DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Keystate Advisory, LLC CRD 156226 | Las Vegas, NV | other | $17B | 0.0% | 9 | $1.8B | 1 | 0 |
| Simplify Asset Management Inc. CRD 309535 | Las Vegas, NV | asset manager | $14B | 0.0% | 4 | $3.5B | 1 | 0 |
| The Ameriflex Group CRD 305585 | Las Vegas, NV | BD affiliated | $9.7B | 90% | 209 | $46.2M | 110 | 0 |
| Guided Choice Asset Management, Inc. CRD 112674 | Reno, NV | other | $8.5B | 12% | 0 | n/a | 0 | 0 |
| Belpointe Asset Management LLC CRD 143440 | Reno, NV | independent RIA | $7.6B | 68% | 172 | $44.1M | 113 | 0 |
| The Wealth Consulting Group CRD 173194 | Las Vegas, NV | independent RIA | $6.3B | 94% | 131 | $47.9M | 50 | 0 |
| Digital Alpha Advisors, LLC CRD 286351 | Henderson, NV | asset manager | $2.4B | 0.0% | 0 | n/a | 2 | 13 |
| The Investment Counsel Company CRD 19608 | Las Vegas, NV | independent RIA | $2.2B | 96% | 7 | $312M | 0 | 0 |
| Zazove Associates LLC CRD 104751 | Incline Village, NV | institutional | $2.0B | 0.0% | 0 | n/a | 0 | 5 |
| Arista Wealth Management, LLC CRD 141504 | Las Vegas, NV | independent RIA | $1.2B | 82% | 11 | $109M | 2 | 0 |
| Navellier & Associates Inc CRD 107568 | Reno, NV | independent RIA | $1.1B | 98% | 12 | $91.8M | 0 | 0 |
| Dtcp USA LLC CRD 297884 | Las Vegas, NV | asset manager | $1.0B | 0.0% | 0 | n/a | 0 | 6 |
| Rb Capital Management, LLC CRD 125678 | Reno, NV | independent RIA | $931M | 94% | 14 | $66.5M | 11 | 0 |
| Pilgrim Global Advisors LLC CRD 323259 | Reno, NV | asset manager | $884M | 0.0% | 0 | n/a | 0 | 2 |
| 1confirmation CRD 295180 | Incline Village, NV | asset manager | $860M | 0.0% | 0 | n/a | 0 | 10 |
| American Wealth Management CRD 122205 | Reno, NV | independent RIA | $761M | 96% | 5 | $152M | 0 | 0 |
| Dx Advisors LLC CRD 341725 | Las Vegas, NV | asset manager | $753M | 0.0% | 0 | n/a | 0 | 0 |
| Palisade Investments, LLC CRD 124776 | Zephyr Cove, NV | independent RIA | $653M | 50% | 7 | $93.2M | 4 | 0 |
| Buckley Wealth CRD 285823 | Las Vegas, NV | independent RIA | $644M | 78% | 5 | $129M | 0 | 0 |
| Aljian Capital Management CRD 167381 | Carson City, NV | independent RIA | $628M | 97% | 3 | $209M | 1 | 0 |
| Rareview Capital LLC CRD 284474 | Las Vegas, NV | other | $538M | 14% | 5 | $108M | 2 | 0 |
| Kingsbridge Wealth Management, Inc. CRD 165560 | Las Vegas, NV | independent RIA | $469M | 94% | 5 | $93.9M | 1 | 0 |
| Oak Harbor Capital, LLC CRD 169089 | Las Vegas, NV | asset manager | $442M | 0.0% | 0 | n/a | 1 | 18 |
| Investment Management Consultants CRD 122718 | Las Vegas, NV | mixed wealth | $440M | 32% | 2 | $220M | 0 | 0 |
| P4g Capital Management, LLC CRD 300645 | Stateline, NV | asset manager | $419M | 0.0% | 0 | n/a | 2 | 9 |
