | n/a | 2 | Not computed | 0 | 0 |
| R••• A••••••• I••• CRD 155976 | Lake Mary, FL | no RAUM | $0 | n/a | 1 | Not computed | 0 | 0 |
| I••••••••• F•••••••• S••••••••• L•• CRD 165007 | Fort Lauderdale, FL | no RAUM | $0 | n/a | 0 | Not computed | 3 | 0 |
| C•• E••••••••• I••••••••• L•• CRD 175137 | Orlando, FL | no RAUM | $0 | n/a | 4 | Not computed | 0 | 0 |
| L•• W•••••• L•• CRD 175348 | Orlando, FL | no RAUM | $0 | n/a | 2 | Not computed | 1 | 0 |
| P••• C••••••••• C••••••••• CRD 283781 | Sarasota, FL | no RAUM | $0 | n/a | 1 | Not computed | 0 | 0 |
| E•••• I••••• CRD 297589 | Miami, FL | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| I••••••• F••••••••• L•• CRD 300418 | Tampa, FL | no RAUM | $0 | n/a | 1 | Not computed | 0 | 0 |
| T•• I•••••••• O• F•••••••• W•••••••• L•• CRD 317776 | Fort Lauderdale, FL | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| P••••• F••• M••••••••• L•• CRD 322774 | Miami, FL | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.