DFX Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Foresite Capital CRD 162823 | West Hollywood, CA | asset manager | $3.2B | 0.0% | 0 | n/a | 2 | 9 |
| American Realty Advisors CRD 107965 | Los Angeles, CA | asset manager | $3.2B | 0.0% | 1 | $3.2B | 4 | 2 |
| Nassau Coramerica LLC CRD 334332 | El Segundo, CA | institutional | $3.2B | 0.0% | 0 | n/a | 1 | 4 |
| V•••• S••••• C•••••• L•• CRD 155758 | Los Angeles, CA | asset manager | $3.2B | 0.0% | 0 | n/a | 1 | 10 |
| T•••••• C••••••• I••• CRD 281597 | Irvine, CA | independent RIA | $3.2B | 81% | 73 | $44.0M | 11 | 0 |
| V•• P••••••• I•• L•• CRD 157720 | San Francisco, CA | asset manager | $3.2B | 0.0% | 0 | n/a | 0 | 28 |
| T••••••••• C•••••• P•••••••• L•• CRD 113203 | Santa Monica, CA | asset manager | $3.2B | 0.0% | 0 | n/a | 1 | 36 |
| E••••• W••••• A•••••••• L•• CRD 108052 | Walnut Creek, CA | independent RIA | $3.1B | 77% | 46 | $67.5M | 24 | 0 |
| W••••••••• C•••••• I•••••••• CRD 160396 | Newport Beach, CA | asset manager | $3.1B | 0.0% | 0 | n/a | 1 | 6 |
| C••••• C•••••• A•••••••• L• CRD 158050 | San Francisco, CA | asset manager | $3.1B | 0.0% | 0 | n/a | 1 | 15 |
| E•••••• L••• C•••••• M••••••••• L••• CRD 300395 | Santa Monica, CA | asset manager | $3.1B | 0.0% | 0 | n/a | 0 | 15 |
| B••••••• P••••••• M••••••••• L•• CRD 284163 | Oakland, CA | other | $3.1B | 0.0% | 1 | $3.1B | 2 | 0 |
| C•••••••• A•••• M••••••••• L•• CRD 139785 | San Diego, CA | asset manager | $3.0B | 0.0% | 0 | n/a | 0 | 0 |
| A••••• C•••••• CRD 165980 | Santa Monica, CA | asset manager | $3.0B | 0.0% | 0 | n/a | 3 | 9 |
| S•••••••• G••••• A•••••••• L•• CRD 286019 | Newport Beach, CA | other | $3.0B | 0.1% | 0 | n/a | 2 | 0 |
| A••••••• M••••••••• C••••••• L•• CRD 316814 | Palo Alto, CA | other | $3.0B | 14% | 0 | n/a | 1 | 98 |
| P•••••• A••••• C•••••• P••••••• M••••••••• C•••••• L•• CRD 311351 | Manhattan Beach, CA | asset manager | $3.0B | 0.0% | 0 | n/a | 0 | 15 |
| P•••• O•••• C•••••• P•••••••• L••• CRD 304303 | San Francisco, CA | independent RIA | $2.9B | 72% | 0 | n/a | 1 | 6 |
| A•••• D••••••••• L•• CRD 151988 | San Francisco, CA | independent RIA | $2.9B | 100% | 11 | $267M | 2 | 0 |
| N•••••••• C••••••• L••• CRD 140214 | Danville, CA | asset manager | $2.9B | 0.0% | 0 | n/a | 1 | 67 |
| P•••••••• O••••••••• P•••••••• L•• CRD 170811 | San Francisco, CA | asset manager | $2.9B | 0.0% | 0 | n/a | 2 | 0 |
| R••• B•••• C•••••• M••••••••• L• CRD 153994 | Larkspur, CA | asset manager | $2.9B | 9.4% | 6 | $488M | 0 | 0 |
| F••••••• S••••••••• CRD 174306 | Aliso Viejo, CA | other | $2.9B | 0.0% | 3 | $971M | 1 | 0 |
| F•••••• A•••• M••••••••• L•• CRD 325807 | San Francisco, CA | independent RIA | $2.9B | 100% | 2 | $1.5B | 0 | 2 |
| P•••••••• C•••••• L• CRD 285022 | San Francisco, CA | asset manager | $2.9B | 0.0% | 0 | n/a | 0 | 14 |
