DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Washington Trust Advisors CRD 110407 | Wellesley, MA | independent RIA | $2.4B | 83% | 14 | $171M | 2 | 0 |
| Yellow Wood Partners CRD 161062 | Boston, MA | asset manager | $2.4B | 0.0% | 0 | n/a | 0 | 10 |
| Anchor Capital Advisors LLC CRD 105540 | Boston, MA | mixed wealth | $2.4B | 48% | 17 | $140M | 3 | 0 |
| G••••••• I••••••••• M••••••••• L•• CRD 107745 | Waltham, MA | other | $2.4B | 3.6% | 0 | n/a | 0 | 0 |
| B•••••• W••••• P•••••••• L•• CRD 105343 | Marion, MA | independent RIA | $2.3B | 91% | 17 | $137M | 8 | 0 |
| T••••• P••••• W••••• M••••••••• CRD 171107 | Concord, MA | mixed wealth | $2.2B | 29% | 20 | $112M | 1 | 0 |
| F••••• D••••• C•••• • P•••••••• L•• CRD 300282 | Waltham, MA | independent RIA | $2.2B | 85% | 0 | n/a | 0 | 8 |
| J••• H•••••• P••••••• F•••••••• S•••••••• L•• CRD 174433 | Boston, MA | BD affiliated | $2.2B | 100% | 63 | $34.9M | 7 | 0 |
| H••• H•••• A•••• M••••••••• L•• CRD 160173 | Braintree, MA | asset manager | $2.2B | 0.0% | 0 | n/a | 1 | 4 |
| P•••••• L••• P•••••••• L••••• CRD 160377 | Boston, MA | asset manager | $2.2B | 0.0% | 0 | n/a | 1 | 12 |
| P••••••• P•••••• C••••••••• L•• CRD 133442 | Needham, MA | institutional | $2.2B | 0.0% | 3 | $723M | 0 | 0 |
| W••••••• C•••••• M••••••••• L•• CRD 157839 | Boston, MA | asset manager | $2.1B | 0.0% | 0 | n/a | 0 | 3 |
| N•• E•••••• R••••••••• C••••••••• L•• CRD 141573 | Boston, MA | institutional | $2.1B | 0.0% | 4 | $528M | 0 | 0 |
| D•••• T•• D•••• C•••••••• O• D•••• CRD 161888 | Boston, MA | asset manager | $2.0B | 0.0% | 0 | n/a | 1 | 21 |
| M•••• D•••••• A••••••• L•• CRD 140170 | Boston, MA | independent RIA | $2.0B | 85% | 1 | $2.0B | 0 | 0 |
| C•••••••• C•••••• M••••••••• CRD 297115 | Boston, MA | asset manager | $2.0B | 0.0% | 0 | n/a | 0 | 0 |
| P••••••• C•••••• M••••••••• L•• CRD 157542 | Boston, MA | other | $2.0B | 13% | 0 | n/a | 1 | 3 |
| B••••• F••••• O••••• L•• CRD 107141 | B•••••, MA | independent RIA | $2.0B | 95% | 9 | $224M | 0 | 0 |
| A••••• G••••• O••••••••• M••••••••• L•• CRD 174333 | Boston, MA | asset manager | $2.0B | 0.0% | 0 | n/a | 2 | 4 |
| B••••• P•••••• E••••• A••••••••• M••••••••• L•• CRD 156772 | Boston, MA | asset manager | $1.9B | 0.0% | 0 | n/a | 0 | 14 |
| R••• G•••• C•••••• M••••••••• L•• CRD 156572 | Wellesley, MA | asset manager | $1.9B | 0.0% | 0 | n/a | 0 | 4 |
| S•• W••••• M••••••••• L•• CRD 174697 | Plymouth, MA | independent RIA | $1.9B | 94% | 32 | $60.0M | 5 | 0 |
| G••••••• C•••••• P•••••••• L•• CRD 133792 | Boston, MA | asset manager | $1.9B | 0.0% | 0 | n/a | 0 | 16 |
| V••••••• CRD 317389 | Cambridge, MA | asset manager | $1.9B | 0.0% | 3 | $627M | 2 | 8 |
| M••••••• I••••••••• M••••••••• L•• CRD 163148 | Boston, MA | other | $1.9B | 0.0% | 0 | n/a | 2 | 1 |
