DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Frontier Capital Management Co LLC CRD 106274 | Boston, MA | other | $9.6B | 0.0% | 0 | n/a | 0 | 0 |
| Fidelity Institutional Wealth Adviser LLC CRD 301896 | Boston, MA | mixed wealth | $9.4B | 48% | 38 | $247M | 11 | 0 |
| Cabot Properties L.P. CRD 118729 | Boston, MA | asset manager | $9.1B | 0.0% | 0 | n/a | 5 | 10 |
| H•••••••• S••••••••• L•• CRD 155759 | Boston, MA | asset manager | $9.1B | 0.0% | 0 | n/a | 0 | 40 |
| J•••• •••• I•• CRD 167596 | Boston, MA | asset manager | $9.0B | 0.0% | 0 | n/a | 1 | 8 |
| A••••••• M••••••••• L• CRD 301152 | Boston, MA | asset manager | $8.9B | 0.0% | 0 | n/a | 1 | 29 |
| T••• K••••••• L•• CRD 104554 | Boston, MA | institutional | $8.7B | 1.3% | 0 | n/a | 3 | 0 |
| A••••• A•••• M••••••••• L•• CRD 136674 | Boston, MA | mixed wealth | $8.4B | 26% | 2 | $4.2B | 0 | 4 |
| B•••••• G••••• A•••••••• L•• CRD 158508 | Boston, MA | independent RIA | $8.4B | 61% | 0 | n/a | 1 | 77 |
| B••••• G••••• A•••• M••••••••• CRD 129376 | B•••••, MA | BD affiliated | $8.3B | 51% | 150 | $55.2M | 73 | 0 |
| C•••••••• A••••••••• L••••••• L•• CRD 106003 | Boston, MA | independent RIA | $8.2B | 52% | 0 | n/a | 1 | 0 |
| P••••••• C•••••• P••••••• L•• CRD 269931 | Newton, MA | independent RIA | $8.2B | 88% | 2 | $4.1B | 1 | 0 |
| C•••••••• A••••••• CRD 286243 | Boston, MA | independent RIA | $8.0B | 96% | 40 | $201M | 4 | 0 |
| B• I••••••••• P•••••••• L••• CRD 159349 | Boston, MA | asset manager | $7.9B | 0.0% | 0 | n/a | 0 | 10 |
| W•• D•• L•• CRD 334219 | Boston, MA | other | $7.8B | 0.0% | 0 | n/a | 0 | 2 |
| F•••••••• T•••• I••••••••• L•• CRD 124062 | Lincoln, MA | bank affiliated | $7.7B | 78% | 14 | $548M | 3 | 7 |
| E••••••• A•••• M••••••••• L•• CRD 147110 | Boston, MA | asset manager | $7.4B | 0.0% | 1 | $7.4B | 0 | 2 |
| S••••••• E••••• CRD 160619 | Boston, MA | asset manager | $7.3B | 0.0% | 0 | n/a | 2 | 32 |
| S••••••••• C•••••• P••••••• CRD 281620 | Boston, MA | asset manager | $7.2B | 0.0% | 0 | n/a | 0 | 24 |
| G••••••••• CRD 111497 | Newton, MA | asset manager | $7.1B | 0.0% | 0 | n/a | 0 | 42 |
| A••••••• I••••••••• ••• I••• CRD 169236 | Boston, MA | asset manager | $6.9B | 0.0% | 0 | n/a | 0 | 0 |
| S•••••••• A•••• M••••••••• L•• CRD 172273 | Boston, MA | asset manager | $6.9B | 0.0% | 9 | $761M | 0 | 0 |
| L••• I••••••••• L•• CRD 149936 | Boston, MA | mixed wealth | $6.8B | 37% | 7 | $976M | 1 | 2 |
| M••••••• I••••••••• M••••••••• T••••••••• A•• A••••••••• I•• CRD 109641 | Boston, MA | asset manager | $6.7B | 0.0% | 0 | n/a | 0 | 4 |
| T•• B•••••• G•••• L•• CRD 155317 | Boston, MA | independent RIA | $6.7B | 79% | 1 | $6.7B | 0 | 91 |
