DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Avantax Advisory Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Steven Jumper | Avantax Advisory Services BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 26, 2022 | Jul 15, 2022 |
| Brad Leigh Bailey | Avantax Advisory Services BD affiliated | Brown Edwards Wealth Strategies independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2022 | Jul 18, 2022 |
| Latunya Shanta Hanley | Avantax Advisory Services BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2022 | Sep 19, 2022 (66 d) |
| Rhonda Sossner | Avantax Advisory Services BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 5, 2022 | Jun 29, 2022 |
| Kive I Strickoff | Avantax Advisory Services BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 5, 2022 | Jun 29, 2022 |
| Myra Marie Ryan | Avantax Advisory Services BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 21, 2022 | Jun 17, 2022 |
| Carey Scott Green | Avantax Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2022 | Dec 2, 2020 |
| Jason Barrett Moore | Avantax Advisory Services BD affiliated | Strategic Wealth Investment Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2022 | Jul 6, 2022 |
| Thomas Anthony Breaux | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2022 | Jun 29, 2023 (381 d) |
| Jehuda Weinstein | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2022 | May 31, 2022 |
| Henry Harris | Avantax Advisory Services BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2022 | Jun 6, 2022 |
| Matthew Carbol | Avantax Advisory Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2022 | Jul 15, 2022 (38 d) |
| Eugene Plahotnii | Avantax Advisory Services BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 3, 2022 | May 3, 2023 (334 d) |
| Maureen Coogan Holsen | Avantax Advisory Services BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 18, 2022 | Aug 3, 2022 (77 d) |
| Gary Kenneth Smith | Avantax Advisory Services BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2022 | May 11, 2022 |
| John Gary Hamilton | Avantax Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2022 | May 3, 2022 |
| Andrew Douglas Beckman | Avantax Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2022 | May 3, 2022 |
| John Herbert Lawler | Avantax Advisory Services BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2022 | May 4, 2022 |
| Raymond Jung Kong | Avantax Advisory Services BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2022 | May 5, 2022 |
| Lawrence David Vanlandingham | Avantax Advisory Services BD affiliated | Semmax Financial Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2022 | May 18, 2022 |
| Colt Alston Richards | Avantax Advisory Services BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2022 | May 9, 2022 |
| Stephanie Jean Molina | Avantax Advisory Services BD affiliated | Guidestone Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2022 | Nov 14, 2023 (573 d) |
| Kirk John Barrett | Avantax Advisory Services BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 13, 2022 | Apr 20, 2022 |
| Amy L Walker | Avantax Advisory Services BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 12, 2022 | Apr 28, 2022 |
| Cherie E Laiche | Avantax Advisory Services BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2022 | Jul 1, 2020 |
| Janet Herdman Dukes | Avantax Advisory Services BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2022 | Apr 20, 2022 |
| Brian Christopher Lusco | Avantax Advisory Services BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 9, 2022 | Mar 7, 2022 |
| Robert James Kaehler | Avantax Advisory Services BD affiliated | Chapin Davis Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2022 | Jan 16, 2024 (683 d) |
| Constance Ann Erickson | Avantax Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2022 | Mar 1, 2022 |
| Hari Bapiraju Gadi | Avantax Advisory Services BD affiliated | Omsai Com LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 28, 2022 | Jul 18, 2023 (505 d) |
| David Elliott Wilson | Avantax Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2022 | Feb 16, 2022 |
| Ronald Lynn Herron | Avantax Advisory Services BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 14, 2022 | Jun 17, 2022 (123 d) |
| Troy Allan Chesnut | Avantax Advisory Services BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2022 | Feb 15, 2022 |
| Cameron Scott Crone | Avantax Advisory Services BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2022 | Feb 4, 2022 |
| Kaytie Anne Cunningham Salzman | Avantax Advisory Services BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2022 | May 8, 2023 (455 d) |
| Christi Sue Cristians | Avantax Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2022 | Jan 26, 2022 |
| Melissa Labrue | Avantax Advisory Services BD affiliated | Avantax Planning Partners, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2022 | Jan 1, 2025 (1072 d) |
| Sarah Emily Harris | Avantax Advisory Services BD affiliated | Cornerstone Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 20, 2022 | Jan 14, 2022 |
| Paul Bryan Cramer | Avantax Advisory Services BD affiliated | Jgc Tax & Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 19, 2022 | Jan 18, 2022 |
| Michael James Kerestes | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2022 | Jan 14, 2022 |
| Robert Paul Amundson | Avantax Advisory Services BD affiliated | Coho Advisory Services, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 18, 2022 | Aug 16, 2024 (941 d) |
| Christopher James Nixon | Avantax Advisory Services BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 6, 2022 | Mar 4, 2022 (57 d) |
| Harold Joseph Beshaw | Avantax Advisory Services BD affiliated | Rkl Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2021 | Jan 21, 2022 |
| Jennifer L Connolly | Avantax Advisory Services BD affiliated | Rkl Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2021 | Jan 20, 2022 |
| Samuel Nichol Oliver | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2021 | Nov 12, 2021 |
| Sean Bryant | Avantax Advisory Services BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2021 | Jan 27, 2022 (36 d) |
| Dairel Lavern Denton | Avantax Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2021 | Dec 17, 2021 |
| Paul Samuel Carpenter | Avantax Advisory Services BD affiliated | Atlas Private Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 21, 2021 | Jan 19, 2022 |
| Meredith Lynne Rines | Avantax Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2021 | Dec 17, 2021 |
| David Wayne Morley | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2021 | Jun 29, 2023 (556 d) |
| Deborah Lynn Frech | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2021 | Dec 1, 2021 |
| Joseph Louis Bell | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2021 | Dec 1, 2021 |
| Denise Gould Carson | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2021 | Dec 1, 2021 |
| Joyce M Yarid | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2021 | Dec 7, 2021 |
| Connor Dillon Delaney | Avantax Advisory Services BD affiliated | Bfj Wealth Management, LLC unclassified | Other | Dec 6, 2021 | Aug 28, 2020 |
| James Edward Urich | Avantax Advisory Services BD affiliated | Bfj Wealth Management, LLC unclassified | Other | Dec 6, 2021 | Jan 14, 2021 |
| Thomas Kenneth Bailey | Avantax Advisory Services BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2021 | Nov 30, 2021 |
| Michelle Poe Fulcher | Avantax Advisory Services BD affiliated | Verus Capital Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2021 | Mar 8, 2022 (95 d) |
| Brandon Hull | Avantax Advisory Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2021 | Dec 13, 2021 |
| Oscar L Barr | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2021 | Nov 29, 2021 |
1,143 moves match.