DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Vanguard Advisers, Inc.

1,264 moves
AdvisorFromToTypeLeftRegistered
Paul Thomas LavioletteVanguard Advisers, Inc. BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherFeb 4, 2021Mar 16, 2021 (40 d)
Albania EspinalVanguard Advisers, Inc. BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherFeb 4, 2021Mar 9, 2021 (33 d)
Jared Floyd HarringtonVanguard Advisers, Inc. BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAFeb 4, 2021Mar 23, 2021 (47 d)
Cristina PerezVanguard Advisers, Inc. BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherFeb 4, 2021Mar 12, 2021 (36 d)
Marty MonahanVanguard Advisers, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 5, 2021Jun 28, 2021 (174 d)
Joseph William WaterlooVanguard Advisers, Inc. BD affiliatedThrive Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2020May 6, 2022 (491 d)
Ryan Alexander BondVanguard Advisers, Inc. BD affiliatedPersonal Capital Advisors Corporation independent RIAAffiliated broker-dealer or bank to independent RIADec 24, 2020Jan 5, 2021
Matthew J. ClarkeVanguard Advisers, Inc. BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseDec 22, 2020Jan 26, 2021 (35 d)
Hilary Angela DanielVanguard Advisers, Inc. BD affiliatedParsec Financial independent RIAAffiliated broker-dealer or bank to independent RIADec 16, 2020Mar 9, 2021 (83 d)
Benjamin Joseph CohenVanguard Advisers, Inc. BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherDec 16, 2020Sep 10, 2021 (268 d)
Austin PanzeraVanguard Advisers, Inc. BD affiliatedColumbia Management Investment Advisers, LLC asset managerOtherDec 15, 2020Jan 12, 2021
Bradley Steven RustikVanguard Advisers, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIADec 10, 2020Dec 7, 2020
Ryan P HickeyVanguard Advisers, Inc. BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherNov 20, 2020Jan 30, 2024 (1166 d)
David Obadiah RichVanguard Advisers, Inc. BD affiliatedMercer Global Advisors Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 11, 2020Apr 20, 2022 (525 d)
Darrell Ian PachecoVanguard Advisers, Inc. BD affiliatedTrustage Investment Management institutionalOtherNov 10, 2020Jan 3, 2024 (1149 d)
Brian Andrew TurnerVanguard Advisers, Inc. BD affiliatedPersonal Capital Advisors Corporation independent RIAAffiliated broker-dealer or bank to independent RIANov 5, 2020Nov 19, 2020
Lindsey Carolyn LewisVanguard Advisers, Inc. BD affiliatedEllevest independent RIAAffiliated broker-dealer or bank to independent RIANov 5, 2020Jun 6, 2022 (578 d)
Joshua D. BrungardtVanguard Advisers, Inc. BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 3, 2020Jan 15, 2021 (73 d)
Alexandre S CostaVanguard Advisers, Inc. BD affiliatedSecurities America Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 2, 2020Nov 2, 2020
Charles Calogero LociceroVanguard Advisers, Inc. BD affiliatedErnst & Young Investment Advisers Llp no RAUMOtherOct 28, 2020Oct 14, 2021 (351 d)
Nicholas Edward ParkerVanguard Advisers, Inc. BD affiliatedSeaborn Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 28, 2020Nov 30, 2021 (398 d)
Leonard MarteVanguard Advisers, Inc. BD affiliatedAbundant Advisors, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserOct 22, 2020Nov 4, 2020
Kevin SmithVanguard Advisers, Inc. BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIAOct 21, 2020Nov 23, 2020 (33 d)
Dustin D GlassVanguard Advisers, Inc. BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherOct 21, 2020Feb 25, 2021 (127 d)
Christopher John CharteVanguard Advisers, Inc. BD affiliatedSelective Wealth Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 15, 2020Oct 7, 2020
Noah Allan ZahndVanguard Advisers, Inc. BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherOct 13, 2020Mar 6, 2023 (874 d)
Joshua Devitt BrownVanguard Advisers, Inc. BD affiliatedPark Avenue Securities LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 12, 2020Nov 4, 2020
Mildred Louise Marquez SantosVanguard Advisers, Inc. BD affiliatedKathmere Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 7, 2020Jul 24, 2025 (1751 d)
Ronald Martin SaulVanguard Advisers, Inc. BD affiliatedOmaris Financial, LLC unclassifiedOtherSep 29, 2020Sep 8, 2021 (344 d)
