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RIA Intelligence
Advisor moves
Departures from Cetera Investment Advisers LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffrey V Jones | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2025 | Nov 17, 2025 |
| Randall Robert Murphy | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2025 | Dec 5, 2025 |
| Todd Ernst | Cetera Investment Advisers LLC BD affiliated | Berger Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2025 | Jan 5, 2026 (31 d) |
| Jared Goodin | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2025 | Jan 5, 2026 (31 d) |
| James Seaver Bratone | Cetera Investment Advisers LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2025 | Dec 17, 2025 |
| Lewis George Chamberlain | Cetera Investment Advisers LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Dec 1, 2025 |
| Matthew Wardwell Semeyn | Cetera Investment Advisers LLC BD affiliated | Mckinney Capital Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 4, 2025 | Dec 2, 2025 |
| Manuel Rosas Chavez | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Dec 3, 2025 |
| Jonathan William Brant | Cetera Investment Advisers LLC BD affiliated | Bayntree Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2025 | Dec 9, 2025 |
| Seth Hamilton | Cetera Investment Advisers LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2025 | Dec 4, 2025 |
| Thomas Norman Zirbel | Cetera Investment Advisers LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2025 | May 28, 2026 (176 d) |
| Matthew Chad Hoekstra | Cetera Investment Advisers LLC BD affiliated | Berger Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2025 | Dec 10, 2025 |
| Nathan Scott Sanders | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2025 | Nov 26, 2025 |
| Frank Mckinney | Cetera Investment Advisers LLC BD affiliated | Mckinney Capital Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 2, 2025 | Dec 2, 2025 |
| Suzanne Stephens Ellis | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2025 | Nov 26, 2025 |
| Mihai I. Petrascu | Cetera Investment Advisers LLC BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2025 | Nov 25, 2025 |
| Christopher Michael Corcoran | Cetera Investment Advisers LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2025 | Dec 1, 2025 |
| Robert Leonard Brood | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2025 | Dec 2, 2025 |
| Robert Todd Seibert | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2025 | Dec 1, 2025 |
| Rachel Pierson | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2025 | Dec 2, 2025 |
| Joshua Edwin Rodgers | Cetera Investment Advisers LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2025 | Jul 31, 2026 (242 d) |
| Mark J Wolff | Cetera Investment Advisers LLC BD affiliated | Fbl Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 28, 2025 | Apr 1, 2026 (124 d) |
| Stephen F Selby | Cetera Investment Advisers LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 28, 2025 | Jun 17, 2026 (201 d) |
| Ryan Matthew Laux | Cetera Investment Advisers LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 28, 2025 | Jul 7, 2026 (221 d) |
| Michael Lamb | Cetera Investment Advisers LLC BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 28, 2025 | Aug 3, 2026 (248 d) |
| Jody Lynn Pierce | Cetera Investment Advisers LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 28, 2025 | Nov 18, 2025 |
| Marc Allen Oceanak | Cetera Investment Advisers LLC BD affiliated | Beacon Trust independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 28, 2025 | Dec 16, 2025 |
| Mariella Paloma Celine Chavez-Gehrig | Cetera Investment Advisers LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 28, 2025 | Feb 27, 2026 (91 d) |
| David A Mohammed | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2025 | Nov 10, 2025 |
| David Alan Ray | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2025 | Dec 2, 2025 |
| Jacob Martin Hessel | Cetera Investment Advisers LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2025 | Nov 10, 2025 |
| Michelle Villagrana | Cetera Investment Advisers LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 26, 2025 | Aug 25, 2026 (272 d) |
| Jake Matthew Schafer | Cetera Investment Advisers LLC BD affiliated | Retirement Plan Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2025 | Feb 4, 2026 (70 d) |
| Malcolm Mccoy | Cetera Investment Advisers LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 26, 2025 | Apr 2, 2026 (127 d) |
| Jacob Duane Graves | Cetera Investment Advisers LLC BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2025 | Dec 23, 2025 |
| Marcy Rae Bibler | Cetera Investment Advisers LLC BD affiliated | Asset One Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 25, 2025 | Dec 26, 2025 (31 d) |
| Ian Douglas Mackinnon | Cetera Investment Advisers LLC BD affiliated | Focus Partners Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 25, 2025 | Dec 11, 2025 |
| William Shane Hunt | Cetera Investment Advisers LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 24, 2025 | Nov 18, 2025 |
| Leah N Cook | Cetera Investment Advisers LLC BD affiliated | Asset One Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 24, 2025 | Dec 15, 2025 |
| Giang Thanh Tran | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 23, 2025 | Feb 19, 2026 (88 d) |
| James A. Matthews | Cetera Investment Advisers LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2025 | Dec 1, 2025 |
| Peggy Ann Winbauer | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 24, 2025 |
| Ronald Miller | Cetera Investment Advisers LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Dec 11, 2025 |
| Cole Winbauer | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 17, 2025 |
| Bryan Larsen | Cetera Investment Advisers LLC BD affiliated | Waverly Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 20, 2025 | Dec 15, 2025 |
| Benton Graham Mattson | Cetera Investment Advisers LLC BD affiliated | Commerce Street Investment Management institutional | Other | Nov 20, 2025 | Feb 3, 2026 (75 d) |
| Elijah Levi Sammons Sheffield | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Jan 6, 2026 (47 d) |
| Gary Charles Gray | Cetera Investment Advisers LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2025 | Nov 18, 2025 |
| Ryan Schultz | Cetera Investment Advisers LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2025 | Nov 24, 2025 |
| Jacob M Mischke | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2025 | Nov 11, 2025 |
| Erica Marie Clark | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2025 | Nov 25, 2025 |
| Christopher Thomas Clarke | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 19, 2025 | Nov 14, 2025 |
| Rodney Michael Kramp | Cetera Investment Advisers LLC BD affiliated | Asset One Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2025 | Dec 26, 2025 (38 d) |
| Mark James Mischke | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2025 | Nov 11, 2025 |
| David Allen Carter | Cetera Investment Advisers LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2025 | Nov 23, 2025 |
| Mccarthy Crenshaw | Cetera Investment Advisers LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 18, 2025 | Nov 19, 2025 |
| Titus David Allen | Cetera Investment Advisers LLC BD affiliated | Asset One Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2025 | Dec 26, 2025 (38 d) |
| Jessica Ann Zifer | Cetera Investment Advisers LLC BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2025 | Nov 14, 2025 |
| Gavin Ross Pucciarello | Cetera Investment Advisers LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2025 | Nov 14, 2025 |
| Ismael Garcia | Cetera Investment Advisers LLC BD affiliated | Garcia Financial Planning state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 18, 2025 | Nov 13, 2025 |
3,020 moves match.