DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Absolute Investment Advisers, LLC CRD 132436 | Rosemary Beach, FL | asset manager | $2.2B | 0.0% | 4 | $558M | 5 | 1 |
| Koss-Olinger Consulting, LLC. CRD 111855 | Gainesville, FL | independent RIA | $2.2B | 94% | 18 | $124M | 1 | 0 |
| Heritage Investment Group, Inc. CRD 113204 | Pompano Beach, FL | independent RIA | $2.2B | 97% | 12 | $186M | 3 | 0 |
| A•••••••• A••••••• P•••••••• L•• CRD 285721 | Sarasota, FL | other | $2.2B | 19% | 5 | $444M | 2 | 0 |
| O••••• Q••••••••• S••••••••• L• CRD 310070 | Fort Lauderdale, FL | asset manager | $2.2B | 0.0% | 0 | n/a | 0 | 1 |
| R•• R••••• A••••••• L•• CRD 160238 | Palm Beach Gardens, FL | asset manager | $2.1B | 0.0% | 0 | n/a | 3 | 8 |
| F•••••••• C•••••• M••••••••• L••••• CRD 107987 | South Miami, FL | asset manager | $2.1B | 4.9% | 0 | n/a | 0 | 0 |
| D••••••••• E•• A•••••• L• CRD 317415 | Tampa, FL | asset manager | $2.1B | 0.0% | 0 | n/a | 1 | 0 |
| S••••••• E••••• M••••••••• L•• CRD 108289 | Tampa, FL | independent RIA | $2.1B | 54% | 7 | $302M | 0 | 0 |
| A••••• A••••••••• M••••••••• I••• CRD 138901 | Palm Beach, FL | asset manager | $2.1B | 0.0% | 0 | n/a | 0 | 9 |
| I••••••••• P••••••• CRD 332431 | Clearwater, FL | independent RIA | $2.1B | 77% | 28 | $74.3M | 5 | 0 |
| S••••••• A•••• M••••••••• L•• CRD 108831 | Ponte Vedra Beach, FL | institutional | $2.0B | 8.7% | 9 | $228M | 0 | 1 |
| V••••••••• S••••• L•• CRD 321955 | Palm Beach Gardens, FL | asset manager | $2.0B | 0.0% | 0 | n/a | 1 | 0 |
| P•••• B•••• C•••••• M••••••••• L•• CRD 164213 | Miami, FL | asset manager | $2.0B | 0.0% | 0 | n/a | 1 | 1 |
| P•••••• M••••••••• G••••• L•• CRD 105375 | Clearwater, FL | independent RIA | $2.0B | 94% | 19 | $107M | 1 | 0 |
| A••••• A••••••• L•• CRD 315952 | Miami, FL | mixed wealth | $2.0B | 38% | 11 | $184M | 3 | 0 |
| C•••• C•••••• A•••••••• L•• CRD 165403 | Vero Beach, FL | asset manager | $2.0B | 0.0% | 0 | n/a | 3 | 7 |
| N••••• G••••• A••••••• CRD 158544 | N•••••, FL | independent RIA | $2.0B | 97% | 16 | $125M | 1 | 0 |
| E•••••••• W••••• A•••••••• L•• CRD 285142 | Aventura, FL | mixed wealth | $2.0B | 31% | 8 | $245M | 0 | 0 |
| 3•••• A•••• M••••••••• L• CRD 282059 | Naples, FL | independent RIA | $2.0B | 58% | 15 | $130M | 8 | 0 |
| B••••••• W••••• M••••••••• L•• CRD 141588 | Miami, FL | independent RIA | $1.9B | 81% | 23 | $84.7M | 9 | 1 |
| C•••••• Z• P••••••• M••••••••• L•• CRD 157048 | Naples, FL | asset manager | $1.9B | 0.0% | 0 | n/a | 0 | 5 |
| L•••••• C•••••• M••••••••• L•• CRD 289572 | Miami, FL | asset manager | $1.9B | 0.0% | 0 | n/a | 1 | 13 |
| F••••••••• F•••••••• P•••••••• L••• CRD 323060 | Venice, FL | independent RIA | $1.9B | 90% | 10 | $193M | 0 | 0 |
| C•• P• A•••••••• L•• CRD 338119 | West Palm Beach, FL | asset manager | $1.9B | 0.0% | 0 | n/a | 0 | 10 |
