DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Cadaret Grant & Co Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Eric Steven FordCadaret Grant & Co Inc BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 14, 2019Jun 17, 2019
Matthew James AlspaughCadaret Grant & Co Inc BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 14, 2019Jul 30, 2019 (46 d)
Matthew Roger BassukCadaret Grant & Co Inc BD affiliatedCuso Financial Services, L.P. BD affiliatedAffiliated broker-dealer or bank to anotherJun 7, 2019Feb 13, 2019
Edward LoturcoCadaret Grant & Co Inc BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 4, 2019Jun 20, 2019
Louis Anthony AddessoCadaret Grant & Co Inc BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 4, 2019May 31, 2019
Frank Joseph FattizziCadaret Grant & Co Inc BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 4, 2019May 31, 2019
Benjamin Edward LoturcoCadaret Grant & Co Inc BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 4, 2019Jun 20, 2019
Wesley HardyCadaret Grant & Co Inc BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherApr 22, 2019Aug 21, 2019 (121 d)
Michael Joseph HennessyCadaret Grant & Co Inc BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 1, 2019Mar 29, 2019
Schuyler B DombroskeCadaret Grant & Co Inc BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 1, 2019Mar 29, 2019
Peter A FranzCadaret Grant & Co Inc BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 1, 2019Aug 3, 2021 (855 d)
Jeremy Michael WoodCadaret Grant & Co Inc BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 25, 2019Jun 29, 2023 (1557 d)
Jeffrey Lynn OlsonCadaret Grant & Co Inc independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 4, 2019Mar 6, 2019
Justin Miles McdannaldCadaret Grant & Co Inc independent RIAInvestacorp Advisory Services Inc BD affiliatedRIA to affiliated broker-dealer or bankDec 27, 2018Dec 27, 2018
Bryant Charles NorthCadaret Grant & Co Inc independent RIALPL Financial LLC independent RIARIA to RIADec 3, 2018Nov 30, 2018
Daniel Christian KelleyCadaret Grant & Co Inc independent RIASummit Financial Group Inc BD affiliatedRIA to affiliated broker-dealer or bankOct 31, 2018Nov 2, 2018
Morris MayerfeldCadaret Grant & Co Inc independent RIALPL Financial LLC independent RIARIA to RIAOct 17, 2018Oct 18, 2018
Yisroel Meir KrohnCadaret Grant & Co Inc independent RIALPL Financial LLC independent RIARIA to RIAOct 17, 2018Oct 18, 2018
Wendell David MarshallCadaret Grant & Co Inc independent RIALPL Financial LLC independent RIARIA to RIAOct 8, 2018Oct 15, 2018
David Gene BenedictCadaret Grant & Co Inc independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 19, 2018Aug 3, 2021 (1049 d)
David Matthew GermanoCadaret Grant & Co Inc independent RIALPL Financial LLC independent RIARIA to RIASep 19, 2018Sep 18, 2018
Mario Di LuigiCadaret Grant & Co Inc independent RIALPL Financial LLC independent RIARIA to RIASep 19, 2018Sep 18, 2018
Stephen Douglas HowlesCadaret Grant & Co Inc independent RIALPL Financial LLC independent RIARIA to RIASep 19, 2018Sep 19, 2018
Brian David EastCadaret Grant & Co Inc independent RIALPL Financial LLC independent RIARIA to RIASep 6, 2018Sep 4, 2018
Gregory Bryon SpicerCadaret Grant & Co Inc independent RIALPL Financial LLC independent RIARIA to RIAAug 29, 2018Aug 22, 2018
Michael Richard SzotakCadaret Grant & Co Inc independent RIALPL Financial LLC independent RIARIA to RIAAug 23, 2018Aug 22, 2018
Linda Jean PresslerCadaret Grant & Co Inc independent RIALPL Financial LLC independent RIARIA to RIAAug 23, 2018Aug 24, 2018
Zachary Evan BrownCadaret Grant & Co Inc independent RIALPL Financial LLC independent RIARIA to RIAAug 23, 2018Aug 24, 2018
John MossaCadaret Grant & Co Inc independent RIALPL Financial LLC independent RIARIA to RIAAug 23, 2018Aug 24, 2018
