DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Goldman Sachs Wealth Services, L.P.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Timothy Cummings | Goldman Sachs Wealth Services, L.P. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2023 | Apr 18, 2023 |
| Antonio Quezada | Goldman Sachs Wealth Services, L.P. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2023 | Aug 9, 2023 (93 d) |
| Susan M Crannell | Goldman Sachs Wealth Services, L.P. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2023 | Apr 17, 2023 |
| William Taylor Gray Tuggle | Goldman Sachs Wealth Services, L.P. BD affiliated | Sage Mountain Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2023 | Oct 5, 2022 |
| Daniel Adam Lindenberg | Goldman Sachs Wealth Services, L.P. BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2023 | Sep 5, 2023 (133 d) |
| Rubab Muzaffar | Goldman Sachs Wealth Services, L.P. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2023 | Jan 31, 2025 (661 d) |
| Pablo Antonio Sagion | Goldman Sachs Wealth Services, L.P. BD affiliated | Mangrove Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 10, 2023 | Dec 12, 2023 (246 d) |
| Vincent A Owens | Goldman Sachs Wealth Services, L.P. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 6, 2023 | May 8, 2023 (32 d) |
| Jennifer Ariane Kim | Goldman Sachs Wealth Services, L.P. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Apr 6, 2023 | May 6, 2025 (761 d) |
| Dawn Marie Asis | Goldman Sachs Wealth Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2023 | Sep 15, 2023 (162 d) |
| Quinton Robert Espinosa | Goldman Sachs Wealth Services, L.P. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 6, 2023 | Apr 24, 2023 |
| Jonathan Chou | Goldman Sachs Wealth Services, L.P. BD affiliated | Shorehaven Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2023 | Aug 14, 2026 (1228 d) |
| Raymond Perez-Astwood | Goldman Sachs Wealth Services, L.P. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 4, 2023 | Apr 17, 2023 |
| Katharine Ann Murphy | Goldman Sachs Wealth Services, L.P. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2023 | May 2, 2023 (32 d) |
| Devin Jarell Saunders | Goldman Sachs Wealth Services, L.P. BD affiliated | Blackrock Investment Management, LLC other | Other | Mar 22, 2023 | Feb 28, 2024 (343 d) |
| Bailey Lucier | Goldman Sachs Wealth Services, L.P. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 22, 2023 | Apr 11, 2023 |
| Lindsay Mckay Lynn | Goldman Sachs Wealth Services, L.P. BD affiliated | Elwood & Goetz independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 17, 2023 | Nov 13, 2025 (972 d) |
| Andrew Ryan Cole-Goins | Goldman Sachs Wealth Services, L.P. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 9, 2023 | Feb 9, 2023 |
| Benjamin Cline Sims | Goldman Sachs Wealth Services, L.P. BD affiliated | The Coury Firm independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 8, 2023 | Mar 14, 2024 (400 d) |
| Jared Lloyd Macfarland | Goldman Sachs Wealth Services, L.P. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 7, 2023 | Mar 22, 2023 (43 d) |
| Serena Dibianco | Goldman Sachs Wealth Services, L.P. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 31, 2023 | Apr 11, 2023 (70 d) |
| George Cameron Decell | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2023 | Jan 19, 2023 |
| Cindy Chan | Goldman Sachs Wealth Services, L.P. BD affiliated | Graypoint LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 11, 2023 | Mar 21, 2023 (69 d) |
| Michael J Ortiz | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2023 | Jan 9, 2023 |
| Bryan Anthony Cassick | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2023 | Jan 5, 2023 |
| Hector M Arellano Hernandez | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2022 | Dec 19, 2022 |
| Trevor Robert Wertheimer | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2022 | Dec 19, 2022 |
| Taylor E. Hart | Goldman Sachs Wealth Services, L.P. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 15, 2022 | Jan 11, 2023 |
| Luis Felipe Jarrin Rueda | Goldman Sachs Wealth Services, L.P. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 30, 2022 | Nov 21, 2022 |
| Shelly Lynne Stone | Goldman Sachs Wealth Services, L.P. BD affiliated | Graypoint LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2022 | Dec 1, 2023 (367 d) |
