DFX Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Uptick Partners, LLC CRD 324250 | Nacogdoches, TX | independent RIA | $1.1B | 100% | 17 | $62.5M | 8 | 0 |
| Avidity Partners Management LP CRD 304628 | Dallas, TX | asset manager | $1.1B | 0.0% | 0 | n/a | 1 | 3 |
| Bsip Slp Gp, LLC CRD 298964 | Frisco, TX | asset manager | $1.1B | 0.0% | 0 | n/a | 0 | 17 |
| S•••••• A•••• M••••••••• L•• CRD 148194 | Houston, TX | independent RIA | $1.1B | 88% | 2 | $528M | 1 | 0 |
| B•••• C••• E••••• CRD 283269 | Houston, TX | asset manager | $1.0B | 0.0% | 2 | $524M | 0 | 7 |
| P•••••• F•••••••• A••••••• CRD 143721 | College Station, TX | independent RIA | $1.0B | 91% | 12 | $87.1M | 0 | 0 |
| B•••••• C•••••• C•••• CRD 115197 | San Antonio, TX | asset manager | $1.0B | 0.0% | 1 | $1.0B | 0 | 2 |
| E•• I••••••••• A••••••• L•• CRD 298553 | Dallas, TX | asset manager | $1.0B | 0.0% | 0 | n/a | 0 | 3 |
| R••••• W••••• G••••• I••• CRD 107409 | Fort Worth, TX | independent RIA | $1.0B | 90% | 8 | $130M | 0 | 0 |
| P••••••• C•••••• CRD 148791 | Dallas, TX | asset manager | $1.0B | 0.0% | 1 | $1.0B | 0 | 2 |
| P••••••• F•••••••• A•••••••• I••• CRD 107653 | Dallas, TX | independent RIA | $1.0B | 97% | 8 | $128M | 0 | 0 |
| S••••••••• C••••••• L•• CRD 173151 | Dallas, TX | asset manager | $1.0B | 0.0% | 2 | $510M | 2 | 0 |
| E••• N•••••• R•••••••• L•• CRD 230787 | Dallas, TX | asset manager | $1.0B | 0.0% | 0 | n/a | 0 | 4 |
| E••••••• I••••••••• S•••••••• L••••• CRD 297181 | Houston, TX | asset manager | $1.0B | 0.0% | 0 | n/a | 0 | 4 |
| T••••••• F•••••••• A•••••••• L•• CRD 165237 | San Antonio, TX | independent RIA | $1.0B | 99% | 11 | $92.1M | 4 | 0 |
| R••••• C••••••• L•• CRD 164144 | Dallas, TX | asset manager | $1.0B | 0.0% | 0 | n/a | 0 | 8 |
| P•••••• E••••• P••••••• CRD 163267 | Houston, TX | asset manager | $1.0B | 0.0% | 0 | n/a | 0 | 6 |
| A•••• W••••• CRD 134242 | The Woodlands, TX | independent RIA | $985M | 100% | 12 | $82.0M | 0 | 0 |
| B•••••• C•••••• CRD 173563 | Weatherford, TX | independent RIA | $970M | 73% | 19 | $51.0M | 3 | 0 |
| R•••••• H••••••••• C•••••• L•• CRD 315069 | Austin, TX | asset manager | $964M | 0.0% | 1 | $964M | 0 | 6 |
| I••••••••• W••••• S•••••••• L•• CRD 300403 | Austin, TX | independent RIA | $961M | 100% | 6 | $160M | 1 | 0 |
| W•••• D••• CRD 161361 | Houston, TX | asset manager | $961M | 0.0% | 0 | n/a | 0 | 12 |
| M•••••• C•••••• M••••••••• L•• CRD 335763 | Austin, TX | asset manager | $959M | 0.0% | 1 | $959M | 4 | 0 |
| M•• F•••••••• CRD 168333 | Houston, TX | independent RIA | $956M | 100% | 6 | $159M | 0 | 0 |
| A•••• C•••••• M••••••••• L• CRD 315672 | Austin, TX | asset manager | $953M | 0.0% | 0 | n/a | 0 | 1 |
