DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from MML Investors Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Payton Taylor Whalen | MML Investors Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 10, 2025 | Mar 21, 2025 (39 d) |
| Kelly Wilhite | MML Investors Services, LLC BD affiliated | Severin Investments LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2025 | Jul 8, 2025 (151 d) |
| Anthony Martino | MML Investors Services, LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Feb 7, 2025 | Jun 2, 2025 (115 d) |
| Matthew Robert Hiller | MML Investors Services, LLC BD affiliated | Entrewealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 6, 2025 | Feb 19, 2025 |
| Chad Gifford | MML Investors Services, LLC BD affiliated | Gettings Busch Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 6, 2025 | Feb 6, 2025 |
| Dustin Irish | MML Investors Services, LLC BD affiliated | Irish Capital LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 6, 2025 | Feb 25, 2025 |
| Frank Ferrell Bowling | MML Investors Services, LLC BD affiliated | Financial Partners Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2025 | Jan 28, 2025 |
| Jared Spivey | MML Investors Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 5, 2025 | Jan 21, 2026 (350 d) |
| Kevin A Luss | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2025 | Jan 17, 2025 |
| Joshua R Tomeoni | MML Investors Services, LLC BD affiliated | Narrative Financial Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 4, 2025 | Mar 12, 2025 (36 d) |
| Jason Andrew Woodbury | MML Investors Services, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2025 | Jan 27, 2025 |
| Jennifer Sue Torgrude | MML Investors Services, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2025 | Feb 6, 2025 |
| Juliette Raquel Sykes | MML Investors Services, LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 31, 2025 | Feb 4, 2025 |
| Benjamin Kreitz | MML Investors Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 31, 2025 | Aug 18, 2026 (564 d) |
| Allan Brett Zucker | MML Investors Services, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2025 | Jan 29, 2025 |
| Brandon Scott Grable | MML Investors Services, LLC BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2025 | Jan 30, 2025 |
| Alexander Kyle Richmond | MML Investors Services, LLC BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2025 | Jan 30, 2025 |
| Lucas Flores | MML Investors Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Jan 27, 2025 |
| Gary Slavin | MML Investors Services, LLC BD affiliated | Lebenthal Global Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 28, 2025 | Jan 31, 2025 |
| Cody John Peck | MML Investors Services, LLC BD affiliated | Mahogany Financial Strategies LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 27, 2025 | May 2, 2025 (95 d) |
| Brandon L Bouchereau | MML Investors Services, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2025 | Feb 26, 2025 (41 d) |
| Christopher S Van Pelt | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2025 | Jan 22, 2025 |
| Justin Sean Woodfin | MML Investors Services, LLC BD affiliated | World Investment Advisors, LLC other | Other | Jan 14, 2025 | Sep 12, 2025 (241 d) |
| Ryon Kevin Frisch | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2025 | Jan 9, 2025 |
| Peter C Schimmel | MML Investors Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 10, 2025 | Jan 24, 2025 |
| Haneul Lee | MML Investors Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 9, 2025 | Apr 4, 2025 (85 d) |
| Olga Michelle Strasser | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2025 | Jan 31, 2025 |
| Kathryn Lutz | MML Investors Services, LLC BD affiliated | On Investment Management Co BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2025 | Sep 3, 2026 (605 d) |
| Sanjiv Rasikchandra Malkan | MML Investors Services, LLC BD affiliated | Peacock Financial, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 6, 2025 | May 4, 2026 (483 d) |
| Britt Eckman Clanton | MML Investors Services, LLC BD affiliated | Clanton Financial Partners, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 3, 2025 | Jan 2, 2025 |
| Jonathan David Sanders | MML Investors Services, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2025 | Apr 22, 2025 (109 d) |
| Dorothy Ann Murdock | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | Jan 28, 2025 |
| Brian Joseph Joggerst | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | Jan 9, 2025 |
| Phillip R Wight | MML Investors Services, LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2024 | Jan 7, 2025 |
| Matthew Steven Dohar | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | Jul 14, 2026 (560 d) |
| Brent Christopher Hagen | MML Investors Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | Feb 14, 2025 (45 d) |
| Thomas Castrovinci | MML Investors Services, LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Mar 10, 2025 (69 d) |
| Sunil Kumar Handa | MML Investors Services, LLC BD affiliated | Innovative Family Office LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Jun 25, 2025 (176 d) |
| Brent Alan Walker | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | Mar 20, 2025 (79 d) |
| Andrew Thomas Mcalarney | MML Investors Services, LLC BD affiliated | First Due Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2024 | Sep 30, 2025 (273 d) |
| John Thomas Dougherty | MML Investors Services, LLC BD affiliated | Glenwood Investment Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Sep 4, 2025 (247 d) |
| Tinja Anderson | MML Investors Services, LLC BD affiliated | Gfg Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Jan 10, 2025 |
| Zachary N White | MML Investors Services, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | Jan 24, 2025 |
| Daniel Tila-Cohen | MML Investors Services, LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | Jan 24, 2025 |
| Martin Adolfo Montana | MML Investors Services, LLC BD affiliated | Florida Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2024 | Sep 18, 2025 (266 d) |
| Je C Park | MML Investors Services, LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 23, 2024 | Jan 23, 2025 (31 d) |
| Kyland Farmer | MML Investors Services, LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Dec 23, 2024 | Jul 17, 2025 (206 d) |
| Benjamin Evers | MML Investors Services, LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Dec 23, 2024 | Jan 24, 2025 (32 d) |
| Michael Patrick Capizzi | MML Investors Services, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 23, 2024 | Dec 20, 2024 |
| Kathleen Ann Stovel | MML Investors Services, LLC BD affiliated | Sovran Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2024 | Dec 20, 2024 |
| Jonathan Stephen Markos | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2024 | Jan 16, 2025 |
| Tearanie Janaye Parker | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2024 | Dec 20, 2024 |
| Calvin Christopher Silva | MML Investors Services, LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 19, 2024 | Jan 2, 2025 |
| Isaiah Minelli | MML Investors Services, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 19, 2024 | Feb 20, 2025 (63 d) |
| Samuel Leonardo Terrazzino | MML Investors Services, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2024 | May 8, 2025 (142 d) |
| Howard Russell Gershkowitz | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2024 | Dec 11, 2024 |
| Robert Isaac Gershkowitz | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2024 | Dec 9, 2024 |
| Eric Thomas Bottolfsen | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2024 | Dec 11, 2024 |
| Brendon Walsh | MML Investors Services, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2024 | Jan 7, 2025 |
| Brian Thomas Keith | MML Investors Services, LLC BD affiliated | Farmers Asset Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 11, 2024 | Feb 27, 2026 (443 d) |
4,445 moves match.