| S•••••• C•••••• L•• CRD 316856 | Palo Alto, CA | asset manager | $2.9B | 0.0% | 0 | n/a | 0 | 3 |
| F••• P•••• C•••••• P••••••• L•• CRD 146759 | San Francisco, CA | independent RIA | $2.9B | 85% | 20 | $145M | 4 | 10 |
| R•• C•••••• M••••••••• L•• CRD 291853 | Los Angeles, CA | asset manager | $2.9B | 0.0% | 0 | n/a | 4 | 12 |
| E••••••• C•••••• P•••••••• L•• CRD 296943 | Palo Alto, CA | asset manager | $2.9B | 0.0% | 0 | n/a | 0 | 29 |
| L• A••••••• L•• CRD 153940 | San Diego, CA | independent RIA | $2.9B | 84% | 5 | $575M | 1 | 1 |
| H••••••••• C•••••• M••••••••• CRD 46217 | Newport Beach, CA | independent RIA | $2.9B | 86% | 14 | $205M | 0 | 3 |
| P••• W••• A•••• M••••••••• L•• CRD 157660 | San Francisco, CA | asset manager | $2.9B | 0.0% | 0 | n/a | 0 | 3 |
| B••••••••• C••••••• L•• CRD 283610 | San Francisco, CA | asset manager | $2.9B | 0.0% | 0 | n/a | 1 | 12 |
| V•••• W••••• P•••••••• L•• CRD 143588 | Oakland, CA | independent RIA | $2.9B | 81% | 8 | $357M | 4 | 1 |
| C••••• M•••••• CRD 111458 | Irvine, CA | independent RIA | $2.9B | 93% | 64 | $44.6M | 28 | 0 |
| M••• M••••••••• E•• A•••••••• L•• CRD 288558 | San Francisco, CA | asset manager | $2.8B | 0.0% | 0 | n/a | 0 | 0 |
| A•••••• W••••• M••••••••• L•• CRD 159952 | Santa Monica, CA | independent RIA | $2.8B | 88% | 10 | $281M | 3 | 0 |
| O•••• A••••••• CRD 158515 | San Rafael, CA | independent RIA | $2.8B | 96% | 0 | n/a | 1 | 1 |
| A••• P•••••••• M••••••••• L••• CRD 324429 | Menlo Park, CA | independent RIA | $2.8B | 75% | 0 | n/a | 1 | 7 |
| D• G••••• V••••••• CRD 293073 | Menlo Park, CA | asset manager | $2.7B | 0.0% | 0 | n/a | 2 | 8 |
| K•• R••••• A•••••••• L•• CRD 119662 | Newport Beach, CA | other | $2.7B | 0.0% | 0 | n/a | 0 | 0 |
| 1•••••• C•••••• L•• CRD 285866 | San Francisco, CA | asset manager | $2.7B | 0.0% | 0 | n/a | 1 | 4 |
| T•• P• M••••••••• C•••••• L•• CRD 333068 | Los Angeles, CA | asset manager | $2.7B | 0.0% | 0 | n/a | 5 | 2 |
| B••••••••• P••••••••• CRD 309668 | Los Angeles, CA | asset manager | $2.7B | 0.0% | 0 | n/a | 5 | 12 |
| G••• C•••••• L•• CRD 151427 | Beverly Hills, CA | asset manager | $2.7B | 0.0% | 0 | n/a | 0 | 3 |
| C•• C••••••• L•• CRD 277038 | Los Angeles, CA | asset manager | $2.7B | 0.0% | 0 | n/a | 0 | 0 |
| O•••••• P••••••• CRD 108100 | San Francisco, CA | independent RIA | $2.7B | 87% | 11 | $241M | 1 | 1 |
| T•• C•••••• M••••••••• CRD 298007 | Playa Vista, CA | asset manager | $2.6B | 0.0% | 0 | n/a | 2 | 13 |
| S•••••••• C•••••• M••••••••• L•• CRD 164661 | San Francisco, CA | asset manager | $2.6B | 0.0% | 0 | n/a | 3 | 7 |
| C•••••• C•••••• A•••••••• L•• CRD 143478 | Beverly Hills, CA | independent RIA | $2.6B | 62% | 8 | $324M | 1 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
1,869 advisers match.