| Capstone Capital Wealth Advisors CRD 123764 | Henderson, NV | independent RIA | $408M | 88% | 5 | $81.7M | 0 | 0 |
| West Ridge Advisors CRD 282718 | Henderson, NV | mixed wealth | $396M | 47% | 11 | $36.0M | 5 | 0 |
| American Retirement Planning Group Inc CRD 108300 | Las Vegas, NV | independent RIA | $348M | 63% | 2 | $174M | 0 | 0 |
| Mission Financial Group, LLC CRD 311876 | Las Vegas, NV | independent RIA | $311M | 83% | 6 | $51.8M | 5 | 0 |
| Winans Investments CRD 107125 | Las Vegas, NV | independent RIA | $306M | 93% | 5 | $61.1M | 1 | 0 |
| Bowers Wealth Management, Inc. CRD 145476 | Glenbrook, NV | independent RIA | $299M | 98% | 2 | $149M | 1 | 0 |
| Whitebark Investors CRD 331803 | Incline Village, NV | asset manager | $292M | 0.0% | 0 | n/a | 1 | 3 |
| Cassady Wealth & Retirement Planning L.L.C. CRD 309710 | Henderson, NV | independent RIA | $292M | 100% | 5 | $58.4M | 1 | 0 |
| One Wealth Map, LLC CRD 171750 | Las Vegas, NV | independent RIA | $287M | 100% | 6 | $47.9M | 8 | 0 |
| Sanchez Gaunt Capital Management, LLC CRD 336187 | Reno, NV | independent RIA | $286M | 100% | 3 | $95.3M | 2 | 0 |
| Pandora Wealth, Inc. CRD 331816 | Las Vegas, NV | independent RIA | $285M | 100% | 3 | $95.0M | 3 | 0 |
| Open Window Financial Solutions, Ltd. CRD 131562 | Reno, NV | independent RIA | $284M | 89% | 3 | $94.8M | 2 | 0 |
| Kingsbridge Investment Partners LLC CRD 336502 | Las Vegas, NV | asset manager | $283M | 0.0% | 0 | n/a | 1 | 8 |
| Hallador Investment Advisors, Inc. CRD 141335 | Reno, NV | asset manager | $271M | 2.7% | 0 | n/a | 2 | 0 |
| Vantage Wealth Planning CRD 173929 | Reno, NV | independent RIA | $265M | 95% | 3 | $88.2M | 0 | 0 |
| Finley Financial, LLC CRD 131442 | Las Vegas, NV | independent RIA | $260M | 100% | 1 | $260M | 0 | 0 |
| Gk Wealth Management LLC CRD 296847 | Reno, NV | independent RIA | $259M | 99% | 6 | $43.1M | 0 | 0 |
| Peterson Wealth Management, LLC CRD 285415 | Sparks, NV | independent RIA | $251M | 99% | 3 | $83.7M | 1 | 0 |
| Mcbroom & Associates, LLC CRD 151187 | Las Vegas, NV | independent RIA | $242M | 94% | 3 | $80.7M | 0 | 0 |
| Whalen Financial CRD 311869 | Las Vegas, NV | independent RIA | $223M | 99% | 5 | $44.6M | 0 | 0 |
| Diazo, LLC CRD 324419 | Henderson, NV | independent RIA | $222M | 95% | 3 | $73.9M | 2 | 0 |
| Skyoak Capital, Inc. CRD 154248 | Las Vegas, NV | independent RIA | $219M | 87% | 2 | $110M | 2 | 0 |
| Sahara Investment Group CRD 341135 | Las Vegas, NV | other | $218M | 0.0% | 1 | $218M | 0 | 1 |
| Schultz Financial Group Incorporated CRD 108724 | Reno, NV | independent RIA | $215M | 97% | 5 | $43.0M | 1 | 0 |
| Adaptive Wealth Engineering CRD 111243 | Las Vegas, NV | independent RIA | $214M | 100% | 5 | $42.8M | 0 | 0 |
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76 advisers match.