DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Avantax Advisory Services

1,143 moves
AdvisorFromToTypeLeftRegistered
Wayne W HowellAvantax Advisory Services otherDelta Financial Group, Inc. otherOtherMay 17, 2013Jul 17, 2013 (61 d)
David A LemarAvantax Advisory Services otherTransamerica Financial Advisors, LLC otherOtherMay 14, 2013May 8, 2013
James Phillip Wayne CarrAvantax Advisory Services otherAmeriprise Financial Services, LLC national BDOtherApr 29, 2013Apr 26, 2013
Dorothy H YandleAvantax Advisory Services otherTriad Advisors, LLC otherOtherApr 25, 2013Apr 25, 2013
Donald Mark SafstromAvantax Advisory Services otherCambridge Investment Research Advisors, Inc. otherOtherMar 4, 2013Feb 28, 2013
Robert B LoganAvantax Advisory Services otherMain Line Financial Advisors, LLC. otherOtherFeb 25, 2013Feb 26, 2013
Forest M FoxAvantax Advisory Services otherFox Investing unclassifiedOtherFeb 19, 2013Feb 14, 2013
Newton Michael SpurrAvantax Advisory Services otherMs Financial Services, LLC state registeredOtherJan 28, 2013Jan 23, 2013
Joseph David BattagliniAvantax Advisory Services otherPrivate Advisor Group, LLC otherOtherJan 4, 2013Dec 17, 2012
Christopher Matthew ParksAvantax Advisory Services otherMomentum Independent Network Inc. otherOtherJan 4, 2013Jan 3, 2013
Ben Richard StraleyAvantax Advisory Services otherWells Fargo Advisors wirehouseOtherDec 17, 2012Jan 16, 2013
Sandra Irene BaranowskiAvantax Advisory Services otherCambridge Investment Research Advisors, Inc. otherOtherDec 3, 2012Nov 29, 2012
Mitchell Clint BrownAvantax Advisory Services otherHarmon Financial Advisors, Inc. state registeredOtherNov 20, 2012Dec 26, 2023 (4053 d)
Ryan Matthew FlurieAvantax Advisory Services otherWfg Advisors, LP otherOtherOct 29, 2012Oct 25, 2012
Shrikant M NadkarniAvantax Advisory Services otherGlen Eagle Advisors, LLC otherOtherOct 4, 2012Sep 24, 2012
Kumud Chhanalal GandhiAvantax Advisory Services otherCambridge Investment Research Advisors, Inc. otherOtherOct 1, 2012Oct 1, 2012
Leo Bartlett GoodinAvantax Advisory Services otherCambridge Investment Research Advisors, Inc. otherOtherOct 1, 2012Sep 26, 2012
Philip Andrew MooberryAvantax Advisory Services otherSowell Management otherOtherOct 1, 2012Sep 27, 2012
Angela Kay SheaAvantax Advisory Services otherFaithward Advisors, LLC otherOtherSep 24, 2012Sep 26, 2012
Alexander Richard HuguesAvantax Advisory Services otherPlanmember Securities Corporation otherOtherSep 17, 2012Sep 13, 2012
Timothy Robert MarshallAvantax Advisory Services otherGlobal Wealth Consultants, LLC otherOtherSep 14, 2012Oct 17, 2012 (33 d)
Lance Richard CunninghamAvantax Advisory Services otherAmeriprise Financial Services, LLC national BDOtherAug 13, 2012Aug 8, 2012
Robert Steven StewartAvantax Advisory Services otherCarroll Financial Associates Inc otherOtherAug 13, 2012Aug 17, 2012
Mark Randall PallerAvantax Advisory Services otherPaller Financial Services, Inc. independent RIAOtherAug 1, 2012May 18, 2017 (1751 d)
David Scott StoneAvantax Advisory Services other1st Global Advisors Inc otherOtherJul 9, 2012Jul 6, 2012
Ricky Allen KrauseAvantax Advisory Services otherArcher Investment Corporation otherOtherJun 27, 2012Jul 11, 2012
Glenn Dale HoyerAvantax Advisory Services otherFirst Allied Advisory Services, Inc. otherOtherJun 18, 2012Jul 17, 2012
Adam Michael DelaughterAvantax Advisory Services otherFirst National Capital Markets, Inc. otherOtherJun 11, 2012Jun 11, 2012
Robert John AhearnAvantax Advisory Services otherPrincipal Securities, Inc. otherOtherMay 7, 2012May 22, 2012
John Ryan BoscarelliAvantax Advisory Services otherAmeriprise Financial Services, LLC national BDOtherApr 30, 2012Apr 30, 2012