Kerri Candor HerlickCadaret Grant & Co Inc independent RIAHbw Advisory Services LLC independent RIARIA to RIAJul 2, 2018Feb 20, 2021 (964 d)
Amber M AmidonCadaret Grant & Co Inc independent RIAPark Avenue Securities LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 13, 2018Jun 27, 2018
Peter KazmierczakCadaret Grant & Co Inc independent RIAAlliancebernstein L.P. otherOtherJun 11, 2018Jul 9, 2018
Michael August SidelloCadaret Grant & Co Inc independent RIALPL Financial LLC independent RIARIA to RIAJun 1, 2018Jun 5, 2018
Charles Thomas StacyCadaret Grant & Co Inc independent RIAGwn Securities Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 13, 2018May 14, 2018 (31 d)
Renee LambCadaret Grant & Co Inc otherUBS Financial Services Inc. wirehouseOtherFeb 22, 2018Mar 5, 2018
Jenna A BrownCadaret Grant & Co Inc otherLifemark Securities Corp. independent RIAOtherFeb 15, 2018Apr 24, 2018 (68 d)
Neil Jonathan HoytCadaret Grant & Co Inc otherCommonwealth Financial Network national BDOtherDec 31, 2017Jun 29, 2021 (1276 d)
Carrie Ann FaheyCadaret Grant & Co Inc otherFahey Financial state registeredOtherOct 16, 2017May 27, 2021 (1319 d)
Forrest William ObrienCadaret Grant & Co Inc otherCommonwealth Financial Network national BDOtherSep 20, 2017Sep 18, 2017
Charles Joseph MckelveyCadaret Grant & Co Inc otherCommonwealth Financial Network national BDOtherSep 20, 2017Sep 18, 2017
James Alexander BianchiCadaret Grant & Co Inc otherThe Patriot Financial Group, LLC otherOtherAug 2, 2017Aug 2, 2017
Thomas Francis ShumosicCadaret Grant & Co Inc otherKestra Advisory Services, LLC otherOtherJun 28, 2017Jul 19, 2017
Charles James WetzelCadaret Grant & Co Inc otherKestra Advisory Services, LLC otherOtherJun 28, 2017Jun 28, 2017
Steven Anthony MillerCadaret Grant & Co Inc otherKestra Advisory Services, LLC otherOtherJun 28, 2017Jun 28, 2017
Robert William JohnsonCadaret Grant & Co Inc otherKestra Advisory Services, LLC otherOtherJun 28, 2017Jun 30, 2017
David Eaton RathgebCadaret Grant & Co Inc otherKestra Advisory Services, LLC otherOtherJun 28, 2017Jun 29, 2017
Eric S BirdsallCadaret Grant & Co Inc otherMilestone Consultants, Inc. state registeredOtherMay 2, 2017Aug 31, 2021 (1582 d)
Alan Remy LeistCadaret Grant & Co Inc otherAlan R. Leist Planning Group unclassifiedOtherApr 18, 2017Dec 23, 2010
James DeeCadaret Grant & Co Inc otherFirst Capital Advisors Group, LLC otherOtherApr 3, 2017Apr 25, 2017
Michael Ciro CollettiCadaret Grant & Co Inc otherIc Advisory Services, Inc. otherOtherDec 31, 2016Jan 12, 2017
Daniel James PessagnoCadaret Grant & Co Inc otherSecurian Financial Services, Inc. otherOtherDec 31, 2016Feb 1, 2017 (32 d)
Michael Scott SilversteinCadaret Grant & Co Inc otherFsc Securities Corporation otherOtherDec 1, 2016Dec 1, 2016
Scott David RaabCadaret Grant & Co Inc otherOsaic Fa, Inc. otherOtherNov 1, 2016Nov 1, 2016
Winfred Gerald JacobCadaret Grant & Co Inc otherLevel Financial Advisors, Inc. otherOtherOct 20, 2016Nov 1, 2016
Samuel James BernardCadaret Grant & Co Inc otherCuso Financial Services, L.P. otherOtherOct 4, 2016Oct 12, 2016
Joseph Paul VivianoCadaret Grant & Co Inc otherOsaic Wealth, Inc. otherOtherAug 22, 2016Sep 19, 2016
Peter Donald GrifoCadaret Grant & Co Inc otherPruco Securities, LLC BD affiliatedOtherJun 14, 2016Jun 7, 2021 (1819 d)
James John DevicoCadaret Grant & Co Inc otherMountain Pass Planning independent RIAOtherJun 14, 2016Jul 18, 2021 (1860 d)
Michael BoothCadaret Grant & Co Inc otherEdward Jones national BDOtherJun 10, 2016Jun 14, 2016
Alan Randall GoodsteinCadaret Grant & Co Inc otherGoodstein Wealth Management LLC independent RIAOtherApr 6, 2016Apr 12, 2016
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434 moves match.