| P•••••••• L•• CRD 169688 | Dallas, TX | asset manager | $949M | 0.0% | 1 | $949M | 0 | 7 |
| D••••••••• I••••••••• L••••• CRD 114614 | Waco, TX | independent RIA | $942M | 62% | 8 | $118M | 0 | 0 |
| A•••••••• C•••••• A•••••••• I••• CRD 109518 | Houston, TX | independent RIA | $939M | 71% | 9 | $104M | 0 | 0 |
| P••••• I••••••••• F•••• CRD 161471 | West Lake Hills, TX | asset manager | $936M | 0.0% | 1 | $936M | 0 | 5 |
| A•• G• P•••••••• L•• CRD 334354 | Houston, TX | asset manager | $936M | 0.0% | 2 | $468M | 3 | 11 |
| V•••••• P•••••• W•••••• L••• CRD 305266 | Dallas, TX | independent RIA | $929M | 96% | 6 | $155M | 0 | 0 |
| S•••••••• F•••••••• C•••••••• L•• CRD 141849 | San Antonio, TX | independent RIA | $928M | 81% | 40 | $23.2M | 24 | 0 |
| L••••• C••••••• L•• CRD 167238 | Houston, TX | mixed wealth | $927M | 42% | 4 | $232M | 0 | 2 |
| C•••• C••••••• L•• CRD 173822 | Lakeway, TX | independent RIA | $925M | 100% | 6 | $154M | 3 | 0 |
| K••••• W••••• A••••••• CRD 111610 | Victoria, TX | independent RIA | $923M | 95% | 7 | $132M | 0 | 0 |
| G•••••• F•••••••• C••••••••• CRD 114637 | Houston, TX | independent RIA | $916M | 94% | 19 | $48.2M | 0 | 0 |
| C••••••••• • C••• L•• CRD 325504 | Austin, TX | asset manager | $914M | 0.0% | 0 | n/a | 0 | 25 |
| B••••••• C•••••• CRD 314704 | Dallas, TX | asset manager | $913M | 0.0% | 1 | $913M | 1 | 7 |
| B••••• F•••••••• A••••••• CRD 105638 | College Station, TX | independent RIA | $913M | 100% | 6 | $152M | 0 | 0 |
| B•••••••• C•••••• M••••••••• CRD 145475 | Dallas, TX | other | $910M | 19% | 3 | $303M | 0 | 0 |
| G••••• B•••• F•••••••• G••••• L•••••••• B•••• F•••••••• S••••••• CRD 112248 | Arlington, TX | independent RIA | $909M | 95% | 5 | $182M | 0 | 0 |
| R•••••• P• S•••••••• A••••••••• I••• CRD 109080 | Austin, TX | independent RIA | $905M | 99% | 14 | $64.7M | 0 | 0 |
| D••••••••• G••••• M•••••• L• CRD 309673 | Austin, TX | asset m•••••• | $903M | 0.0% | 0 | n/a | 0 | 12 |
| R•••• C•••••• G••••• L•• CRD 289948 | Dallas, TX | asset manager | $901M | 0.0% | 0 | n/a | 0 | 15 |
| G•• A••••••• L•• CRD 161472 | Houston, TX | asset manager | $892M | 0.0% | 0 | n/a | 0 | 8 |
| C••••••• S••••• I••••••••• M••••••••• CRD 144278 | Dallas, TX | institutional | $891M | 0.3% | 13 | $68.6M | 1 | 2 |
| L•• L•• CRD 282281 | Dallas, TX | asset manager | $891M | 0.0% | 0 | n/a | 2 | 6 |
| B•••••••• E••••• P••••••• L•• CRD 283812 | Dallas, TX | asset manager | $890M | 0.0% | 0 | n/a | 0 | 6 |
| E••••• L•• CRD 168009 | The Woodlands, TX | independent RIA | $889M | 100% | 1 | $889M | 0 | 0 |
| S••••• W••••• A•••••••• L•• CRD 285973 | Dallas, TX | independent RIA | $886M | 100% | 10 | $88.6M | 10 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
1,078 advisers match.