| A•••••••• C•••••• B•••••• L•• CRD 173198 | B•••••, MA | other | $1.8B | 1.5% | 2 | $916M | 2 | 0 |
| S•••••• N••••••• H• • C• I•• CRD 104740 | Rockport, MA | independent RIA | $1.8B | 100% | 4 | $449M | 0 | 0 |
| T•• F•••••••• M••••••••• I•• CRD 105062 | Boston, MA | independent RIA | $1.8B | 99% | 12 | $148M | 0 | 0 |
| N••••••• C•••••• P••••••• CRD 293803 | Boston, MA | asset manager | $1.8B | 0.0% | 0 | n/a | 1 | 12 |
| S•••• P••••••• CRD 310213 | Boston, MA | asset manager | $1.7B | 0.0% | 0 | n/a | 0 | 5 |
| N•••••• V••••••• ••• L•• CRD 316683 | Boston, MA | asset manager | $1.7B | 0.0% | 0 | n/a | 1 | 0 |
| B••• A•••••••• L• CRD 327851 | Boston, MA | asset manager | $1.7B | 0.0% | 0 | n/a | 0 | 0 |
| C••••••• F•••••••• P••••••• CRD 299335 | Boston, MA | independent RIA | $1.7B | 92% | 11 | $157M | 3 | 0 |
| G•••••••• G••••• E••••• M••••••••• C••••••• L••• CRD 161579 | Boston, MA | asset manager | $1.7B | 0.0% | 0 | n/a | 0 | 5 |
| O•••• F••• M••••••••• L•• CRD 157753 | Boston, MA | asset manager | $1.7B | 0.0% | 0 | n/a | 1 | 5 |
| P•• G••••• L•• CRD 155642 | Boston, MA | institutional | $1.7B | 0.0% | 0 | n/a | 2 | 2 |
| J••• F••••• • C•• L•• CRD 107422 | Boston, MA | independent RIA | $1.7B | 89% | 8 | $209M | 0 | 0 |
| A•••••••• A••••••• G•••• I••• CRD 318662 | Needham, MA | independent RIA | $1.7B | 100% | 14 | $119M | 11 | 0 |
| B••• C•••••• P••••••••• S••••••••• L• CRD 297457 | Boston, MA | asset manager | $1.7B | 0.0% | 0 | n/a | 0 | 7 |
| P•••••••• I••••••••• M••••••••• C••••••• I••• CRD 105060 | Boston, MA | independent RIA | $1.6B | 90% | 8 | $204M | 0 | 0 |
| S•••••••• C••••••• L• CRD 169642 | Boston, MA | asset manager | $1.6B | 0.0% | 0 | n/a | 0 | 1 |
| S•••••••• C•••••• M••••••••• L•• CRD 304220 | Boston, MA | other | $1.6B | 0.0% | 0 | n/a | 2 | 3 |
| F•••••••• W••••• P•••••••• L•• CRD 160696 | Newton Lower Falls, MA | independent RIA | $1.5B | 85% | 5 | $309M | 0 | 0 |
| C••••••• I••••••••• S•••••••• I••• CRD 172467 | Boston, MA | asset manager | $1.5B | 0.0% | 0 | n/a | 0 | 7 |
| C••••• C•••••• P•••••••• L• CRD 131257 | Boston, MA | asset manager | $1.5B | 0.0% | 0 | n/a | 0 | 4 |
| C•••••• I••••• A••••••• CRD 168313 | Boston, MA | asset manager | $1.5B | 0.0% | 1 | $1.5B | 0 | 0 |
| T• R••••• L•• CRD 108586 | Boston, MA | asset manager | $1.5B | 0.0% | 0 | n/a | 2 | 3 |
| P•• C•••••• M••••••••• I••• CRD 156596 | Boston, MA | asset manager | $1.5B | 0.0% | 0 | n/a | 0 | 1 |
| I•••••••• L•• CRD 122816 | Boston, MA | other | $1.5B | 17% | 7 | $208M | 0 | 0 |
| B•• C••••• A••••••• CRD 152583 | Concord, MA | independent RIA | $1.4B | 97% | 29 | $49.5M | 16 | 0 |
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626 advisers match.