| H•••••••• P•••••• C•••••• M••••••••• L•• CRD 139068 | Boston, MA | asset manager | $6.5B | 0.0% | 0 | n/a | 0 | 40 |
| E•••• C•••••• L• CRD 306874 | Boston, MA | asset manager | $6.3B | 0.0% | 0 | n/a | 0 | 5 |
| G••••• • C•••••• CRD 109420 | Westborough, MA | independent RIA | $6.3B | 92% | 39 | $162M | 30 | 1 |
| P•••• C•••••• C•••••• L•• CRD 108468 | Waltham, MA | other | $6.1B | 0.0% | 0 | n/a | 2 | 3 |
| G• W••••• M••••••••• R••• L•• CRD 327269 | Cambridge, MA | independent RIA | $5.8B | 100% | 35 | $167M | 5 | 0 |
| M••••••••• C•••••• M••••••••• L•• CRD 161566 | Boston, MA | asset manager | $5.8B | 0.0% | 0 | n/a | 0 | 1 |
| M•••••••• A••••••• CRD 307857 | Boston, MA | mixed wealth | $5.8B | 23% | 27 | $215M | 7 | 2 |
| S••••••• C••••••• L•• CRD 156902 | Boston, MA | asset manager | $5.7B | 0.0% | 0 | n/a | 1 | 29 |
| L•••••••• P••••••• L• CRD 283800 | Boston, MA | asset manager | $5.7B | 0.0% | 0 | n/a | 0 | 9 |
| W••••••••• I••••••••• C•••••• L•• CRD 108711 | Boston, MA | mixed wealth | $5.5B | 31% | 12 | $460M | 0 | 0 |
| 7• W••• C•••••• P••••••• CRD 338756 | Boston, MA | independent RIA | $5.5B | 99% | 6 | $918M | 1 | 0 |
| P•••••• C•••••• M••••••••• L•• CRD 106278 | Boston, MA | asset manager | $5.5B | 0.0% | 4 | $1.4B | 1 | 3 |
| S••••••••• I•••••••• CRD 160674 | Boston, MA | asset manager | $5.4B | 0.0% | 0 | n/a | 1 | 1 |
| W••••••••• F•••• ••• L•• CRD 288313 | Boston, MA | asset manager | $5.4B | 0.0% | 0 | n/a | 0 | 13 |
| B••• C•••••• I•••••••• S••••••••• L• CRD 305575 | Boston, MA | asset manager | $5.4B | 0.0% | 0 | n/a | 2 | 4 |
| C••• H••• P•••••••• L••• CRD 288684 | Boston, MA | asset manager | $5.4B | 0.0% | 0 | n/a | 0 | 8 |
| C••••••••• C•••••• E••••• P••••••• L• CRD 147248 | Andover, MA | asset manager | $5.3B | 0.0% | 0 | n/a | 1 | 20 |
| D••••• C•••••• M••••••••• L• CRD 156605 | Boston, MA | asset manager | $5.3B | 0.0% | 2 | $2.6B | 4 | 9 |
| B•••••• H••••••• L• CRD 311154 | Boston, MA | asset manager | $5.1B | 0.0% | 0 | n/a | 1 | 9 |
| N•• E•••••• P•••••• W••••• A•••••••• L•• CRD 133790 | Wellesley, MA | independent RIA | $5.1B | 60% | 12 | $424M | 2 | 0 |
| F•••••••• C•••••• L• CRD 170668 | Boston, MA | asset manager | $5.0B | 0.0% | 0 | n/a | 0 | 2 |
| A•• I••••••••• CRD 153781 | Boston, MA | asset manager | $4.9B | 0.0% | 3 | $1.6B | 1 | 0 |
| G••••••• C•••••• M••••••••• L•• CRD 309856 | Boston, MA | asset manager | $4.9B | 0.0% | 0 | n/a | 3 | 3 |
| H••• C••• C•••••• L• CRD 306709 | Boston, MA | asset manager | $4.9B | 0.0% | 0 | n/a | 0 | 2 |
| S•• C••••••••• CRD 161163 | Boston, MA | institutional | $4.8B | 0.0% | 0 | n/a | 0 | 0 |
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627 advisers match.