| Lisa Jeannine Thorn | Goldman Sachs Wealth Services, L.P. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2022 | Apr 5, 2023 (127 d) |
| Ekaterina Brovina | Goldman Sachs Wealth Services, L.P. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2022 | Dec 12, 2023 (378 d) |
| Rachel Anne Cathey | Goldman Sachs Wealth Services, L.P. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2022 | Jan 17, 2023 (64 d) |
| Lawrence Larose | Goldman Sachs Wealth Services, L.P. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2022 | Nov 7, 2022 |
| Sanjay Britto | Goldman Sachs Wealth Services, L.P. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 3, 2022 | Nov 4, 2022 |
| Jeremy Lam | Goldman Sachs Wealth Services, L.P. BD affiliated | Corient independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2022 | Apr 25, 2024 (539 d) |
| Christian Adams Snyder | Goldman Sachs Wealth Services, L.P. BD affiliated | Fenimore Asset Management, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 28, 2022 | Oct 5, 2022 |
| Naysan Vahdat | Goldman Sachs Wealth Services, L.P. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 28, 2022 | Nov 10, 2022 |
| Christopher Michael Wagner | Goldman Sachs Wealth Services, L.P. BD affiliated | Cutler Investment Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2022 | Nov 16, 2022 |
| Joshua Mitchell Peterson | Goldman Sachs Wealth Services, L.P. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 6, 2022 | Oct 25, 2022 |
| Hamza M Elhabbal | Goldman Sachs Wealth Services, L.P. BD affiliated | Graypoint LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2022 | Aug 28, 2024 (698 d) |
| Al Palkovich | Goldman Sachs Wealth Services, L.P. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2022 | Aug 8, 2022 |
| Elaine Marie Sillery | Goldman Sachs Wealth Services, L.P. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2022 | Sep 8, 2022 |
| Haley Brooke Patterson | Goldman Sachs Wealth Services, L.P. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 23, 2022 | Nov 25, 2022 (63 d) |
| Gallagher J Gregory | Goldman Sachs Wealth Services, L.P. BD affiliated | Bbr Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 22, 2022 | Sep 12, 2022 |
| Robert Michael Rogers | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2022 | Oct 24, 2022 (35 d) |
| Claudia L Cedrone | Goldman Sachs Wealth Services, L.P. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 13, 2022 | Sep 12, 2022 |
| Matthew Stephen Marchak | Goldman Sachs Wealth Services, L.P. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 31, 2022 | Jun 3, 2025 (1007 d) |
| Paul Marques Fernandes | Goldman Sachs Wealth Services, L.P. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2022 | Aug 8, 2022 |
| Stacy Lynn Gregory | Goldman Sachs Wealth Services, L.P. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 19, 2022 | Aug 31, 2022 |
| Farheen Ahmed | Goldman Sachs Wealth Services, L.P. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2022 | May 15, 2023 (277 d) |
| Ikechukwu Egwuonwu | Goldman Sachs Wealth Services, L.P. BD affiliated | Beacon Pointe Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 5, 2022 | Jul 17, 2024 (712 d) |
| Nathan Kriplin | Goldman Sachs Wealth Services, L.P. BD affiliated | Northbridge Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2022 | Jul 11, 2023 (383 d) |
| Maria Elena Bird | Goldman Sachs Wealth Services, L.P. BD affiliated | Lido independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 15, 2022 | Feb 27, 2026 (1353 d) |
| Pearl Eghosa Umoye | Goldman Sachs Wealth Services, L.P. BD affiliated | Blackrock Investment Management, LLC other | Other | Jun 3, 2022 | Jun 28, 2022 |
| Timothy P Oleary | Goldman Sachs Wealth Services, L.P. BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 26, 2022 | Oct 17, 2022 (144 d) |
| Joseph Amicone | Goldman Sachs Wealth Services, L.P. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 26, 2022 | May 30, 2023 (369 d) |
| Ryan George Rosmarin | Goldman Sachs Wealth Services, L.P. BD affiliated | Graypoint LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 18, 2022 | Dec 6, 2023 (567 d) |
| Kyle Mason Kadish | Goldman Sachs Wealth Services, L.P. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2022 | Apr 26, 2023 (348 d) |
| Timothy Charles Macherone | Goldman Sachs Wealth Services, L.P. BD affiliated | Shade Tree Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2022 | Apr 7, 2022 |
615 moves match.