| M••• C•••••• M••••••••• L•• CRD 112221 | Miami, FL | independent RIA | $1.9B | 66% | 31 | $61.4M | 0 | 1 |
| P•••••••• H••••• A•••• M••••••••• L••• CRD 109134 | Fort Lauderdale, FL | independent RIA | $1.8B | 66% | 8 | $230M | 5 | 3 |
| A•• P•••••• W••••• P•••••••• L•• CRD 331478 | West Palm Beach, FL | independent RIA | $1.8B | 53% | 15 | $122M | 4 | 0 |
| S••••••••• W••••• L•• CRD 286669 | Jupiter, FL | independent RIA | $1.8B | 84% | 17 | $104M | 2 | 0 |
| C••••••••• C••••• A•••••••• L•• CRD 312541 | West Palm Beach, FL | asset manager | $1.7B | 0.0% | 0 | n/a | 3 | 1 |
| A•• C•••••• A••••••• CRD 150570 | Tampa, FL | independent RIA | $1.7B | 80% | 14 | $123M | 0 | 1 |
| W•••••• C•••••• L• CRD 108726 | West Palm Beach, FL | asset manager | $1.7B | 0.0% | 0 | n/a | 1 | 13 |
| R• C•••••• M••••••••• L•• CRD 314175 | Weston, FL | asset manager | $1.7B | 0.0% | 0 | n/a | 0 | 3 |
| A••••••• W••••• M••••••••• L•• CRD 298137 | Wesley Chapel, FL | independent RIA | $1.7B | 100% | 49 | $34.9M | 11 | 0 |
| T•• P••••••• G•••• L•• CRD 161789 | Boca Raton, FL | asset manager | $1.7B | 0.0% | 0 | n/a | 1 | 17 |
| P••••••• G•••••• P••••••• L•• CRD 157907 | Boca Raton, FL | asset manager | $1.7B | 0.0% | 0 | n/a | 0 | 1 |
| F••• C••••••• L•• CRD 295393 | Miami, FL | asset manager | $1.7B | 0.0% | 0 | n/a | 0 | 1 |
| B••• S•• C•••••• L•• CRD 169023 | West Palm Beach, FL | asset manager | $1.7B | 0.0% | 0 | n/a | 0 | 6 |
| A•• W••••• A••••••• CRD 314882 | St. Petersburg, FL | independent RIA | $1.6B | 96% | 16 | $103M | 4 | 0 |
| F••••••••• L•• CRD 307944 | Miami, FL | asset manager | $1.6B | 0.0% | 0 | n/a | 0 | 6 |
| I••••••• C•••••• M••••••••• I•• CRD 108516 | Jacksonville Beach, FL | other | $1.6B | 17% | 4 | $406M | 0 | 2 |
| S••••• C•••••• L•• CRD 110129 | Miami, FL | independent RIA | $1.6B | 95% | 8 | $202M | 0 | 2 |
| L•••• C•••••• P••••••• ••••••••• L•• CRD 285179 | Miami, FL | asset manager | $1.6B | 0.0% | 0 | n/a | 1 | 25 |
| C••••••••• A••••••• S••••••• I•• CRD 110904 | Naples, FL | independent RIA | $1.6B | 100% | 10 | $159M | 1 | 0 |
| L••••• P•••• C•••••• CRD 286689 | Miami, FL | asset manager | $1.6B | 0.0% | 0 | n/a | 1 | 4 |
| C•••••••• C•••••• A••••••• L•• CRD 290081 | Miami, FL | mixed wealth | $1.6B | 28% | 18 | $87.8M | 1 | 0 |
| C••••• • A••••••••• I••• CRD 20999 | Tampa, FL | independent RIA | $1.6B | 92% | 140 | $11.3M | 70 | 0 |
| E••••••• W•••••• L•• CRD 340830 | Naples, FL | independent RIA | $1.6B | 100% | 5 | $313M | 0 | 0 |
| R•••• F••• M••••••••• L•• CRD 144434 | Lady Lake, FL | independent RIA | $1.6B | 99% | 83 | $18.8M | 94 | 0 |
| T••••••••• C•••••• A••••••• L•• CRD 324138 | West Palm Beach, FL | asset manager | $1.6B | 0.0% | 0 | n/a | 0 | 7 |
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1,082 advisers match.