DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Invesco Advisers, Inc. CRD 105360 | Atlanta, GA | asset manager | $750B | 0.0% | 194 | $3.9B | 14 | 30 |
| Truist Advisory Services, Inc. CRD 283390 | Atlanta, GA | BD affiliated | $77B | 91% | 1,981 | $39.1M | 2,881 | 0 |
| Earnest Partners, LLC CRD 107926 | Atlanta, GA | other | $43B | 0.3% | 1 | $43B | 0 | 6 |
| V••• I••••••••• M••••••••• L•• CRD 108934 | Atlanta, GA | institutional | $39B | 0.0% | 0 | n/a | 7 | 0 |
| R•••• C•••••• M••••••••• L•• CRD 160368 | Atlanta, GA | asset manager | $34B | 0.0% | 0 | n/a | 0 | 14 |
| H• W••••• CRD 316731 | Atlanta, GA | independent RIA | $30B | 77% | 167 | $181M | 11 | 0 |
| A•••••• C•••••• CRD 116719 | Atlanta, GA | asset manager | $29B | 1.0% | 3 | $9.5B | 0 | 0 |
| M•••• F•••••••• A••••••• CRD 142457 | Alpharetta, GA | BD affiliated | $24B | 75% | 284 | $84.1M | 65 | 0 |
| V••••• A•••• M••••••••• CRD 286622 | Alpharetta, GA | other | $22B | 16% | 6 | $3.7B | 6 | 0 |
| P•••••••• A••••••• CRD 10111 | Duluth, GA | national BD | $16B | 99% | 3,977 | $3.9M | 1,828 | 0 |
| O•••• A••••••• S•••••••• L•• CRD 171070 | Atlanta, GA | BD affiliated | $15B | 97% | 355 | $43.6M | 200 | 0 |
| I•• G••••• I••• CRD 126246 | Atlanta, GA | institutional | $15B | 4.1% | 17 | $907M | 0 | 0 |
| A•••••• C••••••••• G•••• A•••••••• L•• CRD 288169 | Atlanta, GA | mixed wealth | $15B | 22% | 8 | $1.8B | 11 | 0 |
| A•••• O•• C•••••• A•••••••• L•• CRD 151090 | Atlanta, GA | asset manager | $11B | 0.0% | 1 | $11B | 2 | 9 |
| A•••• P••••••••• A•••••••• L•• CRD 106741 | Atlanta, GA | independent RIA | $11B | 83% | 13 | $850M | 1 | 0 |
| A••••••• S••••••• N•••••• CRD 146051 | Atlanta, GA | independent RIA | $11B | 97% | 248 | $42.7M | 117 | 0 |
| O•••••• C•••••••• A•••••••• L•• CRD 336837 | Atlanta, GA | independent RIA | $10B | 100% | 122 | $82.7M | 0 | 0 |
| S••••••••• L•• CRD 112758 | Atlanta, GA | independent RIA | $9.7B | 95% | 49 | $197M | 1 | 2 |
| C••••••• I••••••••• C•••••• I•• CRD 110271 | Atlanta, GA | independent RIA | $9.1B | 66% | 22 | $415M | 1 | 0 |
| A••••••• W••••• A••••••• CRD 288863 | Atlanta, GA | BD affiliated | $8.8B | 84% | 221 | $39.8M | 104 | 0 |
| S•••••• S••••••••• I••• CRD 14023 | Columbus, GA | BD affiliated | $8.4B | 90% | 171 | $49.4M | 64 | 0 |
| N••••••• H•••••• • C••••••• L•• CRD 144516 | Atlanta, GA | independent RIA | $8.3B | 95% | 13 | $636M | 2 | 1 |
| C•••••• I••••••••• A•••••••• L•• CRD 158055 | Atlanta, GA | independent RIA | $8.2B | 100% | 59 | $139M | 6 | 0 |
| H••••• C•••••• M••••••••• L•• CRD 118070 | Alpharetta, GA | independent RIA | $8.0B | 54% | 24 | $334M | 4 | 0 |
| D••••• C•••••• A•••••••• L•• CRD 110663 | Atlanta, GA | asset manager | $7.3B | 0.0% | 0 | n/a | 0 | 33 |
