DFX Intelligence
Advisor moves
Departures from MML Investors Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Montalvo | MML Investors Services, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2024 | Nov 21, 2024 (44 d) |
| Paul Louis Tiernan | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2024 | Jun 18, 2025 (257 d) |
| Adam Stanley Novak | MML Investors Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 4, 2024 | Sep 27, 2024 |
| Shawn Nicholas Mangan | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2024 | Oct 3, 2024 |
| Verneith Diane Stout | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2024 | Oct 3, 2024 |
| Rebecca Stella Elizabeth Winkel | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2024 | Oct 3, 2024 |
| Charles Groome Powell | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2024 | Oct 7, 2024 |
| Keith G Bermeo | MML Investors Services, LLC BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2024 | Sep 23, 2024 |
| Stephanie Alaine Rivas | MML Investors Services, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2024 | Nov 1, 2024 |
| Charles Cain | MML Investors Services, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 2, 2024 | Oct 21, 2024 |
| Buck Kartheval Jones | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2024 | Oct 1, 2024 |
| Valerie Joy Alves | MML Investors Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 30, 2024 | Oct 10, 2024 |
| Karilyn Port Meeker | MML Investors Services, LLC BD affiliated | Cary Street Partners BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2024 | May 19, 2025 (231 d) |
| John Francis Sharkey | MML Investors Services, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Sep 27, 2024 | Oct 6, 2025 (374 d) |
| David Michael Stanco | MML Investors Services, LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 25, 2024 | Sep 23, 2024 |
| Garrett Mayhart | MML Investors Services, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2024 | Oct 4, 2024 |
| Sean David Spellman | MML Investors Services, LLC BD affiliated | Assetmark, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2024 | Mar 26, 2026 (553 d) |
| Nicholas Steven Marinelli | MML Investors Services, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2024 | Sep 10, 2025 (357 d) |
| Charles Norman Shaffer | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2024 | Sep 13, 2024 |
| Karen Lynn Buckley | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2024 | Sep 10, 2024 |
| Ryan Brenner | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2024 | Sep 13, 2024 |
| Zhongqi Zhang | MML Investors Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 16, 2024 | Oct 1, 2024 |
| Anna Maria Spurgin | MML Investors Services, LLC BD affiliated | The Mather Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 13, 2024 | Dec 2, 2024 (80 d) |
| Christopher J Vargas | MML Investors Services, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 12, 2024 | Sep 9, 2024 |
| Eric Donato | MML Investors Services, LLC BD affiliated | Envestnet Pmc independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 12, 2024 | Nov 1, 2024 (50 d) |
| Jerry Allen Wade | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2024 | Sep 11, 2024 |
| Cole Robert Pine | MML Investors Services, LLC BD affiliated | Fortem Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2024 | Oct 2, 2024 |
| Thomas John Mcdermott | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2024 | Sep 3, 2024 |
| Chad Terry Joshpe | MML Investors Services, LLC BD affiliated | Fortis Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2024 | Sep 6, 2024 |
| Curtis Oneal Irby | MML Investors Services, LLC BD affiliated | Procyon mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2024 | Oct 20, 2025 (411 d) |
| David Andrew Iannetto | MML Investors Services, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2024 | Sep 3, 2024 |
| Jon Pettry | MML Investors Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 4, 2024 | Sep 24, 2024 |
| Caribel Colon | MML Investors Services, LLC BD affiliated | Perennial Financial Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2024 | Sep 4, 2024 |
| Jordan Storm Tripodi | MML Investors Services, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 4, 2024 | Nov 5, 2024 (62 d) |
| David R Branham | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2024 | Sep 5, 2024 |
| Garret Benson | MML Investors Services, LLC BD affiliated | Bankers Life Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2024 | Sep 12, 2024 |
| Jonathan L Ward | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2024 | Aug 30, 2024 |
| Michael Joseph Wimmer | MML Investors Services, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2024 | Sep 13, 2024 |
| Sung-Kun Park | MML Investors Services, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 26, 2024 | Sep 25, 2024 |
| Kenneth Voog | MML Investors Services, LLC BD affiliated | Foguth Wealth Management, LLC. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2024 | Aug 28, 2024 |
| Craig Harvey Tibbitts | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2024 | Aug 14, 2024 |
| Bryan Thomas Decoursey | MML Investors Services, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2024 | Aug 29, 2024 |
| Julia Marie Seroskie | MML Investors Services, LLC BD affiliated | Urban Wealth Management Or Uwm independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 16, 2024 | Feb 12, 2026 (545 d) |
| Ryan Thomas Howard | MML Investors Services, LLC BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2024 | Aug 21, 2024 |
| Clinton Michael Biggs | MML Investors Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2024 | Aug 12, 2024 |
| Michael George Fogarty | MML Investors Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 14, 2024 | Aug 15, 2024 |
| Malcolm Dee Lewis | MML Investors Services, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Aug 14, 2024 | Aug 13, 2024 |
| James Strano | MML Investors Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2024 | Jun 1, 2026 (656 d) |
| Jerry Leo Spivey | MML Investors Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 13, 2024 | Aug 12, 2024 |
| James Winskie | MML Investors Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 13, 2024 | Aug 12, 2024 |
| James Mason Heidt III | MML Investors Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 13, 2024 | Aug 12, 2024 |
| Morrell Alexander Mccaskill | MML Investors Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 13, 2024 | Aug 12, 2024 |
| Bryan Michael Smith | MML Investors Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 13, 2024 | Aug 12, 2024 |
| Robert Samuel Mcwilliams | MML Investors Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 12, 2024 | Aug 12, 2024 |
| Avinoam Efraim | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2024 | Aug 13, 2024 |
| Robert Campbell | MML Investors Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 12, 2024 | Aug 12, 2024 |
| Emily Nitsa Pehlis | MML Investors Services, LLC BD affiliated | Strategic Wealth Advisors Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 12, 2024 | Aug 15, 2024 |
| Geoffrey G Mclawhorn | MML Investors Services, LLC BD affiliated | Modern Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2024 | Sep 17, 2024 (39 d) |
| Adam David Seidman | MML Investors Services, LLC BD affiliated | Modern Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2024 | Sep 17, 2024 (39 d) |
| David Harold Turlington | MML Investors Services, LLC BD affiliated | Modern Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2024 | Sep 17, 2024 (39 d) |
4,448 moves match.