DFX Intelligence
RIA Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Lapis Advisers, LP CRD 153710 | Denver, CO | asset manager | $789M | 0.0% | 0 | n/a | 0 | 8 |
| Princeton Fund Advisors, LLC CRD 157821 | Denver, CO | asset manager | $780M | 0.0% | 0 | n/a | 2 | 0 |
| Ramsay Stattman Vela & Price Inc CRD 105156 | Colorado Springs, CO | independent RIA | $779M | 87% | 5 | $156M | 1 | 0 |
| T•••••• H•••••• L•• CRD 109479 | Denver, CO | independent RIA | $746M | 86% | 3 | $249M | 3 | 0 |
| S••••••• F•••••••• G•••• I•• CRD 107834 | Colorado Springs, CO | independent RIA | $745M | 97% | 6 | $124M | 3 | 0 |
| A•••• C•••••• M••••••••• G•••• L•• CRD 283624 | Denver, CO | other | $734M | 11% | 3 | $245M | 1 | 0 |
| C•••• C•••• A••••••• CRD 288335 | Denver, CO | independent RIA | $722M | 100% | 9 | $80.3M | 0 | 0 |
| M••••••••• B••••• C•••••• CRD 160345 | Denver, CO | asset manager | $717M | 0.0% | 0 | n/a | 0 | 6 |
| P••• P••••••• G••••• L•• CRD 289891 | Centennial, CO | independent RIA | $710M | 100% | 8 | $88.7M | 4 | 0 |
| D•••• W•••••• L•• CRD 323632 | Greenwood Village, CO | independent RIA | $706M | 97% | 7 | $101M | 1 | 0 |
| B•••• S•••• G••••• L•• CRD 286084 | Boulder, CO | independent RIA | $694M | 86% | 9 | $77.1M | 0 | 3 |
| S••••••• C•••••• M••••••••• I••• CRD 287916 | Greenwood Village, CO | independent RIA | $676M | 79% | 6 | $113M | 0 | 0 |
| F•••••• A••••• L•• CRD 310591 | Greenwood Village, CO | independent RIA | $664M | 74% | 6 | $111M | 5 | 0 |
| P••••••••• C••••••• L•• CRD 125139 | Denver, CO | asset manager | $652M | 1.5% | 0 | n/a | 1 | 9 |
| L••••• W••••• P•••••••• L•• CRD 333032 | Lakewood, CO | independent RIA | $646M | 99% | 9 | $71.8M | 0 | 0 |
| T•••••• C•••••• M••••••••• CRD 282814 | Denver, CO | independent RIA | $646M | 96% | 14 | $46.1M | 2 | 0 |
| C••••••• C•••••• M••••••••• CRD 114011 | Boulder, CO | independent RIA | $638M | 97% | 10 | $63.8M | 0 | 0 |
| R•••• W••••• M••••••••• L•• CRD 291065 | Highlands Ranch, CO | independent RIA | $630M | 95% | 2 | $315M | 0 | 0 |
| I••••• C•••••• P••••••• L•• CRD 329616 | Greenwood Village, CO | independent RIA | $626M | 98% | 5 | $125M | 1 | 0 |
| P•• A•••• M••••••••• C••• CRD 105541 | Centennial, CO | mixed wealth | $625M | 29% | 9 | $69.4M | 3 | 0 |
| A•••• W••••• G••••• L•• CRD 287848 | Colorado Springs, CO | independent RIA | $620M | 98% | 6 | $103M | 1 | 0 |
| E•••• A••••••• I••• CRD 306559 | Colorado Springs, CO | independent RIA | $615M | 99% | 10 | $61.5M | 1 | 0 |
| W••••• W•••• A•••••••• I•• CRD 172002 | Englewood, CO | independent RIA | $612M | 100% | 55 | $11.1M | 39 | 0 |
| F•••••••• S••••••• M••••••••• I•• CRD 116570 | Lakewood, CO | independent RIA | $612M | 100% | 8 | $76.4M | 0 | 0 |
| T••••• A•••• M••••••••• L•• CRD 174844 | Littleton, CO | independent RIA | $604M | 88% | 60 | $10.1M | 60 | 0 |
