DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Avantax Advisory Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Evelyn Khachikian FernandezAvantax Advisory Services BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 29, 2023Mar 5, 2024 (97 d)
Kella Leann Kicklighter BellAvantax Advisory Services BD affiliatedKestra Private Wealth Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 17, 2023Nov 13, 2023
Adam Daniel TolleAvantax Advisory Services BD affiliatedKestra Private Wealth Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 16, 2023Nov 13, 2023
Matthew Stephen TutenAvantax Advisory Services BD affiliatedKestra Private Wealth Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 16, 2023Nov 13, 2023
Jacob Taylor EvorsAvantax Advisory Services BD affiliatedKestra Private Wealth Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 16, 2023Nov 13, 2023
Hayden John PrzybyszAvantax Advisory Services BD affiliatedPlan Group Financial, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2023Nov 21, 2023
Billy Gene BrownAvantax Advisory Services BD affiliatedOsaic Wealth, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 7, 2023Oct 31, 2023
Stephen Bernard KincerAvantax Advisory Services BD affiliatedOsaic Wealth, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 7, 2023Nov 7, 2023
Blake N BrownAvantax Advisory Services BD affiliatedOsaic Wealth, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 7, 2023Oct 31, 2023
Alysa Vanessa EnriquezAvantax Advisory Services BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 7, 2023Oct 30, 2023
Philip James ClarkAvantax Advisory Services BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 3, 2023Oct 30, 2023
Ronald HongoAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 3, 2023Oct 26, 2023
Gabriel SandlerAvantax Advisory Services BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherNov 3, 2023Oct 26, 2023
James Paul ClemensenAvantax Advisory Services BD affiliatedBfi Wealth Solutions, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 26, 2023Mar 15, 2023
Richard Jay RudingerAvantax Advisory Services BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 24, 2023Nov 13, 2023
Brooke WeiseAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 16, 2023Oct 26, 2023
Michael William CarignanAvantax Advisory Services BD affiliatedMariner BD affiliatedAffiliated broker-dealer or bank to anotherOct 7, 2023Oct 2, 2023
Walter Paul ShoczolekAvantax Advisory Services BD affiliatedSpc BD affiliatedAffiliated broker-dealer or bank to anotherOct 2, 2023Sep 20, 2023
John Bradley WilsonAvantax Advisory Services BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherSep 11, 2023Aug 31, 2023
Ronald KudlacekAvantax Advisory Services BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherSep 11, 2023Aug 31, 2023
Catherine Savara McdanielAvantax Advisory Services BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherSep 11, 2023Aug 31, 2023
Robert John HoltonAvantax Advisory Services BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherSep 5, 2023Aug 17, 2023
William Thomas ErnestAvantax Advisory Services BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherSep 5, 2023Aug 17, 2023
Richard KordasAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 31, 2023Aug 28, 2023
Gary Steven DeoliveiraAvantax Advisory Services BD affiliatedSei Investments Management Corp otherOtherAug 31, 2023Aug 31, 2023
Jason Randall Musante-KlumbAvantax Advisory Services BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherAug 29, 2023Aug 17, 2023
Brent James OgdenAvantax Advisory Services BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherAug 29, 2023Aug 17, 2023
Robert Joseph DugasAvantax Advisory Services BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 28, 2023Aug 17, 2023
Nolan PyrzAvantax Advisory Services BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherAug 23, 2023Aug 7, 2023
Trever Lawrence RobbinsAvantax Advisory Services BD affiliatedArcadia Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 23, 2023May 16, 2024 (267 d)
Tom Sawyer DriscollAvantax Advisory Services BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherAug 22, 2023Aug 17, 2023
Noah GonzalesAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 18, 2023Aug 4, 2023
Leslie C GosuleAvantax Advisory Services BD affiliatedAegis Capital Corp. BD affiliatedAffiliated broker-dealer or bank to anotherAug 15, 2023Aug 30, 2023
Bradley Alan MentzerAvantax Advisory Services BD affiliatedOsaic Wealth, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 8, 2023Jul 31, 2023
Michael Steven MistrettaAvantax Advisory Services BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 19, 2023Jun 8, 2023
Liridon FetahuAvantax Advisory Services BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseJun 15, 2023Mar 26, 2024 (285 d)
Kevin Wayne LivelyAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 15, 2023Jun 15, 2023
Steven D. ElseaAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 7, 2023Jun 1, 2023
Diego German VallotaAvantax Advisory Services BD affiliatedStratos Wealth Partners, Ltd BD affiliatedAffiliated broker-dealer or bank to anotherJun 7, 2023Jun 8, 2023
Michael J GrahamAvantax Advisory Services BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 2, 2023Jun 21, 2023
Christopher Lynn BerryAvantax Advisory Services BD affiliatedGo Wealth Management mixed wealthAffiliated broker-dealer or bank to independent RIAJun 2, 2023May 30, 2023
Kristin Nicole Hurst-HebronAvantax Advisory Services BD affiliatedIntrua Financial independent RIAAffiliated broker-dealer or bank to independent RIAMay 25, 2023Sep 12, 2023 (110 d)
Jennifer Mouser CapellAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 23, 2023May 24, 2023
Sandy Sau Fan MoiAvantax Advisory Services BD affiliatedWpm Wealth Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 12, 2023May 10, 2023
Jennifer GarzaAvantax Advisory Services BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherMay 12, 2023Aug 28, 2023 (108 d)
Matthew Paul GagnonAvantax Advisory Services BD affiliatedAvantax Planning Partners, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 27, 2023Mar 18, 2021
Jesse David BayarenaAvantax Advisory Services BD affiliatedKestra Private Wealth Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 24, 2023Apr 19, 2023
Brent Christopher EugenidesAvantax Advisory Services BD affiliatedBlueprint Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAApr 19, 2023Apr 19, 2023
Cassandra R BeauvaisAvantax Advisory Services BD affiliatedOsaic Fa, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 14, 2023Apr 10, 2023
Bennett Christopher SacksAvantax Advisory Services BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 12, 2023Jul 11, 2023 (90 d)
Shawn BaxterAvantax Advisory Services BD affiliatedProspera Financial Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 11, 2023Apr 12, 2023
Fei ChenAvantax Advisory Services BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 10, 2023Apr 25, 2023
Timothy Smith SoltAvantax Advisory Services BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherMar 30, 2023Mar 23, 2023
Jaclyn Jin HongAvantax Advisory Services BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 15, 2023Mar 13, 2023
James Musgrove EggersAvantax Advisory Services BD affiliatedJt Stratford, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 1, 2023Mar 14, 2023
Carolyn Leticia MoraAvantax Advisory Services BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 17, 2023Feb 14, 2023
Kristina K WestAvantax Advisory Services BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseFeb 10, 2023May 23, 2023 (102 d)
Callie Elizabeth WurstAvantax Advisory Services BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherFeb 10, 2023Feb 14, 2023
Jared Scott MillerAvantax Advisory Services BD affiliatedKorhorn Financial Group independent RIAAffiliated broker-dealer or bank to independent RIAFeb 8, 2023Feb 17, 2023
David GeschkeAvantax Advisory Services BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAFeb 6, 2023Apr 16, 2024 (435 d)
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1,143 moves match.