DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Parametric Portfolio Associates CRD 114310 | Seattle, WA | BD affiliated | $685B | 56% | 7 | $98B | 5 | 12 |
| Russell Investments CRD 329 | Seattle, WA | institutional | $81B | 0.0% | 3 | $27B | 1 | 0 |
| Russell Investments CRD 105734 | Seattle, WA | asset manager | $69B | 0.0% | 74 | $927M | 2 | 1 |
| R•••••• I••••••••• CRD 37550 | Seattle, WA | asset manager | $35B | 0.0% | 0 | n/a | 1 | 43 |
| I•••••• M•••••• A•••••••• L•• CRD 154461 | Seattle, WA | other | $31B | 1.9% | 17 | $1.8B | 6 | 0 |
| B••••••••• ••••• L•••••• P••••••••• CRD 111470 | Seattle, WA | other | $24B | 0.0% | 0 | n/a | 6 | 24 |
| H••••••• C•••••• CRD 157594 | Seattle, WA | asset manager | $21B | 0.0% | 0 | n/a | 1 | 1 |
| B••••••• J•••• L•• CRD 108601 | Seattle, WA | independent RIA | $19B | 94% | 160 | $118M | 33 | 5 |
| F•••••••• C•••••• M••••••••• L•• CRD 145711 | Seattle, WA | independent RIA | $15B | 78% | 62 | $235M | 4 | 14 |
| C••••••••• W••••• M••••••••• CRD 108805 | Bellevue, WA | independent RIA | $14B | 87% | 139 | $100M | 9 | 1 |
| P••• C•••••• M••••••••• I••• CRD 111765 | Seattle, WA | institutional | $13B | 0.0% | 4 | $3.2B | 0 | 1 |
| L•• CRD 107341 | Seattle, WA | independent RIA | $12B | 87% | 59 | $207M | 4 | 3 |
| S••••• C•••• A••••••• P••••••• L•• CRD 156667 | Seattle, WA | asset manager | $10B | 0.0% | 0 | n/a | 0 | 26 |
| S•••••• C•••••• C••••••••• CRD 25586 | Bellingham, WA | asset manager | $8.6B | 2.3% | 33 | $261M | 0 | 0 |
| E•••••••• W••••• M••••••••• CRD 152622 | Seattle, WA | independent RIA | $8.4B | 98% | 69 | $122M | 17 | 1 |
| F•••••• H••••••••• P••••••• CRD 157324 | Seattle, WA | asset manager | $7.7B | 0.0% | 0 | n/a | 0 | 25 |
| W••••••••• C•••••• M••••••••• I•• CRD 105253 | Seattle, WA | asset manager | $7.4B | 0.7% | 6 | $1.2B | 7 | 10 |
| C•••••• M••••••••• L•• CRD 315897 | Bellevue, WA | asset manager | $7.3B | 8.1% | 1 | $7.3B | 1 | 0 |
| B•••••• P••••• W••••• M••••••• CRD 315440 | Seattle, WA | independent RIA | $7.3B | 96% | 27 | $270M | 3 | 0 |
| E•••••••• C•••••• M••••••••• L•• CRD 104931 | Bellevue, WA | independent RIA | $7.2B | 91% | 27 | $266M | 5 | 8 |
| T••••••••• W••••• CRD 108917 | Bellevue, WA | independent RIA | $5.8B | 90% | 22 | $262M | 2 | 0 |
| Z••••••••• C•••••• I••••••••• L•• CRD 128990 | Edmonds, WA | other | $4.6B | 19% | 14 | $326M | 0 | 0 |
| N•••••••• A•••• M••••••••• CRD 147923 | Mercer Island, WA | independent RIA | $4.1B | 98% | 62 | $66.6M | 68 | 0 |
| S•••••••• I••••• M••••••••• L•• CRD 151956 | Seattle, WA | asset manager | $3.1B | 0.0% | 3 | $1.0B | 0 | 0 |
| P•••••• P•••••• W••••• L•• CRD 305115 | Bellevue, WA | independent RIA | $3.0B | 100% | 15 | $197M | 0 | 0 |