Gary Richard LoducaAvantax Advisory Services otherUsaa Financial Planning Services no RAUMOtherApr 12, 2012May 10, 2012
Stephanie C CalderasAvantax Advisory Services otherFirst Independent Advisory Services, Inc. unclassifiedOtherMar 27, 2012Mar 16, 2012
Melisa BahmanyarAvantax Advisory Services otherHsbc Securities (USA) Inc. otherOtherFeb 27, 2012Mar 6, 2012
Anthony JuneauAvantax Advisory Services otherAmeriprise Financial Services, LLC national BDOtherFeb 8, 2012Apr 3, 2013 (420 d)
Andrea Lauren ChasesAvantax Advisory Services otherPark Avenue Securities LLC otherOtherJan 19, 2012Apr 17, 2012 (89 d)
Marcus Brent WalkerAvantax Advisory Services otherKarsten Advisors no RAUMOtherJan 17, 2012Jan 12, 2012
Stephen Henry CromwellAvantax Advisory Services otherCromwell Investment Advisory, LLC state registeredOtherDec 23, 2011Jul 14, 2011
Henry HarrisAvantax Advisory Services otherSethi Tax And Wealth Advisors unclassifiedOtherDec 20, 2011May 14, 2012 (146 d)
Carol Jeanette PipitoneAvantax Advisory Services otherOppenheimer & Co. Inc. otherOtherDec 20, 2011Dec 8, 2011
Jimmy D EpleyAvantax Advisory Services otherInvestment Advisors International, Inc. unclassifiedOtherDec 2, 2011Dec 6, 2011
James Patrick OneilAvantax Advisory Services otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 10, 2011Nov 9, 2011
William RyanAvantax Advisory Services otherNew England Securities Corporation otherOtherNov 1, 2011Oct 27, 2011
Bradley BurtonAvantax Advisory Services otherEdward Jones national BDOtherOct 19, 2011Oct 12, 2011
Todd D DaltonAvantax Advisory Services otherPartners In Financial Planning, LLC otherOtherOct 4, 2011Nov 14, 2011 (41 d)
Jason Bradley ReddittAvantax Advisory Services otherAdvanced Retirement Solutions, Inc. state registeredOtherSep 15, 2011Sep 13, 2011
John C. PapandreaAvantax Advisory Services otherDominion Wealth Advisors, LLC state registeredOtherSep 2, 2011Oct 6, 2011 (34 d)
Gene Alvin BrehmAvantax Advisory Services other1st Global Advisors Inc otherOtherAug 24, 2011Aug 16, 2011
Christopher Earl JenkinsAvantax Advisory Services otherCetera Investment Advisers LLC otherOtherAug 2, 2011Aug 16, 2011
Cheryl Lynn LyonAvantax Advisory Services otherLyon Capital Strategies state registeredOtherJul 22, 2011Jun 2, 2011
Jeffrey Bill BakerAvantax Advisory Services otherVanderbilt Advisory Services otherOtherJul 11, 2011Jul 11, 2011
Gretchen M BrunnerAvantax Advisory Services otherCompass otherOtherJun 27, 2011Jun 28, 2011
Brad Christopher NeumannAvantax Advisory Services otherTrumbower Financial Advisors LLC otherOtherJun 20, 2011Nov 21, 2011 (154 d)
John W TaliaferroAvantax Advisory Services otherAmeriprise Financial Services, LLC national BDOtherJun 15, 2011Jun 15, 2011
Leonard Paul ColeAvantax Advisory Services otherGlobal Financial Private Capital, Inc. otherOtherMay 13, 2011Sep 26, 2013 (867 d)
John William EnglishAvantax Advisory Services otherJ W English Investment Management Services LLC state registeredOtherMay 6, 2011May 16, 2011
David Arthur SinclairAvantax Advisory Services otherMile High Investments, LLC state registeredOtherApr 8, 2011Sep 15, 2011 (160 d)
Steven Ray MillerAvantax Advisory Services otherTriad Advisors, LLC otherOtherApr 1, 2011Mar 28, 2011
William Patrick HarmonAvantax Advisory Services otherHarmon Financial Advisors, Inc. state registeredOtherFeb 22, 2011Feb 23, 2011
Andrew James AndrikopoulosAvantax Advisory Services otherAmeriprise Financial Services, LLC national BDOtherJan 19, 2011Oct 21, 2011 (275 d)
John Andrew MearsAvantax Advisory Services otherSicor Securities Inc unclassifiedOtherDec 31, 2010Jan 7, 2011
Page 16 of 20PreviousNext