| I•••••• P•••••• W•••••• L•• CRD 315698 | Colorado Springs, CO | independent RIA | $603M | 99% | 4 | $151M | 0 | 0 |
| O•• C•••• W••••• P••••••• CRD 331850 | Greenwood Village, CO | independent RIA | $602M | 99% | 3 | $201M | 0 | 0 |
| J•• W••••• M••••••••• L•• CRD 328474 | Greenwood Village, CO | independent RIA | $588M | 99% | 2 | $294M | 0 | 0 |
| K••••••• G••••• P••••••• L•• CRD 153147 | Denver, CO | independent RIA | $581M | 92% | 2 | $290M | 1 | 0 |
| E••••••• W••••• M••••••••• CRD 312325 | Denver, CO | independent RIA | $579M | 97% | 13 | $44.5M | 1 | 0 |
| F•••• A••••••• L•• CRD 340426 | Denver, CO | asset manager | $570M | 0.0% | 0 | n/a | 0 | 0 |
| A• • I• W••••• M••••••••• CRD 148357 | Lone Tree, CO | independent RIA | $560M | 99% | 10 | $56.0M | 0 | 0 |
| S••••• F••• A••••••• L•• CRD 322348 | Denver, CO | asset manager | $556M | 0.0% | 0 | n/a | 0 | 22 |
| T••••• F••••••••• L•• CRD 292565 | Greenwood Village, CO | independent RIA | $542M | 92% | 6 | $90.3M | 0 | 0 |
| O•••••• R••• E••••• P•••••••• L•• CRD 169387 | Denver, CO | asset manager | $540M | 0.0% | 0 | n/a | 0 | 23 |
| G•••••••• C•••••• M••••••••• L•• CRD 113189 | Lone Tree, CO | independent RIA | $539M | 95% | 6 | $89.8M | 4 | 3 |
| O••••• C••••• A•••••••• L•• CRD 324839 | Denver, CO | asset manager | $538M | 0.0% | 0 | n/a | 1 | 1 |
| H•••• F•••••••• G•••• I•• CRD 129971 | Lakewood, CO | independent RIA | $537M | 100% | 6 | $89.5M | 1 | 0 |
| C•••••• P•••••••• M••••••••• L•• CRD 139620 | Denver, CO | asset manager | $536M | 3.5% | 3 | $179M | 0 | 5 |
| D••••• W••••• M••••••••• I••• CRD 284868 | D•••••, CO | independent RIA | $530M | 100% | 12 | $44.1M | 4 | 0 |
| R•••••• I••••••••• A•••••••• L•• CRD 152054 | Grand Junction, CO | independent RIA | $528M | 94% | 4 | $132M | 1 | 0 |
| O•• B•• R•••• A•••••••• L••• CRD 333311 | Colorado Springs, CO | asset manager | $526M | 0.0% | 0 | n/a | 0 | 1 |
| D••••• P••• L•• CRD 171139 | D•••••, CO | independent RIA | $524M | 90% | 7 | $74.9M | 0 | 0 |
| W•••••••• W••••• M••••••••• L••• CRD 173997 | Englewood, CO | independent RIA | $513M | 62% | 3 | $171M | 0 | 0 |
| F••••• F•••••••• S•••••••• G••••• L•• CRD 172725 | Durango, CO | independent RIA | $501M | 72% | 1 | $501M | 0 | 0 |
| A•••• C•••• C•••••• L•• CRD 325809 | Fort Collins, CO | independent RIA | $489M | 97% | 4 | $122M | 0 | 0 |
| E•••••• H••• C•••••• P••••••• H••••••• L•• CRD 298843 | Lakewood, CO | asset manager | $476M | 0.0% | 0 | n/a | 0 | 2 |
| G•• C•••••• L•• CRD 171033 | Denver, CO | independent RIA | $476M | 99% | 6 | $79.3M | 0 | 0 |
| T•••• • C• CRD 110862 | Denver, CO | other | $474M | 11% | 5 | $94.7M | 1 | 2 |
| G••••• W••••• S••••••••• A•• A••••••••• L•• CRD 316072 | Denver, CO | independent RIA | $457M | 99% | 11 | $41.5M | 1 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
356 advisers match.