| J••••••••• L••• CRD 158207 | Atlanta, GA | asset manager | $7.1B | 0.0% | 0 | n/a | 5 | 21 |
| G•• C•••••• C•••• CRD 160404 | Atlanta, GA | asset manager | $6.9B | 0.0% | 0 | n/a | 1 | 3 |
| G•• M••••••••• I••••••••• M••••••••• L•• CRD 329225 | Atlanta, GA | asset manager | $5.9B | 0.0% | 0 | n/a | 6 | 8 |
| B••••••• C•••••• M••••••••• L•• CRD 110707 | Atlanta, GA | other | $5.8B | 6.7% | 10 | $576M | 2 | 0 |
| C••••••• I••••••••• M••••••••• L•• CRD 299369 | Atlanta, GA | asset manager | $5.7B | 0.0% | 0 | n/a | 7 | 3 |
| B•••••••• CRD 152511 | Atlanta, GA | independent RIA | $5.5B | 72% | 18 | $308M | 1 | 6 |
| B•• W•••••• L•• CRD 143208 | Atlanta, GA | independent RIA | $5.3B | 99% | 63 | $83.9M | 4 | 2 |
| F••••• I••••••••• A••••••••• CRD 110163 | Atlanta, GA | institutional | $5.2B | 2.9% | 0 | n/a | 0 | 5 |
| F••••••••• L•• CRD 134351 | Atlanta, GA | institutional | $4.9B | 2.9% | 0 | n/a | 1 | 0 |
| I•• A•••••••• L•• CRD 168012 | Atlanta, GA | independent RIA | $4.8B | 96% | 110 | $43.3M | 62 | 0 |
| S••• M••••••• A•••••••• L•• CRD 298593 | Atlanta, GA | independent RIA | $4.3B | 94% | 21 | $204M | 0 | 3 |
| Z•• I••••••••• C•••••• I•• CRD 110397 | Atlanta, GA | independent RIA | $4.2B | 90% | 13 | $325M | 0 | 0 |
| W••••• I••••••••• C•••••• I•• CRD 111042 | Gainesville, GA | other | $4.2B | 12% | 6 | $704M | 0 | 3 |
| S•••••••• A•••• A•••••••• L•• CRD 107588 | Thomasville, GA | independent RIA | $4.2B | 62% | 8 | $525M | 4 | 7 |
| C•••• I••••••••• R•••••••• L•• CRD 172685 | Alpharetta, GA | institutional | $4.2B | 2.8% | 3 | $1.4B | 0 | 0 |
| A•••• W••••• M••••••••• L•• CRD 127333 | Atlanta, GA | independent RIA | $4.2B | 92% | 38 | $109M | 10 | 0 |
| B• F••••• O•••••• L•• CRD 305713 | Atlanta, GA | independent RIA | $4.0B | 100% | 0 | n/a | 0 | 0 |
| H••••••• F•••••••• CRD 104545 | Kennesaw, GA | independent RIA | $3.8B | 84% | 29 | $132M | 2 | 0 |
| H••••••• H•••••••• I••• CRD 283258 | Atlanta, GA | asset manager | $3.8B | 0.0% | 0 | n/a | 3 | 0 |
| E••••• I••••••••• C••• CRD 283930 | Atlanta, GA | independent RIA | $3.5B | 79% | 16 | $219M | 0 | 0 |
| A••••••• W••••• M••••••••• L•• CRD 141943 | Atlanta, GA | independent RIA | $3.2B | 85% | 30 | $108M | 5 | 0 |
| L•• I••••••••• L•• CRD 325133 | Atlanta, GA | independent RIA | $3.2B | 56% | 4 | $794M | 0 | 0 |
| G••••••••• I••••••••• A•••••••• L•• CRD 312306 | Atlanta, GA | independent RIA | $3.1B | 100% | 0 | n/a | 0 | 4 |
| S•••••• C•••••• M••••••••• L•• CRD 146025 | Atlanta, GA | asset manager | $3.0B | 0.2% | 0 | n/a | 1 | 0 |
| G•••••• I••••••••• CRD 328039 | Atlanta, GA | independent RIA | $3.0B | 75% | 12 | $252M | 0 | 0 |
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330 advisers match.