Dustin HumrichVanguard Advisers, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseSep 29, 2020Sep 29, 2020
Janmall BroomeVanguard Advisers, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseSep 29, 2020Sep 15, 2022 (716 d)
Aaron TonnaVanguard Advisers, Inc. BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 25, 2020Oct 1, 2020
Matthew DanahyVanguard Advisers, Inc. BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIASep 22, 2020Sep 21, 2020
Jacob Michael AdamsVanguard Advisers, Inc. BD affiliatedKingdom Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 22, 2020Jan 6, 2026 (1932 d)
Michael Allen Kirkendale-HaakVanguard Advisers, Inc. BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIASep 16, 2020Sep 16, 2020
Grant Alexander PalmerVanguard Advisers, Inc. BD affiliatedWaypoint Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIASep 3, 2020Oct 1, 2020
Astute EvansVanguard Advisers, Inc. BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIASep 1, 2020Sep 1, 2020
Ryan P KochVanguard Advisers, Inc. BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 1, 2020Nov 5, 2024 (1526 d)
Myshaina Joy KehindeVanguard Advisers, Inc. BD affiliatedE*Trade Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 25, 2020Aug 19, 2020
Matthew Kendall MasonVanguard Advisers, Inc. BD affiliatedStifel, Nicolaus & Company, Incorporated national BDAffiliated broker-dealer or bank to anotherAug 25, 2020Jan 21, 2021 (149 d)
Rosemary Anne DinardoVanguard Advisers, Inc. BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 21, 2020Dec 21, 2022 (852 d)
Boaz LahovitskyVanguard Advisers, Inc. BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseAug 21, 2020Sep 16, 2020
Mark J. SabatelliVanguard Advisers, Inc. BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 18, 2020Dec 8, 2020 (112 d)
Peter HaywardVanguard Advisers, Inc. BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 12, 2020Aug 20, 2020
Matthew John WilliamsVanguard Advisers, Inc. BD affiliatedNorthern Trust Securities, Inc BD affiliatedAffiliated broker-dealer or bank to anotherAug 4, 2020Aug 30, 2021 (391 d)
Lauren Michelle MercerVanguard Advisers, Inc. BD affiliatedBrighton Jones LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 28, 2020Oct 1, 2020 (65 d)
Jeffrey Baker LlewellynVanguard Advisers, Inc. BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJul 14, 2020Jul 15, 2020
Matthew L DaviesVanguard Advisers, Inc. BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJul 2, 2020May 5, 2022 (672 d)
Spencer YoungmanVanguard Advisers, Inc. BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJun 29, 2020Aug 31, 2020 (63 d)
Patricia J HoldmanVanguard Advisers, Inc. BD affiliatedSchwab Wealth Advisory, Inc. no RAUMOtherJun 19, 2020Jul 31, 2020 (42 d)
Andrew MccluerVanguard Advisers, Inc. BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherJun 16, 2020Jul 2, 2020
Meghan Elizabeth HoganVanguard Advisers, Inc. BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 16, 2020Jun 29, 2020
Whitney B WilliamsVanguard Advisers, Inc. BD affiliatedSchwab Wealth Advisory, Inc. no RAUMOtherJun 9, 2020Jul 23, 2020 (44 d)
Michael Lewis WojcikVanguard Advisers, Inc. BD affiliatedPine Valley Investments independent RIAAffiliated broker-dealer or bank to independent RIAJun 9, 2020Nov 8, 2021 (517 d)
Terrington MylesVanguard Advisers, Inc. BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherMay 21, 2020May 27, 2020
Michael A BuenoVanguard Advisers, Inc. BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherMay 20, 2020Jun 24, 2020 (35 d)
Daniel Joseph LevyVanguard Advisers, Inc. BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseMay 8, 2020Oct 2, 2020 (147 d)
Paul Matthew GrahamVanguard Advisers, Inc. BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAMay 8, 2020May 18, 2020
Jamie Alan DunnVanguard Advisers, Inc. BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIAApr 15, 2020Apr 6, 2020
Michael Joseph FrendakVanguard Advisers, Inc. BD affiliatedPnc Wealth Management BD affiliatedAffiliated broker-dealer or bank to anotherApr 8, 2020Apr 2, 2020
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