| I••••• I••••••••• M••••••••• C•• L•• CRD 329696 | Seattle, WA | asset manager | $2.7B | 0.0% | 0 | n/a | 0 | 3 |
| G•••• C••••••• I••• CRD 151043 | Seattle, WA | independent RIA | $2.7B | 85% | 9 | $295M | 0 | 0 |
| A•••• A••••••• G•••• L•• CRD 333610 | Gig Harbor, WA | independent RIA | $2.5B | 79% | 5 | $504M | 1 | 0 |
| S•••••••• P•••••••• L•• CRD 116569 | Seattle, WA | asset manager | $2.5B | 0.0% | 0 | n/a | 0 | 2 |
| T•••••••• G•••• CRD 301548 | Bellevue, WA | independent RIA | $2.4B | 79% | 17 | $141M | 0 | 1 |
| M••••••• A•••••••• L•• CRD 112245 | Seattle, WA | other | $2.3B | 0.0% | 0 | n/a | 1 | 0 |
| K••••• M••••••••• L•• CRD 164712 | Seattle, WA | asset manager | $2.2B | 0.0% | 1 | $2.2B | 0 | 13 |
| K•••• J••••••• W••••• M••••••••• L•• CRD 151088 | Olympia, WA | independent RIA | $2.2B | 79% | 6 | $367M | 0 | 0 |
| P•••••• A••••••• CRD 170043 | Redmond, WA | independent RIA | $2.1B | 98% | 18 | $119M | 1 | 0 |
| G•••••••• P••••••• CRD 300919 | Bellevue, WA | asset manager | $2.1B | 0.0% | 0 | n/a | 1 | 7 |
| S•• CRD 310849 | Bellevue, WA | independent RIA | $1.9B | 88% | 32 | $60.7M | 0 | 0 |
| F•••• P•••••• F••••••••• I••• CRD 284736 | Vancouver, WA | independent RIA | $1.9B | 95% | 19 | $101M | 4 | 0 |
| C•••• C•••• F•••••••• M••••••••• L•• CRD 170602 | Silverdale, WA | independent RIA | $1.9B | 97% | 43 | $43.2M | 25 | 0 |
| S•••• D••• • H••••• L•• CRD 110102 | Vancouver, WA | mixed wealth | $1.8B | 49% | 6 | $301M | 4 | 0 |
| A••••• A••••••• CRD 145179 | Bellevue, WA | independent RIA | $1.8B | 96% | 8 | $222M | 1 | 0 |
| F•••••••• P•••• I••• CRD 116073 | Bellingham, WA | independent RIA | $1.6B | 99% | 13 | $123M | 0 | 0 |
| P••••••• H••••••• W••••• A•••••••• I••• CRD 110952 | Kennewick, WA | independent RIA | $1.6B | 75% | 16 | $98.6M | 2 | 0 |
| A••••••• C••••••• L•• CRD 283260 | Bellevue, WA | asset manager | $1.5B | 0.0% | 4 | $385M | 1 | 2 |
| A•••••• I••••••••• L•• CRD 155782 | Seattle, WA | institutional | $1.5B | 0.0% | 2 | $741M | 0 | 2 |
| M••••• W••••• A•••••••• L•• CRD 296896 | Vancouver, WA | independent RIA | $1.5B | 84% | 8 | $182M | 0 | 0 |
| C••••••• P•••••• A•••••••• L•• CRD 142725 | Seattle, WA | asset manager | $1.5B | 0.0% | 0 | n/a | 0 | 11 |
| L••••• C•••••• C•••• CRD 46206 | Vancouver, WA | asset manager | $1.4B | 0.0% | 0 | n/a | 0 | 0 |
| G••••• W••••• M••••••••• L•• CRD 137810 | Seattle, WA | independent RIA | $1.4B | 88% | 4 | $352M | 0 | 0 |
| M••••••• • E••• L•• CRD 145252 | Arlington, WA | independent RIA | $1.4B | 100% | 6 | $227M | 2 | 0 |
| 1•• W••••• A•••••••• L•• CRD 284921 | Federal Way, WA | independent RIA | $1.4B | 94% | 6 | $227M | 0 | 0 |
The rest of the firm names are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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271 advisers match.